| MORGAN STANLEY TRADEPAPER 2.8% DUE 2017-05-15 |
|
BOND |
PURCHASE
|
March 13, 2017 |
$1,000-15,000 |
| HEWLETT PACKARD ENTERPRISE BOND 3.25% DUE 2025-01-01 |
|
BOND |
PURCHASE
|
March 9, 2017 |
$1,000-15,000 |
| HEWLETT PACKARD ENTERPRISE BOND 3.25% DUE 2025-01-01 |
|
BOND |
PURCHASE
|
March 9, 2017 |
$1,000-15,000 |
| Rogers Family Trust, LLC (Private Investments, Naples, FL) |
|
PRIVATE EQUITY |
PURCHASE
|
March 1, 2017 |
$1,000-15,000 |
| Rogers Family Trust, LLC (Private Investments, Naples, FL) |
|
PRIVATE EQUITY |
PURCHASE
|
March 1, 2017 |
$50,001-100,000 |
| TOWSON MUNI INCORPORATED 5% DUE 11/01/2025 |
|
BOND |
PURCHASE
|
March 1, 2017 |
$1,000-15,000 |
| MALIBU OIL & GAS US LLC 5% BOND DUE 04/01/2022 FL |
|
BOND |
PURCHASE
|
Feb. 28, 2017 |
$15,001-50,000 |
| TOWSON MUNI INCORPORATED 5% DUE 11/01/2025 |
|
BOND |
PURCHASE
|
Feb. 28, 2017 |
$1,000-15,000 |
| DANA HOLDING CORP BOND 5.500% DUE 2024-12-15 |
|
BOND |
PURCHASE
|
Feb. 28, 2017 |
$1,000-15,000 |
| Occidental Petroleum Inc. Common |
OXY |
STOCK |
PURCHASE
|
Feb. 28, 2017 |
$15,001-50,000 |
| Occidental Petroleum Inc. Common |
OXY |
STOCK |
PURCHASE
|
Feb. 28, 2017 |
$1,000-15,000 |
| Targa Corp. |
TGA |
STOCK |
PURCHASE
|
Feb. 28, 2017 |
$1,000-15,000 |
| WHITEWATER OIL US LLC 5% BOND DUE 04/01/2022 FL |
|
BOND |
PURCHASE
|
Feb. 28, 2017 |
$15,001-50,000 |
| WALNUT CREEK OIL US LLC 5% BOND DUE 04/01/2022 FL |
|
BOND |
PURCHASE
|
Feb. 28, 2017 |
$15,001-50,000 |
| CITY OF BEND FL Muni Bond 5% DUE 01/01/2019 |
|
BOND |
PURCHASE
|
Feb. 15, 2017 |
$100,001-250,000 |
| DANA HOLDING CORP BOND 5.500% DUE 2024-12-15 |
|
BOND |
PURCHASE
|
Feb. 15, 2017 |
$1,000-15,000 |
| Brown Advisory Strategic Bond Fund O Inv |
BASOX |
FUND |
PURCHASE
|
Feb. 14, 2017 |
$1,000-15,000 |
| Actual Strategic Strategy Bond Fund O Inv |
|
FUND |
PURCHASE
|
Feb. 14, 2017 |
$1,000-15,000 |
| Columbia Funds Govt Bond Fund I |
CLGBX |
FUND |
PURCHASE
|
Feb. 14, 2017 |
$1,000-15,000 |
| Mega Caps Comm. Stock |
|
STOCK |
Purchase
|
Feb. 5, 2015 |
$15,001- $50,000 |