| See attached schedules |
|
nan |
Sale
|
|
$15,001-$50,000 |
| Brown Advisory - Halifax FL Hospital Medical Center 6/1/18 @ 100 5.5% DUE 06-01-2038 |
|
BOND |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Harris Co. - Houston TX Sports Authority 5% DUE 11-15-2025 |
|
BOND |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - CA State Statewide Community Development Auth P/R 7/1/18 @ 100 5.75% DUE 07-01-2047 |
|
BOND |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - New Haven CT Solid Waste Authority P/R 6/1/18 @ 100 5.375% DUE 06-01-2028 |
|
BOND |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Tampa Bay FL Water Regional Water Supply Authority P/R 10/1/18 @ 100 5% DUE 10-01-2034 |
|
BOND |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Apple, Inc. |
AAPL |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - AbbVie, Inc. |
ABBV |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Accenture PLC |
ACN |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Automatic Data Processing, Inc. |
ADP |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Ameriprise Financial, Inc. |
AMP |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Bank of America Corp. |
BAC |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Cincinnati Financial Corp. |
CINF |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Cisco Systems, Inc. |
CSCO |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Erie Indemnity Co. |
ERIE |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - General Electric Co. |
GE |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Healthcare Services Group, Inc. |
|
FUND |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - McDonald's Corp. |
MCD |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Merck & Co., Inc. |
MRK |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Altria Group, Inc. |
MO |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Johnson & Johnson |
JNJ |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - JPMorgan Chase & Co. |
JPM |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Coca-Cola Co. |
KO |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Nielsen Holdings PLC |
|
PRIVATE EQUITY |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Novartis AG Sponsored ADR |
NVS |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Occidental Petroleum Corp. |
OXY |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Philip Morris International, Inc. |
PM |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Praxair, Inc. |
|
nan |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Quotient, Inc. |
|
PRIVATE EQUITY |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Suncor Energy, Inc. |
SU |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - United Technologies Corp. |
RTX |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - VF Corp. |
VFC |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Wells Fargo & Co. |
WFC |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Willis Towers Watson PLC |
WTW |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - W.P. Carey, Inc. |
WPC |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Weyerhaeuser Co. |
WY |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Unilever NV |
UL |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Brown Advisory - Microsoft Corp. |
MSFT |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| Rooney Family Investments Ltd. (Private Investments, Naples, FL) |
|
PRIVATE EQUITY |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - CHUBB LTD CMN (CB) |
CB |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - LOCKHEED MARTIN CORPORATION CMN (LMT) |
LMT |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - KELLOGG COMPANY CMN (K) |
K |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - CHARTER COMMUNICATIONS, INC. CMN (CHTR) |
CHTR |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - GGP INC CMN (GGP) |
GGP |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - CENTURYLINK INC CMN (CTL) |
CTL |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - ALTRIA GROUP, INC CMN (MO) |
MO |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - MOBILE ENERGY INC CMN (MBL) |
MBL |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - EXXON MOBIL CORPORATION CMN (XOM) |
XOM |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - GENERAL ELECTRIC CO CMN (GE) |
GE |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - VERIZON COMMUNICATIONS INC. CMN (VZ) |
VZ |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - ALLERGAN PLC CMN (AGN) |
AGN |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - W.W. GRAINGER INCORPORATED CMN (GWW) |
GWW |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - COMCAST CORPORATION CMN CLASS A VOTING (CMCSA) |
CMCSA |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - SIMON PROPERTY GROUP INC CMN (SPG) |
SPG |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - FASTENAL CO CMN (FAST) |
FAST |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - ZIMMER BIOMET HOLDINGS INC (ZBH) |
ZBH |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - ATLANTA GA ABPT REV 5% 01/01/22 JJ (MUNI) |
|
BOND |
Purchase
|
Sept. 13, 2017 |
$100,001-$250,000 |
| Rooney Capital, LLC (Private Investments, Naples, FL): |
|
PRIVATE EQUITY |
Purchase
|
Sept. 13, 2017 |
$1,000-$15,000 |
| GS Brokerage - SGS S.A. ADR CMN (SGSOY) |
SGSOY |
STOCK |
Sale
|
Aug. 31, 2017 |
$1,000-$15,000 |
| GS Brokerage - SGS S.A. ADR CMN (SGSOY) |
SGSOY |
STOCK |
Purchase
|
Aug. 31, 2017 |
$1,000-$15,000 |
| GS Brokerage - SGS S.A. ADR CMN (SGSOY) |
SGSOY |
STOCK |
Purchase
|
Aug. 30, 2017 |
$1,000-$15,000 |
| GS ProShares - VA COLLEGE BLDG AUTH VA EDL REV 5.0000% 02/01/21 FA (MUNI) (8261059UE9) |
|
BOND |
Purchase
|
Aug. 29, 2017 |
$1,000-$15,000 |
| GS Brokerage - OCCIDENTAL PETROLEUM CORP CMN (OXY) |
OXY |
STOCK |
Purchase
|
Aug. 29, 2017 |
$1,000-$15,000 |
| (826201TK1) Morgan Stanley - SIENNA PLANTATION MUN UTIL DIST NO 3 TEX RATE:A1/AA 5.000% DUE:2052-03-01 |
|
BOND |
Purchase
|
Aug. 14, 2017 |
$1,000-$15,000 |
| Morgan Stanley - FRANKLIN CNTY OHIO HOSP REV RATE:AAC2/N/A 4.750% DUE:2029-11-01 (3531867F0) |
|
BOND |
Purchase
|
Aug. 14, 2017 |
$1,000-$15,000 |
| Brown Advisory - Bank of America Corp. |
BAC |
STOCK |
Purchase
|
Aug. 12, 2017 |
$1,000-$15,000 |
| Morgan Stanley - COLORADO HEALTH FACS AUTH REV SER:B RATE:N/A/AA 6.000% DUE:2026-05-15 (19648ACB4) |
|
BOND |
Sale
|
Aug. 11, 2017 |
$1,000-$15,000 |
| Morgan Stanley - MISSISSIPPI DEV BK SPL OBLIG RATE:A2/AA 5.000% DUE:2028-04-01 (60534AYE9) |
|
BOND |
Sale
|
Aug. 10, 2017 |
$1,000-$15,000 |
| GS Brokerage - KROGER COMPANY CMN (KR) |
KR |
STOCK |
Purchase
|
Aug. 9, 2017 |
$1,000-$15,000 |
| GS Brokerage - SCHLUMBERGER LTD CMN (SLB) |
SLB |
STOCK |
Purchase
|
Aug. 9, 2017 |
$1,000-$15,000 |
| GS Brokerage - FORD MOTOR COMPANY CMN (F) |
F |
STOCK |
Purchase
|
Aug. 9, 2017 |
$1,000-$15,000 |
| GS Brokerage - SCANA CORP CMN (SCG) |
SCG |
STOCK |
Purchase
|
Aug. 9, 2017 |
$1,000-$15,000 |
| GS Brokerage - EXXON MOBIL CORPORATION CMN (XOM) |
XOM |
STOCK |
Purchase
|
Aug. 9, 2017 |
$1,000-$15,000 |
| GS Brokerage - CENTURYLINK INC CMN (CTL) |
CTL |
STOCK |
Purchase
|
Aug. 9, 2017 |
$1,000-$15,000 |
| GS Brokerage - COSTCO WHOLESALE CORPORATION CMN (COST) |
COST |
STOCK |
Sale
|
Aug. 9, 2017 |
$1,000-$15,000 |
| GS Brokerage - HCP, INC. CMN (HCP) |
PEAK |
STOCK |
Purchase
|
Aug. 9, 2017 |
$1,000-$15,000 |
| GS Brokerage - SIMON PROPERTY GROUP INC CMN (SPG) |
SPG |
STOCK |
Purchase
|
Aug. 9, 2017 |
$1,000-$15,000 |
| GS Brokerage - CHARTER COMMUNICATIONS, INC. CMN (CHTR) |
CHTR |
STOCK |
Purchase
|
Aug. 9, 2017 |
$1,000-$15,000 |
| GS Brokerage - BIOGEN INC. CMN (BIIB) |
BIIB |
STOCK |
Purchase
|
Aug. 9, 2017 |
$1,000-$15,000 |
| GS Brokerage - VERIZON COMMUNICATIONS INC CMN (VZ) |
VZ |
STOCK |
Purchase
|
Aug. 9, 2017 |
$1,000-$15,000 |