Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| MS Contingent Autocall on Boeing Rate/Coupon: 8.35% Matures: 04/01/2022 | OPTION | Purchase | March 29, 2019 | $15,001 - $50,000 | |
| MS Contingent Autocall on Boeing Rate/Coupon: 8.35% Matures: 04/01/2022 | FIXED INCOME | Purchase | March 29, 2019 | $15,001 - $50,000 | |
| RBC Contingent Autocall on Nvidia Rate/Coupon: 12.65% Matures: 07/30/2019 | STRUCTURED PRODUCT | Sale (Full) | March 28, 2019 | $15,001 - $50,000 | |
| RBC Contingent Autocall on Nvidia Rate/Coupon: 12.65% Matures: 07/30/2019 | STRUCTURED PRODUCT | Sale (Full) | March 28, 2019 | $15,001 - $50,000 | |
| Quest Diagnostics | DGX | STOCK | Purchase | March 20, 2019 | $1,001 - $15,000 |
| Fedex Corp | FDX | STOCK | Sale (Full) | March 20, 2019 | $1,001 - $15,000 |