| Brown Advisory - Houston TX GO 5% DUE 03-01-2026 (443316KD) |
|
BOND |
Purchase
|
Jan. 21, 2018 |
$1,000-$15,000 |
| GS Brokerage - ONEOK INC CMN (OKE) |
OKE |
STOCK |
Purchase
|
Jan. 5, 2018 |
$1,000-$15,000 |
| GS Brokerage - PHILIP MORRIS INTL INC CMN (PM) |
PM |
STOCK |
Purchase
|
Jan. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - CHUBB LTD CMN (CB) |
CB |
STOCK |
Purchase
|
Jan. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - GENERAL ELECTRIC CO CMN (GE) |
GE |
STOCK |
Purchase
|
Jan. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - AMERICAN ELECTRIC POWER INC CMN (AEP) |
AEP |
STOCK |
Purchase
|
Jan. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - XCEL ENERGY INC CMN (XEL) |
XEL |
STOCK |
Purchase
|
Jan. 4, 2018 |
$1,000-$15,000 |
| GS Brokerage - SCHLUMBERGER LTD CMN (SLB) |
SLB |
STOCK |
Purchase
|
Jan. 4, 2018 |
$1,000-$15,000 |
| Private Securities Inc. Corporate Bonds - Ideal Living Corp (US465750D112) Due 12-31-17 (matured) |
|
BOND |
Sale
|
Jan. 2, 2018 |
$1,000-$15,000 |
| GS Brokerage - BOK FINANCIAL CORP (NEW) CMN (BOKF) [Partial Sale] |
BOKF |
STOCK |
Sale
|
Jan. 2, 2018 |
$500,001-$1,000,000 |
| Brown Advisory - White TX Independent School District GO 4% DUE 08-15-2021 (98306RF77) |
|
BOND |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Ameriprise Financial, Inc. (AMP) |
AMP |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - American Tower Corp. (AMT) |
AMT |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Best Buy Co., Inc. (BBY) |
BBY |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Apple, Inc. (AAPL) |
AAPL |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - AbbVie, Inc. (ABBV) |
ABBV |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Accenture PLC (ACN) |
ACN |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Automatic Data Processing, Inc. (ADP) |
ADP |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Bank of America Corp. (BAC) |
BAC |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Cisco Systems, Inc. (CSCO) |
CSCO |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - General Dynamics Corp. (GD) |
GD |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Hasbro, Inc. (HAS) |
HAS |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Cincinnati Financial Corp. (CINF) |
CINF |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Suncor Energy, Inc. (SU) |
SU |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Unilever NV (UN) |
UN |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - United Technologies Corp. (UTX) |
RTX |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - VF Corp. (VFC) |
VFC |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Wells Fargo & Co. (WFC) |
WFC |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Willis Towers Watson PLC (WLTW) |
WTW |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - W.P. Carey Inc. (WPC) |
WPC |
REAL ESTATE |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Westphaler Co. (WST) |
WST |
PRIVATE EQUITY |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Nielsen Holdings PLC (NLSN) |
NLSN |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Novartis AG Sponsored ADR (NVS) |
NVS |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Occidental Petroleum Corp. (OXY) |
OXY |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Philip Morris International, Inc. (PM) |
PM |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Pimco, Inc. (PN) |
PN |
FUND |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Qualcomm, Inc. (QCOM) |
QCOM |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Home Depot, Inc. (HD) |
HD |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Kinder Morgan, Inc. (KMI) |
KMI |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - JPMorgan Chase & Co. (JPM) |
JPM |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Microsoft Corp. (MSFT) |
MSFT |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Coca-Cola Co. (KO) |
KO |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Lowe's Companies, Inc. (LOW) |
LOW |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - McDonald's Corp. (MCD) |
MCD |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Medtronic PLC (MDT) |
MDT |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Altria Group, Inc. (MO) |
MO |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Merck & Co., Inc. (MRK) |
MRK |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Healthcare Services Group, Inc. (HCSG) |
HCSG |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| GS Brokerage - COLGATE-PALMOLIVE CO SPONSORED ADR CMN (CL/PY) [Partial Sale] |
CL |
STOCK |
Sale
|
Dec. 29, 2017 |
$1,000,001-$5,000,000 |
| Brown Advisory - American Tower Corp. (AMT) |
AMT |
STOCK |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Brown Advisory Strategic Bond Fund Cl Inv (BAABX) |
BAABX |
FUND |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Brown Advisory Global Leaders Fund Cl Inv (BALIX) |
BALIX |
FUND |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Artisan Global Value Fund Cl Adv (APGDX) |
APGDX |
FUND |
Purchase
|
Dec. 29, 2017 |
$15,001-$50,000 |
| Brown Advisory - Essex Government Properties, Inc. (AVB) |
AVB |
REAL ESTATE |
Purchase
|
Dec. 29, 2017 |
$100,001-$250,000 |
| Brown Advisory - Federated Municipal Ultrashort Bond Fund Inst (FMUSX) |
FMUSX |
FUND |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Federal Realty Investment Trust (FRT) |
FRT |
REAL ESTATE |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - Cardinal Small Cap Value Fund Cl Inst (CCMSX) |
CCMSX |
FUND |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Brown Advisory - W.P. Carey, Inc. (WPC) |
WPC |
REAL ESTATE |
Purchase
|
Dec. 29, 2017 |
$1,000-$15,000 |
| Private Securities Inc. Corporate Bonds - Ideal Living Corp (US0675002224) Due 12-28-22 |
|
BOND |
Purchase
|
Dec. 28, 2017 |
$1,000-$15,000 |
| GS Brokerage - AETERO INVEST/REAM GP LP CMN (AMGP) |
AMGP |
PRIVATE EQUITY |
Purchase
|
Dec. 21, 2017 |
$1,000-$15,000 |
| GS Brokerage - ONEOK INC CMN (OKE) |
OKE |
STOCK |
Purchase
|
Dec. 21, 2017 |
$1,000-$15,000 |
| Brown Advisory - T. Rowe Price Tax-Free High Yield Bond Fund (PRFHX) |
PRFHX |
FUND |
Purchase
|
Dec. 20, 2017 |
$1,000-$15,000 |
| GS Brokerage - RYANAIR HOLDINGS PLC SPONSORED ADR CMN (RYAAY) |
RYAAY |
STOCK |
Purchase
|
Dec. 15, 2017 |
$1,000-$15,000 |
| GS Brokerage - STATE OF MICHIGAN GO 5.0000% 05/01/23 MN (4905523) |
|
BOND |
Purchase
|
Dec. 14, 2017 |
$100,001-$250,000 |
| Brown Advisory - VA State Health Care P/TB 01/18 @ 100 6.25% DUE 09-01-2036 (93978FKJ2) |
|
BOND |
Purchase
|
Dec. 14, 2017 |
$1,000-$15,000 |
| GS Brokerage - RYANAIR HOLDINGS PLC SPONSORED ADR CMN (RYAAY) |
RYAAY |
STOCK |
Purchase
|
Dec. 12, 2017 |
$1,000-$15,000 |
| GS Brokerage - RYANAIR HOLDINGS PLC SPONSORED ADR CMN (RYAAY) |
RYAAY |
STOCK |
Purchase
|
Dec. 11, 2017 |
$1,000-$15,000 |
| Brown Advisory - MN State GO 4% DUE 09-01-2019 (604129YH6) |
|
BOND |
Purchase
|
Dec. 11, 2017 |
$1,000-$15,000 |
| See attached schedules |
|
nan |
Sale
|
Feb. 5, 2015 |
$15,001 - $50,000 |