| NXP SEMICONDUCTORS NV |
NXPI |
STOCK |
SALE
|
|
$100,001-$250,000 |
| FLECTOR TECHNOLOGIES INC |
|
PRIVATE EQUITY |
SALE
|
|
$100,001-$250,000 |
| FLECTOR TECHNOLOGIES INC |
|
PRIVATE EQUITY |
SALE
|
|
$100,001-$250,000 |
| Natural Gas Services Group, Inc. |
NGS |
STOCK |
PURCHASE
|
May 15, 2017 |
$100,001-250,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
May 13, 2017 |
$1,000-15,000 |
| ASSURANT INC |
AIZ |
STOCK |
PURCHASE
|
May 9, 2017 |
$15,001-50,000 |
| MEDLEY MGMT INC |
|
STOCK |
SALE
|
May 9, 2017 |
$1,000-15,000 |
| MEDLEY MGMT INC |
|
STOCK |
SALE
|
May 2, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
May 2, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
May 2, 2017 |
$1,000-15,000 |
| PAYPAL HOLDINGS INC |
PYPL |
STOCK |
PURCHASE
|
April 29, 2017 |
$1,000-15,000 |
| Pacific Premier Bancorp, Inc. |
PPBI |
STOCK |
PURCHASE
|
April 28, 2017 |
$100,001-250,000 |
| Advisors Corporation |
|
nan |
PURCHASE
|
April 28, 2017 |
$100,001-250,000 |
| REGIS CORP |
REG |
STOCK |
PURCHASE
|
April 28, 2017 |
$100,001-250,000 |
| REGIS CORP |
REG |
STOCK |
PURCHASE
|
April 28, 2017 |
$100,001-250,000 |
| REIDS CORP |
|
STOCK |
PURCHASE
|
April 28, 2017 |
$1,000-15,000 |
| REIDS CORP |
|
STOCK |
PURCHASE
|
April 28, 2017 |
$1,000-15,000 |
| REGIS HR BRANDINGGROUP GROUP |
|
PRIVATE EQUITY |
PURCHASE
|
April 28, 2017 |
$100,001-250,000 |
| KANSAS CITY SOUTHERN |
CP |
STOCK |
PURCHASE
|
April 28, 2017 |
$100,001-250,000 |
| REGIS HR BRANDINGGROUP GROUP |
|
PRIVATE EQUITY |
PURCHASE
|
April 28, 2017 |
$100,001-250,000 |
| Pacific Premier Bancorp, Inc. |
PPBI |
STOCK |
PURCHASE
|
April 28, 2017 |
$100,001-250,000 |
| CARIBBEAN PHARMACEUTICALS |
|
PRIVATE EQUITY |
PURCHASE
|
April 27, 2017 |
$100,001-250,000 |
| REGIS COMPANIONPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 27, 2017 |
$100,001-250,000 |
| REGIS COMPANIONPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 27, 2017 |
$100,001-250,000 |
| REGIS COMPANIONPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 27, 2017 |
$100,001-250,000 |
| NEW YORK STATE ST PWM AUTHORY SETTLEMENT FUND GASHALES TAX REVVIA-SECOND |
|
BOND |
PURCHASE
|
April 27, 2017 |
$1,000-15,000 |
| NEW YORK STATE ST PWM AUTHORY SETTLEMENT FUND GASHALES TAX REVVIA-SECOND |
|
BOND |
PURCHASE
|
April 27, 2017 |
$1,000-15,000 |
| MET GOVT NAVIGABLE DEVELOPMENT RENTAL HGSS REVION-A MAT BON ACC-SERA |
|
BOND |
PURCHASE
|
April 27, 2017 |
$1,000-15,000 |
| MET GOVT NAVIGABLE DEVELOPMENT RENTAL HGSS REVION-A MAT BON ACC-SERA |
|
BOND |
PURCHASE
|
April 27, 2017 |
$1,000-15,000 |
| NEW YORK STATE ST PWM AUTHORY SETTLEMENT FUND GASHALES TAX REVVIA-SECOND |
|
BOND |
PURCHASE
|
April 27, 2017 |
$1,000-15,000 |
| NEW YORK STATE ST PWM AUTHORY SETTLEMENT FUND GASHALES TAX REVVIA-SECOND |
|
BOND |
PURCHASE
|
April 27, 2017 |
$1,000-15,000 |
| MET GOVT NAVIGABLE DEVELOPMENT RENTAL HGSS REVION-A MAT BON ACC-SERA |
|
BOND |
PURCHASE
|
April 27, 2017 |
$1,000-15,000 |
| AMERICAN EXPRESS CO |
AXP |
STOCK |
PURCHASE
|
April 27, 2017 |
$1,000-15,000 |
| MICHIGAN ST RD REV DAULTHTON ADV CITY TENN HI FACES B RD REV RVANDERBILT UNIV SR B |
|
BOND |
PURCHASE
|
April 27, 2017 |
$1,000-15,000 |
| JOHNSON CONTROLS INTERNATIONAL |
JCI |
STOCK |
PURCHASE
|
April 26, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
April 26, 2017 |
$1,000-15,000 |
| NEW SEMICONDUCTORS INC |
|
STOCK |
PURCHASE
|
April 26, 2017 |
$1,000-15,000 |
| Natural Gas Services Group, Inc. |
NGS |
STOCK |
PURCHASE
|
April 26, 2017 |
$1,000-15,000 |
| Natural Gas Services Group, Inc. |
NGS |
STOCK |
PURCHASE
|
April 26, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
April 26, 2017 |
$1,000-15,000 |
| THEMEN FISHER SCIENTIFIC INC |
FSH |
STOCK |
PURCHASE
|
April 25, 2017 |
$100,001-250,000 |
| ROYAL CARIBBEAN CRUISES LTD |
RCL |
STOCK |
PURCHASE
|
April 25, 2017 |
$1,000-15,000 |
| KANSAS CITY SOUTHERN |
CP |
STOCK |
PURCHASE
|
April 25, 2017 |
$1,000-15,000 |
| KANSAS CITY SOUTHERN |
CP |
STOCK |
PURCHASE
|
April 25, 2017 |
$1,000-15,000 |
| KANSAS CITY SOUTHERN |
CP |
STOCK |
PURCHASE
|
April 25, 2017 |
$1,000-15,000 |
| GE RESOURCE INC |
|
nan |
PURCHASE
|
April 25, 2017 |
$1,000-15,000 |
| GE RESOURCE INC |
|
nan |
PURCHASE
|
April 25, 2017 |
$1,000-15,000 |
| PAYPAL PHARMACEUTICALS |
|
nan |
PURCHASE
|
April 25, 2017 |
$1,000-15,000 |
| Tethera Scientific INC |
|
PRIVATE EQUITY |
SALE
|
April 25, 2017 |
$1,000-15,000 |
| Intuitive Inc |
ILMN |
STOCK |
PURCHASE
|
April 25, 2017 |
$100,001-250,000 |
| Intuitive Inc |
ILMN |
STOCK |
PURCHASE
|
April 25, 2017 |
$100,001-250,000 |
| Intuitive Inc |
ILMN |
STOCK |
PURCHASE
|
April 25, 2017 |
$100,001-250,000 |
| Intuitive Inc |
ILMN |
STOCK |
PURCHASE
|
April 25, 2017 |
$100,001-250,000 |
| Intuitive Inc |
ILMN |
STOCK |
PURCHASE
|
April 25, 2017 |
$100,001-250,000 |
| Intuitive Inc |
ILMN |
STOCK |
PURCHASE
|
April 25, 2017 |
$100,001-250,000 |
| THEMEN FISHER SCIENTIFIC INC |
FSH |
STOCK |
PURCHASE
|
April 25, 2017 |
$100,001-250,000 |
| General Bank Holdings Inc |
GBHI |
STOCK |
PURCHASE
|
April 25, 2017 |
$100,001-250,000 |
| Natural Gas Services Group Inc |
NGS |
STOCK |
PURCHASE
|
April 25, 2017 |
$100,001-250,000 |
| Natural Gas Services Group Inc |
NGS |
STOCK |
PURCHASE
|
April 25, 2017 |
$100,001-250,000 |
| Natural Gas Services Group Inc |
NGS |
STOCK |
PURCHASE
|
April 25, 2017 |
$100,001-250,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 25, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 25, 2017 |
$1,000-15,000 |
| NEZARAN BROADCASTING GROUP |
|
nan |
PURCHASE
|
April 25, 2017 |
$1,000-15,000 |
| COGNIZANT TECHNOLOGY SOLUTIONSCORP |
CTSH |
STOCK |
PURCHASE
|
April 25, 2017 |
$1,000-15,000 |
| COGNIZANT TECHNOLOGY SOLUTIONSCORP |
CTSH |
STOCK |
PURCHASE
|
April 25, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
April 25, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
April 25, 2017 |
$1,000-15,000 |
| MEDLEY MGMT INC |
|
STOCK |
SALE
|
April 25, 2017 |
$1,000-15,000 |
| MEDLEY MGMT INC |
|
STOCK |
SALE
|
April 25, 2017 |
$1,000-15,000 |
| REIDS CORP |
|
STOCK |
PURCHASE
|
April 24, 2017 |
$1,000-15,000 |
| GREEN PLANSPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 24, 2017 |
$100,001-250,000 |
| Natural Gas Services Group, Inc. |
NGS |
STOCK |
SALE
|
April 24, 2017 |
$1,000-15,000 |
| Natural Gas Services Group, Inc. |
NGS |
STOCK |
SALE
|
April 24, 2017 |
$1,000-15,000 |
| REIDS CORP |
|
STOCK |
PURCHASE
|
April 24, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
April 24, 2017 |
$1,000-15,000 |
| Adelphia Communications Corporation |
|
STOCK |
PURCHASE
|
April 24, 2017 |
$1,000-15,000 |
| Adelphia Communications Corporation |
|
STOCK |
PURCHASE
|
April 24, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
April 24, 2017 |
$1,000-15,000 |
| ROYAL CARIBBEAN CRUISES LTD |
RCL |
STOCK |
PURCHASE
|
April 24, 2017 |
$100,001-250,000 |
| NESTMAN BROADCASTING GROUP |
|
PRIVATE EQUITY |
PURCHASE
|
April 24, 2017 |
$1,000-15,000 |
| NESTMAN BROADCASTING GROUP |
|
PRIVATE EQUITY |
PURCHASE
|
April 24, 2017 |
$1,000-15,000 |
| National Bank Holdings |
NBHC |
STOCK |
SALE
|
April 24, 2017 |
$1,000-15,000 |
| GREEN PLANSPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 24, 2017 |
$100,001-250,000 |
| GREEN PLANSPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 24, 2017 |
$100,001-250,000 |
| MEAD JOHNSON NUTRITION |
|
STOCK |
PURCHASE
|
April 23, 2017 |
$1,000-15,000 |
| HEAD SOLUTIONSCORP |
HEAD |
STOCK |
PURCHASE
|
April 23, 2017 |
$1,000-15,000 |
| ROYAL DUTCH SHELL PLC |
SHEL |
STOCK |
PURCHASE
|
April 23, 2017 |
$1,000-15,000 |
| DEVON ENERGY CORP NEW |
DVN |
STOCK |
PURCHASE
|
April 23, 2017 |
$1,000-15,000 |
| EL PRADO STORE-BUSINESS-SAN ANTONIO, TX |
|
PRIVATE EQUITY |
SALE
|
April 22, 2017 |
$250,001-$500,000 |
| Pacific Premier Bancorp, Inc. |
PPBI |
STOCK |
PURCHASE
|
April 21, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 21, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 21, 2017 |
$1,000-15,000 |
| Intuit Inc |
INTU |
STOCK |
SALE
|
April 21, 2017 |
$1,000-15,000 |
| Intuit Inc |
INTU |
STOCK |
SALE
|
April 21, 2017 |
$1,000-15,000 |
| Natural Gas Services Group Inc |
NGS |
STOCK |
PURCHASE
|
April 21, 2017 |
$100,001-250,000 |
| Intuitive Inc |
ILMN |
STOCK |
PURCHASE
|
April 21, 2017 |
$100,001-250,000 |
| Natural Gas Services Group, Inc. |
NGS |
STOCK |
SALE
|
April 21, 2017 |
$1,000-15,000 |
| Natural Gas Services Group, Inc. |
NGS |
STOCK |
SALE
|
April 21, 2017 |
$1,000-15,000 |
| REGIS CORP |
REG |
STOCK |
PURCHASE
|
April 21, 2017 |
$100,001-250,000 |
| REGIS CORP |
REG |
STOCK |
PURCHASE
|
April 21, 2017 |
$100,001-250,000 |
| Pacific Premier Bancorp, Inc. |
PPBI |
STOCK |
PURCHASE
|
April 21, 2017 |
$1,000-15,000 |
| Pacific Premier Bancorp, Inc. |
PPBI |
STOCK |
PURCHASE
|
April 21, 2017 |
$1,000-15,000 |
| Natural Gas Services Group Inc |
NGS |
STOCK |
PURCHASE
|
April 20, 2017 |
$100,001-250,000 |
| TEGNA INC |
TEGN |
STOCK |
PURCHASE
|
April 20, 2017 |
$100,001-250,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 20, 2017 |
$1,000-15,000 |
| MICHIGAN ST HSG DEV AUTH RENTAL HSG NUMBERED PROP MUT SUPPORTED |
|
BOND |
PURCHASE
|
April 19, 2017 |
$100,001-250,000 |
| TEGNA INC NEW |
TGNA |
STOCK |
SALE
|
April 19, 2017 |
$1,000-15,000 |
| TEGNA INC NEW |
TGNA |
STOCK |
SALE
|
April 19, 2017 |
$1,000-15,000 |
| PRIMERICA INC |
PRU |
STOCK |
PURCHASE
|
April 17, 2017 |
$1,000-15,000 |
| LLM FAMILY INVESTMENTS LP (12 117% INTEREST) |
|
PRIVATE EQUITY |
PURCHASE
|
April 17, 2017 |
$1,000-15,000 |
| CONNECTICUT ST SPINA INDEX-SER A |
|
INDEX |
PURCHASE
|
April 17, 2017 |
$15,001-50,000 |
| NEW YORK ST PW AUTHR PREV SER-SER C |
|
BOND |
PURCHASE
|
April 17, 2017 |
$15,001-50,000 |
| METROPOLITAN ATLANTATL APPAID TAN TUTN GASES SAL TAXES RVY REVAR-SECOND |
|
FIXED INCOME |
PURCHASE
|
April 17, 2017 |
$50,001-100,000 |
| PAYTOLA HOLDINGS INC |
|
STOCK |
PURCHASE
|
April 17, 2017 |
$100,001-250,000 |
| BAL TROTTER MD COSPUB MMF |
|
FUND |
PURCHASE
|
April 17, 2017 |
$100,001-250,000 |
| ZOTRX INC |
|
nan |
PURCHASE
|
April 17, 2017 |
$100,001-250,000 |
| TJK COD INC NEW |
|
FIXED INCOME |
PURCHASE
|
April 17, 2017 |
$100,001-250,000 |
| TEGNA INC NEW |
TGNA |
STOCK |
PURCHASE
|
April 17, 2017 |
$100,001-250,000 |
| MEDLEY AGMGMT INC |
|
PRIVATE EQUITY |
PURCHASE
|
April 17, 2017 |
$1,000-15,000 |
| MEDLEY AGMGMT INC |
|
PRIVATE EQUITY |
PURCHASE
|
April 17, 2017 |
$1,000-15,000 |
| MEDLEY AGMGMT INC |
|
PRIVATE EQUITY |
PURCHASE
|
April 17, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 17, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 17, 2017 |
$1,000-15,000 |
| PRIMERICA INC |
PRU |
STOCK |
PURCHASE
|
April 17, 2017 |
$1,000-15,000 |
| AMERICAN EXPRESS CO |
AXP |
STOCK |
PURCHASE
|
April 17, 2017 |
$1,000-15,000 |
| KANSAS CITY SOUTHERN |
CP |
STOCK |
PURCHASE
|
April 17, 2017 |
$1,000-15,000 |
| BALTIMORE MD CONSUP MPPT |
|
FIXED INCOME |
SALE
|
April 17, 2017 |
$1,000-15,000 |
| TKA COS COS NEW |
TKA |
STOCK |
SALE
|
April 17, 2017 |
$1,000-15,000 |
| Advisors Corporation |
|
nan |
PURCHASE
|
April 17, 2017 |
$15,001-50,000 |
| GREEN PLANSPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 17, 2017 |
$50,001-100,000 |
| GREEN PLANSPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 17, 2017 |
$50,001-100,000 |
| GREEN PLANSPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 17, 2017 |
$50,001-100,000 |
| PRUDENTIAL INC |
PRU |
STOCK |
PURCHASE
|
April 17, 2017 |
$100,001-250,000 |
| AMERICAN EXPRESS CO |
AXP |
STOCK |
PURCHASE
|
April 17, 2017 |
$100,001-250,000 |
| PROMERICA PARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
April 13, 2017 |
$1,000-15,000 |
| BROADRIDGE FINANCIAL SOLUTIONSINC |
BR |
STOCK |
PURCHASE
|
April 13, 2017 |
$1,000-15,000 |
| PRIMERICA INC |
PRU |
STOCK |
PURCHASE
|
April 13, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 13, 2017 |
$1,000-15,000 |
| TEGNA INC NEW |
TGNA |
STOCK |
SALE
|
April 13, 2017 |
$1,000-15,000 |
| VISUALGENE PHARMACEUTICALS |
VLGE |
STOCK |
SALE
|
April 13, 2017 |
$1,000-15,000 |
| TEGNA INC NEW |
TGNA |
STOCK |
SALE
|
April 13, 2017 |
$1,000-15,000 |
| BROADBRIDGE FINANCIAL SOLUTIONSINC |
BR |
STOCK |
PURCHASE
|
April 13, 2017 |
$100,001-250,000 |
| BROADBRIDGE FINANCIAL SOLUTIONSINC |
BR |
STOCK |
PURCHASE
|
April 13, 2017 |
$100,001-250,000 |
| PRIMERICA INC |
PRU |
STOCK |
PURCHASE
|
April 13, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 12, 2017 |
$1,000-15,000 |
| MEDLEY AGMGMT INC |
|
PRIVATE EQUITY |
PURCHASE
|
April 12, 2017 |
$1,000-15,000 |
| EDWARD ENTERPRISES CO |
|
PRIVATE EQUITY |
PURCHASE
|
April 11, 2017 |
$1,000-15,000 |
| LMI FAMILY INVESTMENTS (1.2424% INTEREST) |
|
PRIVATE EQUITY |
PURCHASE
|
April 11, 2017 |
$1,000-15,000 |
| LMI FAMILY INVESTMENTS (1.2424% INTEREST) |
|
PRIVATE EQUITY |
PURCHASE
|
April 11, 2017 |
$1,000-15,000 |
| LMI FAMILY INVESTMENTS (1.2424% INTEREST) |
|
PRIVATE EQUITY |
PURCHASE
|
April 11, 2017 |
$1,000-15,000 |
| LMI FAMILY INVESTMENTS (1.2424% INTEREST) |
|
PRIVATE EQUITY |
PURCHASE
|
April 11, 2017 |
$1,000-15,000 |
| Aethel Ltd |
|
PRIVATE EQUITY |
PURCHASE
|
April 11, 2017 |
$1,000-15,000 |
| MEDLEY AGMGMT INC |
|
PRIVATE EQUITY |
PURCHASE
|
April 10, 2017 |
$1,000-15,000 |
| Vanguard Index Funds Ltd |
|
FUND |
SALE
|
April 10, 2017 |
$1,000-15,000 |
| FLETCHER TELECOMMUNICATIONS INC |
|
STOCK |
PURCHASE
|
April 10, 2017 |
$1,000-15,000 |
| NEW SEMICONDUCTORS INC |
|
STOCK |
PURCHASE
|
April 10, 2017 |
$1,000-15,000 |
| MEDLEY MGMT INC |
|
STOCK |
PURCHASE
|
April 10, 2017 |
$1,000-15,000 |
| MEDLEY MGMT INC |
|
STOCK |
PURCHASE
|
April 10, 2017 |
$1,000-15,000 |
| TJK COD INC NEW |
|
FIXED INCOME |
PURCHASE
|
April 10, 2017 |
$100,001-250,000 |
| REGENERON PHARMACEUTICALS |
REGN |
STOCK |
PURCHASE
|
April 10, 2017 |
$100,001-250,000 |
| MEDLEY AGMGMT INC |
|
PRIVATE EQUITY |
PURCHASE
|
April 10, 2017 |
$1,000-15,000 |
| MEDLEY MGMT INC |
|
STOCK |
SALE
|
April 10, 2017 |
$1,000-15,000 |
| REGENERON PHARMACEUTICALS |
REGN |
STOCK |
PURCHASE
|
April 7, 2017 |
$100,001-250,000 |
| ROYAL DUTCH SHELL PLC |
SHEL |
STOCK |
PURCHASE
|
April 7, 2017 |
$1,000-15,000 |
| BAL TROTTER MD COSPUB MMF |
|
FUND |
PURCHASE
|
April 7, 2017 |
$100,001-250,000 |
| COTE IN NEW |
|
nan |
SALE
|
April 7, 2017 |
$1,000-15,000 |
| COTE IN NEW |
|
nan |
SALE
|
April 7, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 6, 2017 |
$1,000-15,000 |
| LAKELAND FLA ENERGYSYS REV RFDG |
|
FIXED INCOME |
SALE
|
April 6, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
April 6, 2017 |
$1,000-15,000 |
| Adelphia Communications Corporation |
|
STOCK |
PURCHASE
|
April 5, 2017 |
$1,000-15,000 |
| Adelphia Communications Corporation |
|
STOCK |
PURCHASE
|
April 5, 2017 |
$1,000-15,000 |
| National Bank Holdings |
NBHC |
STOCK |
SALE
|
April 4, 2017 |
$1,000-15,000 |
| DAMACER CORP |
|
STOCK |
PURCHASE
|
April 3, 2017 |
$100,001-250,000 |
| MICHIGAN ST RD REV DAULTHTON ADV CITY TENN HI FACES B RD REV RVANDERBILT UNIV SR B |
|
BOND |
PURCHASE
|
April 3, 2017 |
$1,000-15,000 |
| MICHIGAN ST HSG DEV AUTH RENTAL HSG REV NUGN ONAMIT NON ACED SER A |
|
BOND |
PURCHASE
|
April 3, 2017 |
$100,001-250,000 |
| MICHIGAN ST RD REV DAULTHTON ADV CITY TENN HI FACES B RD REV RVANDERBILT UNIV SR B |
|
BOND |
PURCHASE
|
April 3, 2017 |
$1,000-15,000 |
| TEGNA INC NEW |
TGNA |
STOCK |
SALE
|
April 3, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
April 3, 2017 |
$1,000-15,000 |
| NEESON BROKERING GROUP |
|
nan |
PURCHASE
|
April 3, 2017 |
$100,001-250,000 |
| NEESON BROKERING GROUP |
|
nan |
PURCHASE
|
April 3, 2017 |
$100,001-250,000 |
| DAMACER CORP |
|
STOCK |
PURCHASE
|
April 3, 2017 |
$100,001-250,000 |
| MEDLEY MGMT INC |
|
STOCK |
SALE
|
April 2, 2017 |
$1,000-15,000 |
| MEDLEY MGMT INC |
|
STOCK |
SALE
|
April 2, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
March 28, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
March 28, 2017 |
$1,000-15,000 |
| REIDS CORP |
|
STOCK |
PURCHASE
|
March 27, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
March 27, 2017 |
$1,000-15,000 |
| GREEN PLANPARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
March 27, 2017 |
$1,000-15,000 |
| REIDS CORP |
|
STOCK |
PURCHASE
|
March 27, 2017 |
$1,000-15,000 |
| ROYAL DUTCH SHELL PLC |
SHEL |
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| ROYAL DUTCH SHELL PLC |
SHEL |
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| MEAD, JOHNSON NUTRITION |
MJN |
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| MEAD, JOHNSON NUTRITION |
MJN |
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| NOW SEMICONDUCTORS NV |
ASML |
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| NOW SEMICONDUCTORS NV |
ASML |
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| NOW SEMICONDUCTORS NV |
ASML |
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| American Express Company |
AXP |
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| American Express Company |
AXP |
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| NOW SEMICONDUCTORS NV |
ASML |
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| CONSENTIENT TECHNOLOGY SOLUTIONSCORP |
|
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| CONSENTIENT TECHNOLOGY SOLUTIONSCORP |
|
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| COSIENTIENT TECHNOLOGY SOLUTIONSCORP |
|
STOCK |
PURCHASE
|
March 20, 2017 |
$100,001-250,000 |
| WELLPOINT HEALTH PREMIUMS CORP (1.64483% INTEREST) |
|
FIXED INCOME |
PURCHASE
|
Jan. 12, 2017 |
$1,000-15,000 |
| Mega Cap, Core Common Stock |
|
STOCK |
Exchange
|
Feb. 5, 2015 |
$1,001- $15,000 |