Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Citigroup Common Stock | C | STOCK | Sale | $15,001-$50,000 | |
| Pharmacyclics Inc. | STOCK | Sale | $15,001-$50,000 | ||
| Southwest Securities Managed Account | FUND | nan | nan | ||
| Southwest Securities Managed Account Trust | FUND | nan | nan | ||
| Pelota Al pha | FUND | Purchase | $1,000-$15,000 | ||
| Polaris | PL | STOCK | Exchange | $1,000-$15,000 |