| INDIANAPOLIS LOC U DB LUB MPD BO |
|
BOND |
PURCHASE
|
|
nan |
| CLEARWATER PAPER HOLDINGS |
CLW |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| PAR PACIFIC HOLDINGS |
PP |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| MERCK CO INC |
MRK |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| TULSA OIL DG BO |
|
BOND |
PURCHASE
|
|
$500,001-1,000,000 |
| LUMEN WAY I INVESTMENTS TRS (5.68%/ INTEREST) |
|
FIXED INCOME |
PURCHASE
|
|
$100,001-250,000 |
| ATENA INC |
|
STOCK |
PURCHASE
|
|
$5,000,001-25,000,000 |
| INTUIT |
INTU |
STOCK |
PURCHASE
|
|
$25,000,001-50,000,000 |
| LUMEN WAY I INVESTMENTS TRS (5.68%/ INTEREST) |
|
FIXED INCOME |
PURCHASE
|
|
$100,001-250,000 |
| MICROSOFT CORP |
MSFT |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| NEW YORK ST URBAN BRV REV CYP BOS |
|
BOND |
PURCHASE
|
|
nan |
| PAR PACIFIC HOLDINGS |
PP |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| PUBLISHED PRA PLA AUTH FOR INTNL |
|
BOND |
PURCHASE
|
|
nan |
| NESTLE S A PLC |
NESN |
STOCK |
PURCHASE
|
|
nan |
| UNILEVER PLC S A G |
UL |
STOCK |
PURCHASE
|
|
nan |
| MICROSOFT CORP |
MSFT |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| Synovus Financial Corp. |
SNOV |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| TESMA INC |
|
nan |
PURCHASE
|
|
$100,001-250,000 |
| PRIMERICA INC |
PRU |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| CLEARWATER PAPER INC |
CLW |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| MIDLEX S MONGT INC |
|
PRIVATE EQUITY |
PURCHASE
|
|
$15,001-50,000 |
| MHL INC |
|
STOCK |
PURCHASE
|
|
$50,001-100,000 |
| PAR PACIFIC HOLDINGS |
PP |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| CLEARWATER PAPER CORP |
CLW |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| DENNYS CORP |
DEN |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| DENNYS CORP |
DEN |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| PAR PACIFIC HOLDINGS |
PP |
STOCK |
PURCHASE
|
|
$100,001-250,000 |
| REX American Resources Corp |
AXR |
STOCK |
Purchase
|
May 7, 2019 |
$1,000,001-$5,000,000 |
| Union Brewery-Columbia Gas HSC |
|
FIXED INCOME |
EXCHANGE
|
May 7, 2019 |
$100,001-$250,000 |
| ROCKINGHAM COUNTY N.Y. LTD C/O DTCC |
|
BOND |
EXCHANGE
|
May 7, 2019 |
$100,001-$250,000 |
| Vitru Investment Partners Inc |
|
PRIVATE EQUITY |
Purchase
|
May 7, 2019 |
$1,000,001-$5,000,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
Purchase
|
April 29, 2019 |
$1,000,001-$5,000,000 |
| DSY INC WTRYNMANICAL ASST REFIBOS B |
|
nan |
Purchase
|
April 29, 2019 |
$1,000,001-$5,000,000 |
| Vanguard Total Stock Market Index Fund (1.5% INTEREST) |
VTSAX |
FUND |
PURCHASE
|
April 25, 2019 |
$1,000,001-$5,000,000 |
| MEDLEY MGMT INC |
|
STOCK |
Purchase
|
April 25, 2019 |
$1,000,001-$5,000,000 |
| UNILEVER NV PLC |
UL |
STOCK |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| Apex Capital Financial Corp |
|
nan |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| OXFORDFIRE INSURANCE CORP |
OFIC |
STOCK |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| OVERSTOCK.COM INC |
OVER |
STOCK |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
Purchase
|
April 25, 2019 |
$50,001-$100,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
Purchase
|
April 25, 2019 |
$15,001-$50,000 |
| EXTENDED STAY AMERICA INC |
|
REAL ESTATE |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| REX American Resources Corp |
AXR |
STOCK |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| American Resources Corp |
AREC |
STOCK |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| NEW YORK ST URBAN REV CORP REV |
|
BOND |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| NEW YORK ST URBAN REV CORP REV |
|
BOND |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| PHILADELPHIA PA AUTH FOR INDL |
|
BOND |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| FLORIDA ST DIST ENVIRONMETAL |
|
BOND |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| Landmark Infrastructure Partners |
LAP |
STOCK |
Purchase
|
April 25, 2019 |
$1,000,001-$5,000,000 |
| Landmark Infrastructure Partners |
LAP |
STOCK |
Purchase
|
April 25, 2019 |
$1,000,001-$5,000,000 |
| UNLVRS DEV PLC |
|
FUND |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| REX American Resources Corp |
AXR |
STOCK |
Purchase
|
April 25, 2019 |
$1,000,001-$5,000,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| NESTLE BRANDS COASTING CORP |
|
PRIVATE EQUITY |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| Chesapeake Financial Corp. |
CFCO |
STOCK |
EXCHANGE
|
April 25, 2019 |
$100,001-$250,000 |
| ASSURANT INC |
AI |
STOCK |
Purchase
|
April 25, 2019 |
$1,000,001-$5,000,000 |
| FEDERA SIGNAL CORP |
|
STOCK |
Purchase
|
April 25, 2019 |
$1,000,001-$5,000,000 |
| REX American Resources Corp |
AXR |
STOCK |
Purchase
|
April 25, 2019 |
$1,000,001-$5,000,000 |
| MFA FINANCIAL |
MAF |
REAL ESTATE |
Purchase
|
April 23, 2019 |
$1,000,001-$5,000,000 |
| REX American Resources Corp |
AXR |
STOCK |
Purchase
|
April 23, 2019 |
$1,000,001-$5,000,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
Purchase
|
April 23, 2019 |
$1,000,001-$5,000,000 |
| LITE FINANCE BRANDING INC |
|
PRIVATE EQUITY |
Purchase
|
April 22, 2019 |
$1,000,001-$5,000,000 |
| SMITH & NEPHEW PLC |
SN. |
STOCK |
EXCHANGE
|
April 22, 2019 |
$100,001-$250,000 |
| ALVIN TEX INDST SCHRDT VAR RT UL TO TASCHOHOUSEHOL USE BDS |
|
BOND |
EXCHANGE
|
April 22, 2019 |
$100,001-$250,000 |
| TULSA OK OKLA GO BGS |
|
BOND |
EXCHANGE
|
April 22, 2019 |
$100,001-$250,000 |
| Signet Jewelers Limited |
SIG |
STOCK |
PURCHASE
|
April 22, 2019 |
$1,000,001-$5,000,000 |
| REES TRIM FINANCIAL INC |
RTFI |
STOCK |
Purchase
|
April 22, 2019 |
$1,000,001-$5,000,000 |
| REX American Resources Corp |
AXR |
STOCK |
Purchase
|
April 22, 2019 |
$1,000,001-$5,000,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
Purchase
|
April 22, 2019 |
$1,000,001-$5,000,000 |
| Landmark Infrastructure Partners |
LAP |
STOCK |
Purchase
|
April 22, 2019 |
$1,000,001-$5,000,000 |
| LVMH MOET HENNESSY LOUIS VUITTON SE |
MC |
STOCK |
PURCHASE
|
April 22, 2019 |
$15,001-$50,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
Purchase
|
April 19, 2019 |
$1,000,001-$5,000,000 |
| REX American Resources Corp |
AXR |
STOCK |
Purchase
|
April 19, 2019 |
$1,000,001-$5,000,000 |
| REX American Resources Corp |
AXR |
STOCK |
Purchase
|
April 19, 2019 |
$1,000,001-$5,000,000 |
| MEDLEY MGMT INC |
|
STOCK |
Purchase
|
April 18, 2019 |
$1,000,001-$5,000,000 |
| Simpson Manufacturing Co. |
ZZI |
STOCK |
Purchase
|
April 16, 2019 |
$500,001-$1,000,000 |
| AETNA INC |
CVS |
STOCK |
EXCHANGE
|
April 12, 2019 |
$100,001-$250,000 |
| LAKE CNTY IL |
|
BOND |
EXCHANGE
|
April 12, 2019 |
$100,001-$250,000 |
| WASHINGTON CNTY ONE SCH DIST N |
|
BOND |
EXCHANGE
|
April 12, 2019 |
$100,001-$250,000 |
| THAMES WATER SCIENTIFIC CORP |
|
PRIVATE EQUITY |
EXCHANGE
|
April 12, 2019 |
$100,001-$250,000 |
| THAMES WATER LTD VRS REV PYR (DEV AUTHORIZINGMON WTR REFINANCING WTR REV BDS |
|
BOND |
EXCHANGE
|
April 12, 2019 |
$100,001-$250,000 |
| INTUIT INC |
INTU |
STOCK |
EXCHANGE
|
April 12, 2019 |
$100,001-$250,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
Purchase
|
April 11, 2019 |
$1,000,001-$5,000,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
Purchase
|
April 10, 2019 |
$100,001-$250,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
Purchase
|
April 10, 2019 |
$250,001-$500,000 |
| REX American Resources Corp |
AXR |
STOCK |
PURCHASE
|
May 7, 2018 |
nan |
| TESLA INC |
TSLA |
STOCK |
PURCHASE
|
May 7, 2018 |
$100,001-$250,000 |
| ALVIN TEXT INPT SCHDST VAR RT ULTD TO TXASCHOOLHOUSE BOS |
|
BOND |
PURCHASE
|
May 7, 2018 |
$1,000,001-5,000,000 |
| Salty Beverage PLC |
|
STOCK |
PURCHASE
|
May 7, 2018 |
$250,001-500,000 |
| PROGRESSIVE CORP |
PGR |
STOCK |
PURCHASE
|
May 7, 2018 |
$100,001-$250,000 |
| MICROSOFT CORP |
MSFT |
STOCK |
PURCHASE
|
May 7, 2018 |
$100,001-$250,000 |
| Central Pacific Financial Corp |
CPF |
STOCK |
PURCHASE
|
May 7, 2018 |
nan |
| KANSAS CITY SOUTHERN |
CP |
STOCK |
PURCHASE
|
April 30, 2018 |
$100,001-$250,000 |
| KANSAS CITY SOUTHERN |
CP |
STOCK |
PURCHASE
|
April 30, 2018 |
$100,001-$250,000 |
| CLEARWATER PAPER CORP |
CLW |
STOCK |
PURCHASE
|
April 26, 2018 |
$100,001-$250,000 |
| DENNYS CORP |
DEN |
STOCK |
PURCHASE
|
April 26, 2018 |
$100,001-$250,000 |
| COLORADO RVR WTR RT BND DEC 01 ALTHORNINGTON WTR REVOKINGTON WTR REV BNDS BOS |
|
BOND |
PURCHASE
|
April 25, 2018 |
nan |
| ACCOM COM |
ACCOM |
STOCK |
PURCHASE
|
April 25, 2018 |
$100,001-250,000 |
| LUM FAMILY INVESTMENTS LP (2.0684% INTEREST) |
|
PRIVATE EQUITY |
PURCHASE
|
April 25, 2018 |
$1,000-5,150,000 |
| PRIMERICA INC |
PRU |
STOCK |
PURCHASE
|
April 25, 2018 |
$100,001-$250,000 |
| PRIMERICA INC |
PRU |
STOCK |
PURCHASE
|
April 25, 2018 |
$100,001-$250,000 |
| Lumen Broadband Corp Series C |
|
BOND |
PURCHASE
|
April 25, 2018 |
$100,001-250,000 |
| CLEARWATER PAPER HOLDINGS |
CLW |
STOCK |
PURCHASE
|
April 24, 2018 |
$100,001-250,000 |
| KANSAS CITY SOUTHERN |
CP |
STOCK |
PURCHASE
|
April 23, 2018 |
$100,001-$250,000 |
| PRIMERICA INC |
PRU |
STOCK |
PURCHASE
|
April 22, 2018 |
$100,001-250,000 |
| CLEARWATER PAPER CORP |
CLW |
STOCK |
PURCHASE
|
April 22, 2018 |
$100,001-$250,000 |
| DENNYS CORP |
DEN |
STOCK |
PURCHASE
|
April 22, 2018 |
$100,001-250,000 |
| DENNYS CORP |
DEN |
STOCK |
PURCHASE
|
April 22, 2018 |
$100,001-$250,000 |
| Centryvia Inc |
|
PRIVATE EQUITY |
PURCHASE
|
April 22, 2018 |
$100,001-250,000 |
| MERCK CO INC |
MRK |
STOCK |
PURCHASE
|
April 22, 2018 |
$100,001-250,000 |
| ACCOM COM |
ACCOM |
STOCK |
PURCHASE
|
April 22, 2018 |
$100,001-250,000 |
| CLEARWATER PAPER CORP |
CLW |
STOCK |
PURCHASE
|
April 22, 2018 |
$100,001-$250,000 |
| GREEN BAY WAS |
|
nan |
PURCHASE
|
April 22, 2018 |
$100,001-250,000 |
| PROGRESSIVE CORP. DIRH |
PGR |
STOCK |
PURCHASE
|
April 22, 2018 |
$100,001-250,000 |
| ROCKMAN CITY LTD (3.4015% INTEREST) |
|
PRIVATE EQUITY |
PURCHASE
|
April 22, 2018 |
$15,001-50,000 |
| ACCOM COM |
ACCOM |
STOCK |
PURCHASE
|
April 20, 2018 |
$100,001-250,000 |
| Central Pacific Financial Corp |
CPF |
STOCK |
PURCHASE
|
April 20, 2018 |
nan |
| Central Pacific Financial Corp |
CPF |
STOCK |
PURCHASE
|
April 20, 2018 |
nan |
| Central Pacific Financial Corp |
CPF |
STOCK |
PURCHASE
|
April 20, 2018 |
nan |
| EXTENDED STAY AMERICA INC |
|
REAL ESTATE |
PURCHASE
|
April 20, 2018 |
nan |
| EXTENDED STAY AMERICA INC |
|
REAL ESTATE |
PURCHASE
|
April 20, 2018 |
nan |
| OCEANIDES FINANCIAL CORP |
|
STOCK |
PURCHASE
|
April 20, 2018 |
nan |
| UNILEVER PLC S A G |
UL |
STOCK |
PURCHASE
|
April 20, 2018 |
nan |
| PAR PACIFIC HOLDINGS |
PP |
STOCK |
PURCHASE
|
April 20, 2018 |
$100,001-$250,000 |
| MEDLEY MGMT INC |
|
STOCK |
PURCHASE
|
April 20, 2018 |
$100,001-$250,000 |
| CLEARWATER PAPER CORP |
CLW |
STOCK |
PURCHASE
|
April 20, 2018 |
$100,001-$250,000 |
| CLEARWATER PAPER CORP |
CLW |
STOCK |
PURCHASE
|
April 20, 2018 |
$100,001-$250,000 |
| EMPIRE INDUSTRIES INC |
|
STOCK |
PURCHASE
|
April 20, 2018 |
$100,001-$250,000 |
| GREEN BAY WES |
|
BOND |
PURCHASE
|
April 20, 2018 |
$100,001-$250,000 |
| Central Pacific Financial Corp |
CPF |
STOCK |
PURCHASE
|
April 19, 2018 |
nan |
| Central Pacific Financial Corp |
CPF |
STOCK |
PURCHASE
|
April 19, 2018 |
nan |
| CLEARWATER PAPER CORP |
CLW |
STOCK |
PURCHASE
|
April 19, 2018 |
$100,001-$250,000 |
| PAR PACIFIC HOLDINGS |
PP |
STOCK |
PURCHASE
|
April 19, 2018 |
$100,001-$250,000 |
| TESLA INC |
TSLA |
STOCK |
PURCHASE
|
April 19, 2018 |
$100,001-$250,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| PRIMERICA INC |
PRU |
STOCK |
PURCHASE
|
April 17, 2018 |
$100,001-250,000 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Central Pacific Financial Corp. |
CPF |
STOCK |
PURCHASE
|
April 17, 2018 |
$1,000-4,999 |
| Synovus Financial Corp. |
SNOV |
STOCK |
PURCHASE
|
April 16, 2018 |
$100,001-250,000 |
| GUIDANT LIP-B LANKO RV/ ALTH TEX |
|
FIXED INCOME |
PURCHASE
|
April 16, 2018 |
$100,001-250,000 |
| PROGRESSIVE CORP. DIRH |
PGR |
STOCK |
PURCHASE
|
April 14, 2018 |
$100,001-250,000 |
| GREEN BAY WES |
|
BOND |
PURCHASE
|
April 13, 2018 |
$100,001-$250,000 |
| MEDLEY MGMT INC |
|
STOCK |
PURCHASE
|
April 13, 2018 |
$100,001-$250,000 |
| DENNYS CORP |
DEN |
STOCK |
PURCHASE
|
April 12, 2018 |
$15,000-$50,000 |
| TESLA INC |
TSLA |
STOCK |
PURCHASE
|
April 12, 2018 |
$100,001-$250,000 |
| MEDLEY MGMT INC |
|
STOCK |
PURCHASE
|
April 12, 2018 |
$1,000-$15,000 |
| MEDLEY MGMT INC |
|
STOCK |
PURCHASE
|
April 12, 2018 |
$50,001-$100,000 |
| KANSAS CITY SOUTHERN |
CP |
STOCK |
PURCHASE
|
April 10, 2018 |
$100,001-250,000 |
| AMAZON.COM INC |
AMZN |
STOCK |
PURCHASE
|
April 10, 2018 |
$100,001-$250,000 |
| MICROSOFT CORP |
MSFT |
STOCK |
PURCHASE
|
April 10, 2018 |
$100,001-$250,000 |
| CONNECTICUT CITY LTD (0.8318% INTEREST) |
|
BOND |
PURCHASE
|
April 10, 2018 |
$50,001-100,000 |
| PROGRESSIVE CORP |
PGR |
STOCK |
PURCHASE
|
April 10, 2018 |
$100,001-$250,000 |
| LAKE COUNTY DISTRIBUTING CORP REV |
|
BOND |
PURCHASE
|
April 5, 2018 |
nan |
| FIBER OPTIC SCIENCES CORP |
|
STOCK |
PURCHASE
|
April 5, 2018 |
Over $50,000,000 |
| MIDLEX M SMT INC |
|
PRIVATE EQUITY |
PURCHASE
|
April 10, 2016 |
$1,000-B15,000 |
| Mega Corp Common Stock |
|
STOCK |
Purchase
|
Feb. 5, 2015 |
$50,001-$100,000 |