Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| CTECBX Company: Guggenheim Investments (Chicago, IL) Description: Guggenheim Investments is the global asset management and investment advisory division of Guggenheim Partners | CTECBX | FUND | Purchase | May 4, 2020 | $1,001 - $15,000 |
| Boulder Growth & Income Fund, Inc. Company: Boulder Funds (Denver, CO) Description: mutual fund | BGIHX | FUND | Sale (Full) | May 4, 2020 | $1,001 - $15,000 |