Michael T. McCaul — Jan. 31, 2017

Disclosure Details

Politician: Michael T. McCaul
Disclosure document
Year: 2016
Filing Date: Jan. 31, 2017
Branch: house

Periodic Transaction Report

Asset Ticker Category Type Transaction Date Amount
TWENTY-FIRST CENTURY FOX INC FOX STOCK PURCHASE $50,001-100,000
DEVON ENERGY CORP NEW DVN STOCK PURCHASE $1,000-$15,000
AKEMA TECHNOLOGIES INC AKE STOCK PURCHASE $1,000-$15,000
AKEMA TECHNOLOGIES INC AKE STOCK PURCHASE $1,000-$15,000
BANK NEW YORK MELON CORP BK STOCK PURCHASE $1,000-$15,000
DOLLAR GENERAL CORP DG STOCK PURCHASE $1,000-$15,000
DOLLAR GENERAL CORP DG STOCK PURCHASE $1,000-$15,000
BERKSHIRE HATHAWAY INC (CL B) BRK.B STOCK PURCHASE $1,000-$15,000
BERKSHIRE HATHAWAY INC (CL B) BRK.B STOCK PURCHASE $1,000-$15,000
DESTINATION MATERNITY INC STOCK PURCHASE $1,000-$15,000
JP MORGAN CHASE & CO JPM STOCK PURCHASE $1,000-$15,000
TWENTY-FIRST CENTURY FOX INC FOX STOCK PURCHASE $1,000-$15,000
TWENTY-FIRST CENTURY FOX INC FOX STOCK PURCHASE $1,000-$15,000
Continental Building Products Inc STOCK SALE $1,000-15,000
ACCENTURE LTD ACN STOCK PURCHASE $1,000-$15,000
OMNICOM GROUP INC OMC STOCK PURCHASE $1,000-$15,000
RYS FINANCIAL RYS STOCK PURCHASE $1,000-$15,000
FLEETCOR TECHNOLOGIES INC FLT STOCK PURCHASE $1,000-$15,000
HONEYWELL INT. INC HON STOCK PURCHASE $1,000-$15,000
HONEYWELL INT. INC HON STOCK PURCHASE $1,000-$15,000
RYS FINANCIAL RYS STOCK PURCHASE $1,000-$15,000
DAVITA HEALTHCARE CORP DVA STOCK PURCHASE $1,000-$15,000
DAVITA HEALTHCARE PARTNERS INC DVA STOCK PURCHASE $1,000-$15,000
ROSS FINANCIAL nan PURCHASE $1,000-$15,000
SCHLUMBERGER LTD SLB STOCK PURCHASE $1,000-$15,000
UNLERHUBER PILGERMAN LTD PRIVATE EQUITY PURCHASE $1,000-$15,000
EMILY RIVERS INC PRIVATE EQUITY PURCHASE $1,000-$15,000
UNTERHEIMATLY GROUP INC nan PURCHASE $1,000-$15,000
SCOTIA DYNAMIC U S GROWTH FUND FUND PURCHASE $50,001-100,000
BANK OF NEW YORK MELLON CORP BK STOCK PURCHASE $50,001-100,000
BERKSHIRE HATHAWAY INC B CL BRK.B STOCK PURCHASE $50,001-100,000
JP MORGAN CHASE & CO JPM STOCK PURCHASE $15,001-50,000
TWENTY-FIRST CENTURY FOX INC FOX STOCK PURCHASE $15,001-50,000
HONEYWELL INT LLC HON STOCK PURCHASE $1,000-15,000
SCOTIA DYNAMIC U S GROWTH FUND FUND PURCHASE $5,000,001-$25,000,000
HCA INC HCA STOCK PURCHASE $1,000-$15,000
COMCAST CORP CMCSA STOCK PURCHASE $1,000-$15,000
AMERICAN EXPRESS CO AXP STOCK PURCHASE $1,000-$15,000
TE CONNECTIVITY LTD TEL STOCK PURCHASE $1,000-$15,000
TAIWAN SEMICONDUCTOR MFG CO TSM STOCK PURCHASE Jan. 21, 2017 $1,000-$15,000
NEW YORK CITY MUNICIPALITY FUND FUND PURCHASE Jan. 20, 2017 $1,000-$15,000
FORTIVE CORP FTV STOCK PURCHASE Jan. 20, 2017 $1,000-$15,000
GRUPO TELEVISA SA TV STOCK PURCHASE Jan. 20, 2017 $1,000-$15,000
MERCADO LIBRE INC MELI STOCK PURCHASE Dec. 29, 2016 $1,000-$15,000
BABY INC nan SALE Dec. 29, 2016 $1,000-15,000
PROGRESSIVE CORP OHIO PGR STOCK SALE Dec. 29, 2016 $1,000-15,000
UNILEVER PLC UL STOCK SALE Dec. 29, 2016 $1,000-15,000
MERCADOR ABIE BIE LTD PRIVATE EQUITY PURCHASE Dec. 29, 2016 $1,000-$15,000
PIT VAL Srl FABRICA TBK PVF STOCK PURCHASE Dec. 29, 2016 $1,000-$15,000
NETTIE S A RP nan SALE Dec. 29, 2016 $1,000-15,000
CENTURY CORP CNY STOCK SALE Dec. 29, 2016 $1,000-15,000
WEST JERSEY COUNTY FOX INC FIXED INCOME SALE Dec. 29, 2016 $1,000-15,000
STANLEY BLACK & DECKER INC SWK STOCK SALE Dec. 29, 2016 $1,000-15,000
SALESFORCE COM INCOR CRM STOCK SALE Dec. 29, 2016 $1,000-15,000
DAVITA HEALTHCARE PARTNERS INC DVA STOCK SALE Dec. 29, 2016 $1,000-15,000
UNDER ARMOUR INC UAA STOCK SALE Dec. 29, 2016 $1,000-15,000
DAVITA HEALTHCARE PARTNERS INC DVA STOCK SALE Dec. 29, 2016 $1,000-15,000
AMERISOURCEBERGEN CORP COR STOCK SALE Dec. 29, 2016 $1,000-15,000
ROCKWELL AUTOMATION INC ROK STOCK SALE Dec. 29, 2016 $1,000-15,000
Energean Caspian Petroleum PLC ENOG STOCK PURCHASE Dec. 29, 2016 $1,000-$15,000
UNILEVER PLC LTD UL STOCK SALE Dec. 29, 2016 $1,000-15,000
Energean Romanian Resources ENOG STOCK PURCHASE Dec. 29, 2016 $1,000-$15,000
INTERSUL CORP PRIVATE EQUITY PURCHASE Dec. 22, 2016 $1,000-$15,000
WATERFORD INTERNATIONAL PRIVATE EQUITY SALE Dec. 22, 2016 $1,000,001-$5,000,000
WATERFORD INTERNATIONAL PRIVATE EQUITY SALE Dec. 22, 2016 $1,000,001-$5,000,000
WATERFORD INTERNATIONAL PRIVATE EQUITY SALE Dec. 22, 2016 $1,000,001-$5,000,000
LORAIL SPACE & COMMUNICATIONS nan PURCHASE Dec. 21, 2016 $1,000-$15,000
LORAIL SPACE & COMMUNICATIONS nan PURCHASE Dec. 21, 2016 $1,000-$15,000
INTERSUL CORP PRIVATE EQUITY PURCHASE Dec. 21, 2016 $1,000-$15,000
LORAIL SPACE & COMMUNICATIONS nan PURCHASE Dec. 21, 2016 $1,000-$15,000
LIBERTY INTERACTIVE CORP GAME STOCK PURCHASE Dec. 21, 2016 $1,000-$15,000
CONEDIAN TECHNOLOGY SOLUTIONS CORP STOCK PURCHASE Dec. 21, 2016 $1,000-$15,000
LIBERTY INTERACTIVE CORP GAME STOCK PURCHASE Dec. 21, 2016 $1,000-$15,000
BAKER HUGHES INC BKR STOCK SALE Dec. 20, 2016 $1,000,001-$5,000,000
CLEARWATER PAPER CORP CLW STOCK SALE Dec. 20, 2016 $1,000-15,000
CLEARWATER PAPER CORP CLW STOCK SALE Dec. 20, 2016 $1,000-15,000
CLEARWATER PAPER CORP CLW STOCK SALE Dec. 20, 2016 $1,000-15,000
CLEARWATER PAPER CORP CLW STOCK SALE Dec. 20, 2016 $1,000-15,000
CLEARWATER PAPER CORP CLW STOCK SALE Dec. 20, 2016 $1,000-15,000
CLEARWATER PAPER CORP CLW STOCK SALE Dec. 20, 2016 $1,000-15,000
CLEARWATER PAPER CORP CLW STOCK SALE Dec. 20, 2016 $1,000-15,000
CLEARWATER PAPER CORP CLW STOCK SALE Dec. 20, 2016 $1,000-15,000
CLEARWATER PAPER CORP CLW STOCK SALE Dec. 20, 2016 $1,000-15,000
CLEARWATER PAPER CORP CLW STOCK SALE Dec. 20, 2016 $1,000-15,000
ELECTRONICS TECHNOLOGIES INC ETEC STOCK PURCHASE Dec. 20, 2016 $15,001-50,000
ASCENTIONAL INC PRIVATE EQUITY PURCHASE Dec. 20, 2016 $15,001-50,000
DESTINATION MATERNITY INC STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
ORION ENERGY CORP NEW OEC STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
AMERICAN EXPRESS CO AXP STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
AMANA TECHNOLOGIES INC AMNT STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
FORTIVE CORP FTV STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
FORTIVE CORP FTV STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
HP INC HPQ STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
HP INC HPQ STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
TANGYAW SEMICONDUCTOR MFG CO 3034 STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
TEKUMS HOLDINGS LTD PRIVATE EQUITY PURCHASE Dec. 20, 2016 $50,001-100,000
Tectonic nan PURCHASE Dec. 20, 2016 $50,001-100,000
Proper Management Resources PRIVATE EQUITY PURCHASE Dec. 20, 2016 $50,001-100,000
EMERGEN CORP STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
SEVENS DEILEY TEK PUBKLD AUTH LOG GOVT PUB LT IMPT SER S-A BOND PURCHASE Dec. 20, 2016 $50,001-100,000
ALBERSONS PLC ACI STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
TWENTY-FIRST CENTURY FOX INC FOX STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
GRUPO TELEVISA S A TVLA STOCK PURCHASE Dec. 20, 2016 $50,001-100,000
INTERSEIL CORP STOCK SALE Dec. 20, 2016 $1,000,001-$5,000,000
INTERSEIL INTERNATIONAL STOCK SALE Dec. 20, 2016 $1,000,001-$5,000,000
JORDANESE CHASE & CO JPM STOCK SALE Dec. 20, 2016 $1,000,001-$5,000,000
JORDANESE CORP nan SALE Dec. 20, 2016 $1,000,001-$5,000,000
HALLIBURTON INC HAL STOCK SALE Dec. 20, 2016 $1,000,001-$5,000,000
AMITA INC nan SALE Dec. 20, 2016 $1,000,001-$5,000,000
BAKER HUGHES INC BKR STOCK SALE Dec. 20, 2016 $1,000,001-$5,000,000
BANK OF AMERICA CORP BAC STOCK SALE Dec. 20, 2016 $1,000,001-$5,000,000
BHP BILLITON PLC BHP STOCK SALE Dec. 20, 2016 $1,000,001-$5,000,000
LINCOLN NATIONAL CORP LNC STOCK SALE Dec. 20, 2016 $1,000,001-$5,000,000
ULM FAMILY INVESTMENTS II LP (3.1919% INTEREST) PRIVATE EQUITY SALE Dec. 20, 2016 $1,000,001-$5,000,000
UTAH PRIMARY SALTS ALTS REV RFDG-SUB-SER A BOND SALE Dec. 20, 2016 $1,000,001-$5,000,000
RANGE RESOURCES CORP RRC STOCK SALE Dec. 20, 2016 $1,000,001-$5,000,000
DALLAS TEX AREA RAPID TRAN SALES TAX REV UNREFUNDED BALANCE-RFDG-SR LIEN BOND SALE Dec. 20, 2016 $1,000,001-$5,000,000
CERNER CORP CI STOCK SALE Dec. 20, 2016 $1,000,001-$5,000,000
FEDERAL SIGNAL CORP FSS STOCK PURCHASE Dec. 20, 2016 $1,000-$15,000
CLEARWATER PAPER CORP CLW STOCK PURCHASE Dec. 20, 2016 $1,000-$15,000
EMERY SERVICE CORP PRIVATE EQUITY PURCHASE Dec. 20, 2016 $1,000-$15,000
CLEARWATER PAPER CORP CLW STOCK PURCHASE Dec. 20, 2016 $1,000-$15,000
CLEARWATER PAPER CORP CLW STOCK PURCHASE Dec. 20, 2016 $1,000-$15,000
CLEARWATER PAPER CORP CLW STOCK PURCHASE Dec. 20, 2016 $1,000-$15,000
STAR GAS PARTNERSHIP, L P SGP STOCK SALE Dec. 19, 2016 $1,000-15,000
ALIXIO PHARMACEUTICALS INC STOCK PURCHASE Dec. 19, 2016 $1,000-$15,000
CONEDIAN TECHNOLOGY SOLUTIONS CORP STOCK PURCHASE Dec. 19, 2016 $1,000-$15,000
INDIAN RIVER CNTY FL SALTS RFDG B1 RFDG CTS PARTNERSHIP-RFDG-SER C-AMBAC-E2A-CR BOND SALE Dec. 15, 2016 $1,000,001-$5,000,000
PALM BEACH WATER DIST RFDG SER-A BOND SALE Dec. 15, 2016 $1,000,001-$5,000,000
GREENVILLE CNTY FL S-255 DIST RFDG INSTALLMENTPUR RFDG-SER A RFDG BOND SALE Dec. 15, 2016 $1,000,001-$5,000,000
UTAH PRIMARY SALTS ALTS REV RFDG-SUB-SER A BOND SALE Dec. 15, 2016 $1,000,001-$5,000,000
VALN WATER ONT OH SYST DIST RFDG DIST RFDG-SUB-SER A BOND SALE Dec. 15, 2016 $1,000,001-$5,000,000
LINCOLN NATIONAL CORP LNC STOCK SALE Dec. 15, 2016 $1,000,001-$5,000,000
RESERVE HEMAMORPHICA LLC PRIVATE EQUITY SALE Dec. 15, 2016 $1,000,001-$5,000,000
FLORIDA DEP ENVIRONMENTAL PROTECTION AGENCY - PROT HELD REFTD-RFDG-EVERGLADESRESTORATION FIXED INCOME SALE Dec. 15, 2016 $1,000,001-$5,000,000
ANKRON OHM ACCOUNTS REC X REF RFDG-VARIOUSPURP FIXED INCOME SALE Dec. 15, 2016 $1,000,001-$5,000,000
TREADS WITH BYP DIFF ERNLY-RFDG-S-123-RFDG-S-138-HELA-SER-A nan SALE Dec. 15, 2016 $1,000,001-$5,000,000
SHENRONIL LTD SHENRONIL STOCK SALE Dec. 15, 2016 $1,000,001-$5,000,000
INDIAN RIVER FL ALTY REV RFDG SER-A BOND SALE Dec. 15, 2016 $1,000,001-$5,000,000
ECOLAB INC ECL STOCK PURCHASE Dec. 14, 2016 $1,000-$15,000
A O SMITH INC AOS STOCK PURCHASE Dec. 14, 2016 $1,000-$15,000
LORAIL SPACE & COMMUNICATIONS nan PURCHASE Dec. 14, 2016 $1,000-$15,000
LORAIL SPACE & COMMUNICATIONS nan PURCHASE Dec. 14, 2016 $1,000-$15,000
LORAIL SPACE & COMMUNICATIONS nan PURCHASE Dec. 14, 2016 $1,000-$15,000
LIBERTY INTERACTIVE CORP GAME STOCK PURCHASE Dec. 14, 2016 $1,000-$15,000
LIBERTY INTERACTIVE CORP GAME STOCK PURCHASE Dec. 12, 2016 $1,000-$15,000
LIBERTY INTERACTIVE CORP GAME STOCK PURCHASE Dec. 12, 2016 $1,000-$15,000
FOREST CITY REALTY TRUST REAL ESTATE PURCHASE Dec. 9, 2016 $1,000-$15,000
FOREST CITY REALTY TRUST REAL ESTATE PURCHASE Dec. 9, 2016 $1,000-$15,000
FOREST CITY REALTY TRUST REAL ESTATE PURCHASE Dec. 9, 2016 $1,000-$15,000
ULM FAMILY INVESTMENTS II LP (5.4221% INTEREST) PRIVATE EQUITY SALE Dec. 9, 2016 $1,000,001-$5,000,000
FOREST CITY REALTY TRUST REAL ESTATE PURCHASE Dec. 9, 2016 $1,000-$15,000
FOREST CITY REALTY TRUST REAL ESTATE PURCHASE Dec. 9, 2016 $1,000-$15,000
FOREST CITY REALTY TRUST REAL ESTATE PURCHASE Dec. 9, 2016 $1,000-$15,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
HOPPER TECHNOLOGIES INC STOCK PURCHASE Dec. 8, 2016 $1,000-$15,000
INNOVAIA ONTARIO INC/OCULAR PURP MPT PRIVATE EQUITY PURCHASE Dec. 8, 2016 $15,001-$50,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 $1,000-$15,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 $15,001-$50,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 $50,001-$100,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 $100,001-$250,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 $250,001-$500,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 $500,001-$1,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 $1,000,001-$5,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 $5,000,001-$25,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 $25,000,001-$50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Dec. 8, 2016 Over $50,000,000
Contrail Building Products Inc PRIVATE EQUITY PURCHASE Dec. 7, 2016 $1,000-$15,000
L B SMITH CORP PRIVATE EQUITY PURCHASE Dec. 7, 2016 $50,000.01-$100,000
DALLAS TEX TEA RAPID TRANS SALETAX REV UNREFUNDED BALANCE-RFDGO-SER LIEN BOND PURCHASE Dec. 7, 2016 $50,000.01-$100,000
Contrail Building Products Inc PRIVATE EQUITY PURCHASE Dec. 7, 2016 $1,000-$15,000
XENA HOTELS & RESORTS REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
LIBERTY INTERACTIVE CORP GAME STOCK SALE Dec. 2, 2016 $1,000-15,000
LIBERTY INTERACTIVE CORP GAME STOCK SALE Dec. 2, 2016 $1,000-15,000
LORAL SPACE & COMMUNICATIONS STOCK SALE Dec. 2, 2016 $1,000-15,000
LORAL SPACE & COMMUNICATIONS STOCK SALE Dec. 2, 2016 $1,000-15,000
LLM FAMILY INVESTMENTS LP (17.143% INTEREST) PRIVATE EQUITY PURCHASE Dec. 2, 2016 $1,000.01-$15,000
FOREST CITY REALTY TRUST REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
COMMUNITY REALTY TRUST CRT REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
LORAL SPACE & COMMUNICATIONS STOCK SALE Dec. 2, 2016 $1,000-15,000
Continental Building Products Inc STOCK PURCHASE Dec. 2, 2016 $100,000.01-$250,000
ENPRO INDUSTRIES INC ENI STOCK PURCHASE Dec. 2, 2016 $100,000.01-$250,000
Continental Building Products Inc STOCK PURCHASE Dec. 2, 2016 $100,000.01-$250,000
XENA HOTELS & RESORTS REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
ALIXION PHARMACEUTICALS INC ALNX STOCK PURCHASE Dec. 2, 2016 $100,000.01-$250,000
FOREST CITY REALTY TRUST REAL ESTATE PURCHASE Dec. 2, 2016 $100,000.01-$250,000
EMPRO INDUSTRIES INC STOCK SALE Dec. 2, 2016 $1,000-15,000
FOREST CITY REALTY TRUST REAL ESTATE PURCHASE Dec. 2, 2016 $100,000.01-$250,000
FOREST CITY REALTY TRUST REAL ESTATE PURCHASE Dec. 2, 2016 $100,000.01-$250,000
EMPRO INDUSTRIES INC STOCK SALE Dec. 2, 2016 $1,000-15,000
LIBERTY INTERACTIVE CORP GAME STOCK PURCHASE Dec. 2, 2016 $50,000.01-$100,000
ALUNY INTLL CORP ALUNY STOCK SALE Dec. 2, 2016 $1,000-15,000
ECOLAB INC ECL STOCK PURCHASE Dec. 2, 2016 $100,000.01-$250,000
LORAL SPACE & COMMUNICATIONS STOCK SALE Dec. 2, 2016 $1,000-15,000
XENA HOTELS & RESORTS REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH STOCK PURCHASE Dec. 2, 2016 $100,000.01-$250,000
TEXAS WATER TEX REV BONDS BOND PURCHASE Dec. 2, 2016 $1,000.01-$15,000
XENA HOTELS & RESORTS REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
LIBERTY INTERACTIVE CORP GAME STOCK SALE Dec. 2, 2016 $1,000-15,000
XENA HOTELS & RESORTS REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
FLORID ST DEPT ENVIRONMENTAL PROTECTION REV PGO EVERGLADES RESTORATION BOND PURCHASE Dec. 2, 2016 $1,000.01-$15,000
XENA HOTELS & RESORTS REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
XENA HOTELS & RESORTS REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
XENA HOTELS & RESORTS REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
XENA HOTELS & RESORTS REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
LORAL SPACE & COMMUNICATIONS STOCK SALE Dec. 2, 2016 $1,000-15,000
ALUNY INTLL CORP ALUNY STOCK SALE Dec. 2, 2016 $1,000-15,000
CEZURE CORP CEZR STOCK PURCHASE Dec. 2, 2016 $50,000.01-$100,000
EMBRAER ERJ STOCK PURCHASE Dec. 2, 2016 $1,000.01-$15,000
NANKING STEEL LTD CORP PERA-SGR MARP UPF IMT 600409 STOCK PURCHASE Dec. 2, 2016 $50,000.01-$100,000
ALUNY INTLL CORP ALUNY STOCK SALE Dec. 2, 2016 $1,000-15,000
ALUNY INTLL CORP ALUNY STOCK SALE Dec. 2, 2016 $1,000-15,000
EMPRO INDUSTRIES INC STOCK SALE Dec. 2, 2016 $1,000-15,000
SHENGDOU PRINT LTD STOCK PURCHASE Dec. 2, 2016 $1,000.01-$15,000
XENA HOTELS & RESORTS REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
XENA HOTELS & RESORTS REAL ESTATE SALE Dec. 2, 2016 $1,000-15,000
ALIBABA GROUP HOLDING LTD BABA STOCK PURCHASE Dec. 2, 2016 $15,000.01-$50,000
PALM BEACH CITY FLA SBD PYRS PARTNERFOO-SER CAIMBAC-FSA-CR BOND PURCHASE Dec. 2, 2016 $15,000.01-$50,000
ONONDAGA COUNTY NY SCH DIST BONDS SALETAX REV UNREFUNDED BALANCE-RFDGO-SER LIEN BOND PURCHASE Dec. 2, 2016 $15,000.01-$50,000
VAN WERT WING OTSEGO NY SCH DIST BOND INSTRUMENT LL PEN REV RFDGO BOND PURCHASE Dec. 2, 2016 $15,000.01-$50,000
ORANGE COUNTY FLA SCH DIST BOND SFD RFD PGO-DISBURSEMENT BOND PURCHASE Dec. 2, 2016 $15,000.01-$50,000
OTSEGO CO NY SCH DIST BOND SFD RFD PGO-DISBURSEMENT BOND PURCHASE Dec. 2, 2016 $15,000.01-$50,000
ALUNY INTLL CORP ALUNY STOCK SALE Dec. 2, 2016 $1,000-15,000
ALIBABA GROUP HOLDING LTD BABA STOCK PURCHASE Dec. 2, 2016 $1,000.01-$15,000
TBE FINANCIAL TBE STOCK SALE Dec. 1, 2016 $1,000-15,000
Contrail Building Products Inc PRIVATE EQUITY PURCHASE Dec. 1, 2016 $1,000-$15,000
EMPRO INDUSTRIES INC STOCK PURCHASE Dec. 1, 2016 $1,000-$15,000
TBE FINANCIAL TBE STOCK SALE Dec. 1, 2016 $1,000-15,000
Contrail Building Products Inc PRIVATE EQUITY PURCHASE Dec. 1, 2016 $1,000-$15,000
NEW YORK CITY MUNICIPALITY FUND FUND PURCHASE Nov. 29, 2016 $1,000-$15,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Nov. 28, 2016 $1,000-$15,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Nov. 28, 2016 $1,000-$15,000
XENIA HOTELS & RESORTS XEN.AT STOCK PURCHASE Nov. 28, 2016 $1,000-$15,000
ALBANY Intl CORP ALB STOCK PURCHASE Nov. 25, 2016 $1,000-$15,000
LORAIL SPACE & COMMUNICATIONS nan PURCHASE Nov. 25, 2016 $1,000-$15,000
LORAIL SPACE & COMMUNICATIONS nan PURCHASE Nov. 25, 2016 $1,000-$15,000
LORAIL SPACE & COMMUNICATIONS nan PURCHASE Nov. 25, 2016 $1,000-$15,000
HARMANA PHARMACEUTICALS INC HRMN STOCK PURCHASE Nov. 22, 2016 $100,000.01-$250,000
TEXAS WIT DEBT MOBILITY ST REVENUE BONDS SERIES A-1 SUB-SER A BOND PURCHASE Nov. 22, 2016 $1,000.01-$15,000
OMNICRON GROUP INC STOCK PURCHASE Nov. 20, 2016 $15,001-50,000
FEDERAL SIGNAL CORP FSS STOCK SALE Nov. 20, 2016 $1,000-15,000
TBE FINANCIAL TBE STOCK SALE Nov. 20, 2016 $1,000-15,000
FEDERAL SIGNAL CORP FSS STOCK SALE Nov. 20, 2016 $1,000-15,000
FEDERAL SIGNAL CORP FSS STOCK SALE Nov. 20, 2016 $1,000-15,000
FEDERAL SIGNAL CORP FSS STOCK SALE Nov. 20, 2016 $1,000-15,000
FEDERAL SIGNAL CORP FSS STOCK PURCHASE Nov. 20, 2016 $1,000-15,000
CLEARWATER PAPER CORP CLW STOCK PURCHASE Nov. 2, 2016 $1,000-$15,000
SEE SCHEDULES ATTACHED nan Exchange Feb. 5, 2015 $15,001-$50,000