Rohit Khanna — July 11, 2023

Disclosure Details

Politician: Rohit Khanna
Disclosure document
Year: 2023
Filing Date: July 11, 2023
Branch: house

Periodic Transaction Report

Asset Ticker Category Type Transaction Date Amount
Zsetta Inc No PRIVATE EQUITY Purchase X
ADOBE INC ADBE STOCK Purchase $4,000 - $10,000
MONOLITHIC PWR SYSTEMS INC MPWR STOCK Purchase $100,001 - $250,000
CHIPOTLE MEXICAN GRILL INC COM CMG STOCK Purchase $100,001 - $250,000
CITIGROUP INC. C STOCK LINKED TO S&P 500 $1,000,000
CANADIAN IMPERIAL BANK OF COMM CM STOCK LINKED TO S&P 500 $1,000,000
TORONTO DOMINION BANK LIMITED TD STOCK LINKED TO S&P 500 $1,000,000
SOCETE GENERALE LIMITED GLE STOCK LINKED TO S&P $1,000,000
CITIGROUP INC. LINKED TO BASKET OF FIXED INCOME S&P 500 INDICES $1,000,000
THE BANK OF NOVA SCOTIA LINKED TO BNS STOCK S&P 500 INDICES $1,000,000
S&P 500 INDICES SPX INDICES LINKED TO S&P 500 $1,000,000
CAPPED BUFFERED ENHANCED ETF PARTICIPATION LINKED TO BASKET OF $1,000,000
CAPPED BUFFERED ENHANCED ETF PARTICIPATION LINKED TO S&P 500 $1,000,000
ROYAL BANK OF CANADA LINKED TO RY STOCK PARTICIPATION LINKED TO S&P 500 $1,000,000
ROYAL BANK OF CANADA LINKED TO RY STOCK PARTICIPATION LINKED TO S&P $1,000,000
SOCETE GENERALE LINKED TO S&P FUND S&P 500 INDICES $1,000,000
THE BANK OF NOVA SCOTIA LINKED TO BNS STOCK S&P 500 INDICES $1,000,000
S&P 500 INDICES SPX INDICES S&P 500 INDICES $1,000,000
HSBC BANK PLC LINKED LIMITED TO FIXED INCOME S&P 500 INDICES $1,000,000
ROYAL BANK OF CANADA LINKED TO RY STOCK S&P 500 INDICES $1,000,000
ROYAL BANK OF CANADA LINKED TO RY STOCK S&P 500 INDICES $1,000,000
HYBRID PERPETUAL USD FIXED INCOME HYBRID PERPETUAL USD $1,000,000
CITIGROUP INC. HYBRID PERPETUAL C FIXED INCOME HYBRID PERPETUAL USD $1,000,000
BANK OF AMERICA CORPORATION BAC STOCK HYBRID PERPETUAL USD $1,000,000
CITIGROUP INC. HYBRID PERPETUAL C FIXED INCOME Purchase £1,000 - £5,000
WELLS FARGO & CO COMPANY HYBRID PERPETUAL USD WFC FIXED INCOME Purchase £1,000 - £5,000
CHARLES SCHWAB CORPATION (TH PERPETUAL USD SCHW STOCK Purchase £1,000 - £5,000
HYBRID PERPETUAL USD FIXED INCOME Purchase £1,000 - £5,000
EMBRIDGE INC. HYBRID 02/15/2083 PERPETUAL USD BOND Purchase £1,000 - £5,000
BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD BAC FIXED INCOME Purchase £1,000 - £5,000
BANK OF NEW YORK MELLON CORP HYBRID PERPETUAL USD FIXED INCOME Purchase £1,000 - £5,000
US BANK NATIONAL ASSN CORPORATION HYBRID PERPETUAL USD FIXED INCOME Purchase £1,000 - £5,000
PRUDENTIAL FINANCIAL INC. HYBRID PERPETUAL USD FIXED INCOME Purchase £1,000 - £5,000
VOYA FINANCIAL INC. HYBRID PERPETUAL USD FIXED INCOME Purchase £1,000 - £5,000
CITIZENS FINANCIAL GROUP INC. HYBRID PERPETUAL USD CFG FIXED INCOME Purchase £1,000 - £5,000
BANK OF NOVA SCOTIA (TTHA) HYBRID PERPETUAL USD BNS FIXED INCOME Purchase £1,000 - £5,000
CITIGROUP INC. HYBRID PERPETUAL C FIXED INCOME Purchase £1,000 - £5,000
PNC FINANCIAL SERVICES GROUP INC HYBRID PERPETUAL USD PNC FIXED INCOME Purchase £1,000 - £5,000
SANTANDER BROKERS COMPANY HYBRID PERPETUAL USD FIXED INCOME Purchase £1,000 - £5,000
TARGET CORPORATION CAN TGT STOCK Purchase £1,000 - £5,000
WELLS FARGO & COMPANY HYBRID PERPETUAL USD FIXED INCOME Purchase £1,000 - £5,000
HYBRID PERPETUAL USD FIXED INCOME Purchase £1,000 - £5,000
PRUDENTIAL FINANCIAL, INC. HYBRID PERPETUAL USD PRU FIXED INCOME x 52,000
CITIGROUP INC. HYBRID PERPETUAL USD C FIXED INCOME x 23,000
CENTERPOINT ENERGY, INC. HYBRID PERPETUAL USD CNP FIXED INCOME x 23,000
SOCIETE GENERALE, NAC. INC. HYBRID PERPETUAL USD FIXED INCOME x 23,000
DUKE ENERGY CORPORATION HYBRID PERPETUAL USD DUK FIXED INCOME x 23,000
TRUST FINANCIAL CORPORATION HYBRID PERPETUAL USD TRF FIXED INCOME x 23,000
PNC FINANCIAL SERVICES GROUP, INC. HYBRID PERPETUAL USD PNC FIXED INCOME x 23,000
NESTLE S.A. HYBRID PERPETUAL USD FIXED INCOME x 23,000
TRULY HYBRID PERPETUAL USD FIXED INCOME x 23,000
VODAFONE GROUP PUBLIC LIMITED HYBRID PERPETUAL USD VOD FIXED INCOME x 23,000
TRULY HYBRID PERPETUAL USD FIXED INCOME x 23,000
MARKEL CORPORATION HYBRID PERPETUAL USD MKK FIXED INCOME x 23,000
BERKSHIRE HATHAWAY INC. COMMON STOCK BRK.A STOCK x 23,000
NEXTERA ENERGY, INC. COMMON STOCK NEE STOCK x 23,000
INCORPOR HYBRID PERPETUAL USD FIXED INCOME x 23,000
COMMON STOCK STOCK x 23,000
HYBRID PERPETUAL USD FIXED INCOME x 23,000
CHS ENERGY CORPORATION HYBRID USD FIXED INCOME x 23,000
EPSON INTERNATIONAL HYBRID BOND Purchase 21,000
FINANCIAL SERVICES CORPORATION STOCK Purchase 24,000
REGIONS FINANCIAL CORP RF STOCK Purchase 24,000
HYBRID PERPETUAL USD FIXED INCOME Purchase 24,000
TARGET CORPORATION CHAN TGT STOCK Purchase 22,000
HYBRID PERPETUAL USD FIXED INCOME Purchase 22,000
HARTFORD FINANCIAL SERVICES GROUP HIG STOCK Purchase 22,000
PERPETUAL USD FUTURES Purchase 22,000
BANK OF AMERICA CORPORATION BAC STOCK Purchase 21,000
PERPETUAL USD FUTURES Purchase 21,000
DOMINION ENERGY, INC. HYBRID D FIXED INCOME Purchase 21,000
PERPETUAL USD FUTURES Purchase 21,000
CCCO SYSTEMS, INC. CHAN STOCK Purchase 21,000
CISCO SYSTEMS INC PERPETUAL HYBRID CSCO BOND Purchase 21,000
NEXTERA ENERGY CAPITAL HOLDING NEE STOCK Purchase 21,000
PERPETUAL USD FUTURES Purchase 21,000
DISCOVER FINANCIAL SERVICES GROUP DFS STOCK Purchase 21,000
PERPETUAL USD FUTURES Purchase 21,000
CHARLES SCHWAB CORPORATION, INC SCHW STOCK Purchase 21,000
HYBRID PERPETUAL USD FIXED INCOME Purchase 21,000
ALLIANZ FINANCIAL, INC. HYBRID ALV FIXED INCOME Purchase 21,000
PERPETUAL USD FUTURES Purchase 21,000
PERPETUAL USD RANGE B LUC HYBRID USD FIXED INCOME Purchase 21,000
INGCOHGRP BANKSHARES INGCO STOCK Purchase 21,000
INCOHGRP HYBRID PERPETUAL USD FIXED INCOME Purchase 21,000
HUNTINGTON BANCORPS SHARES HBAN STOCK Purchase 21,000
TARGET CORPORATION CHAN TGT STOCK Purchase 21,000
LABORATORY CORPORATION OF AMER LH STOCK Purchase 21,000
CHARLES SCHWAB/CMN CORPORATION (TH PRIVATE EQUITY Purchase 25,000
PNC FINANCIAL SERVICES GROUP PNC STOCK Purchase 25,000
ALLSTATE CORPORATION (THE) PRO ALL STOCK Purchase 25,000
USO1 3.86% 2049 SERIES1 BOND Purchase 25,000
PERPETUAL USD FUTURES Purchase 25,000
TARGET CORPORATION CMN TGT STOCK Purchase 25,000
CALL/VANILLA EURO PM 55 EXP OPTION Purchase 25,000
CALL/VANILLA EURO PM 47 EXP OPTION Purchase 25,000
06/02/2023 nan Purchase 25,000
ISHARES RUSSELL 1000 VALUE IWD ETF Purchase 25,000
EMBRIDGE INC HYBRID 03/15/2083S BOND Purchase 25,000
MICROSOFT CORPORATION CMN MSFT STOCK Purchase 25,000
MARVELL TECHNOLOGY, INC. CMN MRVL STOCK Purchase 25,000
CATERPILLAR INC (DELAWARE) CMN CAT STOCK Purchase 25,000
STRYKER CORPORATION CMN SYK STOCK Purchase 25,000
MORGAN STANLEY CMN MS STOCK Purchase 25,000
MICROSOFT CORPORATION CMN MSFT STOCK Purchase 25,000
NVIDIA CORPORATION CMN NVDA STOCK Purchase 25,000 - 49,999
STRYKER CORPORATION CMN SYK STOCK Purchase 25,000 - 49,999
MCDONALDS CORPORATION CMN MCD STOCK Purchase 25,000 - 49,999
INPES PARISIENNES LINKED TO S&P 500 INDEX ETF Purchase 5,000 - 9,999
TOTO DOMINION BANK LINKED TO S&P 500 INDEX FIXED INCOME Purchase 5,000 - 9,999
CANADIA IMPERIAL BANK LINKED TO S&P 500 INDEX BOND Purchase 5,000 - 9,999
LINKED TO S&P 500 INDEX SPY ETF Purchase 5,000 - 9,999
HIGGINS AND INC. (UNED) LINKED TO S&P 500 INDEX BOND Purchase 5,000 - 9,999
SOCETE GENERALE LINKED TO S&P 500 INDEX FUND Purchase 5,000 - 9,999
COPPER BUFFERED ENHANCED S&P 500 INDEX ETF Purchase 5,000 - 9,999
MCGRAW HILL INDUSTRIES INC COMMON STOCK MH STOCK Purchase 5,000 - 9,999
ALPHABET INC. CLASS C GOOG STOCK Purchase 25,000 - 49,999
ROYAL BANK OF CANADA LINKED TO S&P 500 INDEX RY BOND Purchase 25,000 - 49,999
THE BANK OF NOVA SCOTIA LINKED TO S&P 500 INDEX BNS BOND Purchase 25,000 - 49,999
GENERAL ELECTRIC LINKED TO S&P 500 INDEX FIXED INCOME Purchase 25,000 - 49,999
TESLA, INC. CMN TSLA STOCK Purchase 25,000 - 49,999
PRIZER, INC. CMN PFE STOCK Purchase 25,000 - 49,999
DANAHER CORPORATION CMN DHR STOCK Purchase $50,000 - $99,999
VERIZON COMMUNICATIONS, INC. VZ STOCK Purchase $50,000 - $99,999
UPPER ARLINGTON OHIO CHDY SCH GO BOND Purchase $100,000 - $249,999
53000% 1/2/01-12/01-48 C.B BOND Purchase $100,000 - $249,999
CORPGRP INC LINKED TO S&P 500 FIXED INCOME Purchase $250,000 - $499,999
INDEX INDEX Purchase $250,000 - $499,999
HSBC BANK PLC LINKED TO S&P 500 FIXED INCOME Purchase $500,000 - $999,999
THE PROGRESSIVE CORPORATION PGR STOCK Purchase $1,000,000 -
INDEX INDEX Purchase $1,000,000 -
AUTOMATIC DATA PROCESSING INC ADP STOCK Purchase $1,000,000 -
CVS HEALTH CORP CMN CVS STOCK Purchase $1,000,000 -
THE HERSHEY COMPANY CMN HSY STOCK Purchase $1,000,000 -
PALO ALTO NETWORKS INC CMN PANW STOCK Purchase $1,000,000 -
MICROSOFT CORPORATION CMN MSFT STOCK Purchase $1,000,000 -
MONDELEZ INTERNATIONAL INC MDLZ STOCK Purchase $1,000,000 -
WALT DISNEY COMPANY (THE) CMN DIS STOCK Purchase $1,000,000 -
ORACLE CORPORATION CMN ORCL STOCK Purchase $1,000,000 -
ELECTRONIC ARTS CMN EA STOCK Purchase $1,000,000 -
ADVANCED MICRO DEVICES, INC. CMN AMD STOCK Purchase $1,000,000 -
MERCK & CO., INC. CMN MRK STOCK Purchase $1,000,000 -
HUMANA INC CMN HUM STOCK Purchase $15,000 - $49,999
GENERAL MILLS INC CMN GIS STOCK Purchase $15,000 - $49,999
COLGATE-PALMOLIVE CO CMN CL STOCK Purchase $100,000 - $249,999
MASH & MCKELVICK INC CMN MASH STOCK Purchase $100,000 - $249,999
COSTCO WHOLESALE CORPORATION COST STOCK Purchase $100,000 - $249,999
DOMINION ENERGY GAS HLDG 2.5% BOND Purchase $100,000 - $249,999
ADELT TECHNOLOGIES, INC. CMN ADLT STOCK Purchase $100,000 - $249,999
QUALCOMM INC CMN QCOM STOCK Purchase $100,000 - $249,999
DOMINION FINANCIAL CORP MTN 1.2% BOND Purchase $100,000 - $249,999
CADENCE DESIGN SYSTEMS INC CMN CDNS STOCK Purchase $100,000 - $249,999
FREE CMN nan Purchase $100,000 - $249,999
VERISI ANALYTICS, INC. CMN STOCK Purchase $100,000 - $249,999
AMGEN INC CMN AMGN STOCK Purchase $100,000 - $249,999
REPUBLIC SERVICES INC CMN RSG STOCK Purchase $100,000 - $249,999
RESMED INC CMN RMD STOCK Purchase $100,000 - $249,999
ACTIVISION BLIZZARD, INC CMN ATVI STOCK Purchase $100,000 - $249,999
MCKESSON CORPORATION CMN MCK STOCK Purchase $100,000 - $249,999
REGENERON PHARMACEUTICALS INC. REGN STOCK Purchase 11,000 - 15,000 shares
PROCTER & GAMBLE COMPANY (PG) PG STOCK Purchase 11,000 - 15,000 shares
CME GROUP INC. CLASS A CME STOCK Purchase 1,000 - 5,000 shares
ABBOTT LABORATORIES CMN ABT STOCK Purchase 1,000 - 5,000 shares
INSULET CORPORATION CMN PODD STOCK Purchase 1,000 - 5,000 shares
ServiceNow INC CMN NOW STOCK Purchase 1,000 - 5,000 shares
SALESFORCE INC CMN CRM STOCK Purchase 1,000 - 5,000 shares
INSURET CORPORATION CMN STOCK Purchase 1,000 - 5,000 shares
PAYPAL HOLDINGS, INC. CMN PYPL STOCK Purchase 1,000 - 5,000 shares
KROGER COMPANY CMN KR STOCK Purchase 1,000 - 5,000 shares
REALTY INCOME CORP CMN O STOCK Purchase 1,000 - 5,000 shares
CORTEVA, INC. CMN CTVA STOCK Purchase 1,000 - 5,000 shares
LABB VIEWPOINT HOLDINGS, INC. CMN LVPH STOCK Purchase 1,000 - 5,000 shares
REGIONS FINANCIAL CORPORATION RF STOCK Purchase 1,000 - 5,000 shares
NASDAQ, INC. CMN NDAQ STOCK Purchase 1,000 - 5,000 shares
CROWN CASTLE INTL CORP CMN CCI STOCK Purchase 1,000 - 5,000 shares
INCYTE CORPORATION CMN INCY STOCK Purchase 1,000 - 5,000 shares
FORTINET, INC. CMN FTNT STOCK Purchase 1,000 - 5,000 shares
TAKE TWO INTERACTIVE SOFTWARE TTWO STOCK Not specified 21,000
HOLOGIC INCORPORATED CMN HOLX STOCK Not specified 21,000
AUTODESK, INC. CMN ADSK STOCK Not specified 21,000
INTL BUSINESS MACHINES CORP CMN IBM STOCK Not specified 21,000
MONGRAIN STANBLE FIRM WTH nan Not specified 21,000
MONSTER BEVERAGE CORPORATION MNST STOCK Not specified 21,000
ALLEGNY TECHNOLOGIES, INC. CMN ALG STOCK Not specified 21,000
JANSYS, INC. CMN JANS STOCK Not specified 21,000
SYCO CORPORATION CMN SYK STOCK Not specified 21,000
INTUITIVE SURGICAL, INC. CMN ISRG STOCK Not specified 21,000
BLACKROCK, INC. CMN BLK STOCK Not specified 21,000
SYCO INC CMN SYK STOCK Not specified 21,000
INTUIT INC CMN INTU STOCK Not specified 21,000
SYNOPSYS INC, CMN SNPS STOCK Not specified 21,000
T-MOBILE US, INC. CMN TMUS STOCK Not specified 21,000
AT&T INC, CMN T STOCK Not specified 21,000
MERCK & CO, INC. CMN MRK STOCK Not specified 21,000
ABBVIE INC CMN ABBV STOCK Not specified 21,000
BRISTOL-MYERS SQUIBB COMPANY BMY STOCK Purchase $1,400 - $10,000
U.S. BANCORP CMN USB STOCK Purchase $1,001 - $15,000
ETDY, INC. CMN ETDY STOCK Purchase $15,001 - $25,000
CRANE TECHNOLOGIES PUBLIC LIMI CR STOCK Purchase $25,001 - $50,000
NEWS CORPORATION CMN CLASS A NWSA STOCK Purchase $50,001 - $100,000
COPART INC CMN CPRT STOCK Purchase $100,001 - $250,000
INTERCONTINENTAL EXCHANGE INC ICE STOCK Purchase $250,001 - $500,000
CMN CMN STOCK Purchase $500,001 - $1,000,000
CANEL, INC CMN STOCK Purchase $1,000,001 - $5,000,000
MODERN TECHNOLOGY, INC. CMN STOCK Purchase $5,000,001 - $25,000,000
METTLER-TOLEDO INTL CMN MTD STOCK Purchase $25,000,001 - $50,000,000
PAYCHEK, INC. CMN PAYC STOCK Purchase $50,000,001 - $100,000,000
DOLLAR GENERAL CORPORATION CMN DG STOCK Purchase $100,000,001 - $250,000,000
ILLUMINA, INC CMN ILMN STOCK Purchase $250,000,001 - $500,000,000
REVITY INC CMN RVTY STOCK Purchase $500,000,001 - $1,000,000,000
FORTIVE CORPORATION CMN FTV STOCK Purchase $1,000,000,001 - $5,000,000,000
NEWMARK CORP CMN NEW STOCK Purchase $5,000,000,001 - $25,000,000,000
KELLOGG COMPANY CMN K STOCK Purchase $25,000,000,001 - $50,000,000,000
CINTAS CORPORATION CMN CTAS STOCK Purchase $50,000,000,001 - $100,000,000,000
CITIGROUP INC CMN C STOCK X X
WALGREENS BOOTS ALLIANCE, INC. WBA STOCK X X
TRULIST FINANCIAL CORPORATION TFC STOCK X X
COST CORPORATION CMN CLASS COST STOCK X X
AVOTING nan X X
ESTEE LAUDER COS INC CL-A CMN CLASS A EL STOCK X X
ALPHABET INC CMN CLASS A GOOGL STOCK X X
ARCHER-DANIELS-MIDLAND COMPANY ADM STOCK X X
ALEXANDRIA REAL ESTATE EQUITIES, INC ARE STOCK X X
T. ROWE PRICE GROUP, INC. CMN TROW STOCK X X
ALTRIA GROUP, INC. CMN MO STOCK X X
ENPHASE ENERGY, INC. CMN ENPH STOCK X X
VLO PROPERTIES, INC. CMN STOCK X X
WATERS CORPORATION COMMON nan X X
DOLLAR TREE STORES, INC. CMN DLTR STOCK X X
BOOKING HOLDINGS INC, CMN BKNG STOCK X X
STOCK STOCK X X
SOLARSEDGE TECHNOLOGIES, INC. CMN SEDG STOCK X X
EFAM SYSTEMS, INC. CMN STOCK X X
FS PNC CMN PNC STOCK Purchase $1,000 - $10,000
HASBRO, INC. CMN HAS STOCK Purchase $1,000 - $10,000
CHIPOTLE MEXICAN GRILL, INC. CMN CMG STOCK Purchase $1,000 - $10,000
KEURIG DR PEPPER INC CMN KDP STOCK Purchase $1,000 - $10,000
WESTROCK COMPANY CMN WRK STOCK Purchase $1,000 - $10,000
BIO-TECHNE CORPORATION CMN TECH STOCK Purchase $1,000 - $10,000
CBRE GROUP, INC. CMN CLASS A CBRE STOCK Purchase $1,000 - $10,000
FIRST SOLAR, INC. CMN FSLR STOCK Purchase $1,000 - $10,000
ELECTRONIC ARTS INC CMN EA STOCK Purchase $1,000 - $10,000
COMMON STOCK STOCK Purchase $1,000 - $10,000
WARNER BROS DISCOVERY INC CMN WBD STOCK Purchase $1,000 - $10,000
APTY PLC CMN APTY STOCK Purchase $1,000 - $10,000
TEADUC HEALTH INC CMN TDOC STOCK Purchase $1,000 - $10,000
YANDEX N.V. CMN YNDX STOCK Purchase $1,000 - $10,000
SOCGENE GENERAL LINED TO SAP SAP STOCK Purchase $1,000 - $10,000
OUTBRIDGE UNITED LINKED TO SAP SAP STOCK Purchase $1,000 - $10,000
TORONTO DOMINION BANK LINKED TD STOCK Purchase $1,000 - $10,000
TO S&P 500 INDEX SPX INDEX Purchase $1,000 - $10,000
UNIVERSAL BANK BANK OF COMM BKCOMM STOCK Purchase $1,000 - $10,000
LINKED TO S&P 500 INDEX SPY ETF Purchase $1,000 - $10,000
SOCIETE GENERALE LIMITED TO S&P GLE STOCK Purchase 51,000 - 100,000
ROYAL BANK OF CANADA LIMITED TO S&P RY STOCK Purchase 51,000 - 100,000
ROYAL BANK OF NOVA SCOTIA LIMITED TO S&P 500 INDEX OPTION Purchase 51,000 - 100,000
S&P 500 INDEX SPX INDEX Purchase 51,000 - 100,000
ROYAL BANK OF NOVA SCOTIA LIMITED TO S&P 500 INDEX OPTION Purchase 100,001 - 250,000
S&P 500 INDEX SPX INDEX Purchase 250,001 - 500,000
CAPPED BUFFERED FINANCED PARTICIPATION LINKED TO S&P 500 ETF Purchase 500,001 - 1,000,000
OHIO ST DEV ST LTD ALPH WITH REV 5% BOND Purchase 1,000,001 - 2,000,000
S&P 500 INDEX SPX INDEX Purchase 2,000,001 - 5,000,000
CITIGROUP INC. LINKED TO S&P 500 C BOND Purchase 5,000,001 - 10,000,000
JANE ARNOLDIN CITY MAD GO 5% BOND Purchase 10,000,001 - 25,000,000
S&P 500 INDEX SPX INDEX Purchase 25,000,001 - 50,000,000
BUFFERED ENHANCED FINANCED PARTICIPATION LINKED TO S&P 500 FUND Purchase 50,000,001 - 100,000,000
S&P 500 INDEX SPX INDEX Purchase 100,000,001 - 250,000,000
HSBC BANK N/C LINKED TO S&P 500 BOND Purchase 250,000,001 - 500,000,000
ROYAL BANK OF CANADA LIMITED TO S&P 500 INDEX OPTION Purchase 500,000,001 - 1,000,000,000
ROYAL BANK OF NOVA SCOTIA LIMITED TO S&P 500 INDEX OPTION Purchase 25,000
MORGAN STANLEY FINANCIALLY FINANCE LLC LINKED TO S&P 500 INDEX FIXED INCOME Purchase 25,000
SOCIETE GENERALE LIMITED TO S&P 500 INDEX FIXED INCOME Purchase 25,000
SOCIETE GENERALE LIMITED TO S&P 500 INDEX FIXED INCOME Purchase 25,000
JOHNSON & JOHNSON CMN JNJ STOCK Purchase 25,000
AMGEN INC CMN AMGN STOCK Purchase 25,000
DANAHER CORPORATION CMN DHR STOCK Purchase 25,000
ABBOTT LABORATORIES CMN ABT STOCK Purchase $1,000 - $15,000
INTL BUSINESS MACHINES CORPS CMN IBM STOCK Purchase $1,000 - $15,000
THE HOME DEPOT, INC. CMN HD STOCK Purchase $1,000 - $15,000
MICROSOFT CORPORATION CMN MSFT STOCK Purchase $1,000 - $15,000
MC DONALDS CORP CMN MCD STOCK Purchase $1,000 - $15,000
COCA-COLA COMPANY (THB) CMN KO STOCK Purchase $1,000 - $15,000
BANK OF AMERICA CORP CMN BAC STOCK Purchase $1,000 - $15,000
UNION PACIFIC CORP, CMN UNP STOCK Purchase $1,000 - $15,000
APPLE INC. CMN AAPL STOCK Purchase $1,000 - $15,000
WASTE MANAGEMENT INC CMN WM STOCK Purchase $1,000 - $15,000
UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK UPS STOCK Purchase $1,000 - $15,000
COMMON STOCK STOCK Purchase $1,000 - $15,000
ROPER TECHNOLOGIES INC CMN ROP STOCK Purchase $1,000 - $15,000
CHUBB LIMITED CMN CB STOCK Purchase $1,000 - $15,000
CITGROUP INC. CMN C STOCK Purchase $1,000 - $15,000
AUTOMATIC DATA PROCESSING INC CMN ADP STOCK Purchase $1,000 - $15,000
BRISTOL-MYERS SQUIBB COMPANY BMY STOCK Purchase $1,000 - $15,000
REPUBLIC SERVICES INC CMN RSG STOCK Purchase £5,000-£10,000
UNITEDHEALTH GROUP INCORPORATE UNH STOCK Purchase £5,000-£10,000
MERCK & CO INC CMN MRK STOCK Purchase £5,000-£10,000
HUMANA INC CMN HUM STOCK Purchase £5,000-£10,000
COMMUNI STOCK CMUN STOCK Purchase £5,000-£10,000
THE TRAVELERS COMPANIES, INC CMN TRV STOCK Purchase £5,000-£10,000
VERIZON COMMUNICATIONS, INC VZ STOCK Purchase £5,000-£10,000
REALTY INCOME CORPORATION, INC CMN O STOCK Purchase £5,000-£10,000
COGNIZANT TECHNOLOGY SOLUTIONS CORP CMN CLASS A CTSH STOCK Purchase £5,000-£10,000
GENERAL MILLS INC CMN GIS STOCK Purchase £5,000-£10,000
AMCOR PLC CMN AMCR STOCK Purchase £5,000-£10,000
ALTRIA GROUP, INC. CMN MO STOCK Purchase £5,000-£10,000
LINDE PLC CMN LIN STOCK Purchase £5,000-£10,000
VICI PROPERTIES INC CMN VICI STOCK Purchase £5,000-£10,000
CME GROUP INC CMN CLASS A CME STOCK Purchase £5,000-£10,000
COSTCO WHOLESALE CORPORATION COST STOCK Purchase £5,000-£10,000
NORFOLK SOUTHERN CORP CMN NSC STOCK Not specified Not specified
BERKSHIRE HATHAWAY INC CLASS B BRK.B STOCK Not specified Not specified
AIR PRODUCTS & CHEMICALS INC CMN APD STOCK Not specified Not specified
MOTOROLA SOLUTIONS INC CMN MSI STOCK Not specified Not specified
WATERS CORP CMN WTR STOCK Not specified Not specified
PHILIP MORRIS INTL INC CMN PM STOCK Not specified Not specified
W.L. KELLY SERVICES INC CMN KELLY STOCK Not specified Not specified
HORMEL FOODS CORP CMN HRL STOCK Not specified Not specified
THE BANK OF NY MELLON CORP CMN BK STOCK Not specified Not specified
STATE ST CORP CMN STT STOCK Not specified Not specified
INCOTE CORP CMN STOCK Not specified Not specified
QUEST DIAGNOSTICS INCORP CMN DGX STOCK Not specified Not specified
CONAGRA INDUSTRIES INC CMN CAG STOCK Not specified Not specified
AVANTOR FUNDING INC CMN AVTR STOCK Not specified Not specified
BACTI INTERNATIONAL INC CMN STOCK Not specified Not specified
SENSIRION INC CMN SENS STOCK Not specified Not specified
NATIONAL GRID PLC SPONSORED ADR NGG STOCK Not specified Not specified
ACCENTURE PLC CMN CLASS A ACN STOCK Purchase 21,000 - 50,000
ELEVANCE HEALTH INC CMN ELV STOCK Purchase 200,001 - 500,000
PUBLIC STORAGE CMN PSA STOCK Purchase 200,001 - 500,000
MCKESSON CORPORATION CMN MCK STOCK Purchase 200,001 - 500,000
CISMA GROUP/THE CMN nan Purchase 200,001 - 500,000
T-MOBILE US INC. CMN TMUS STOCK Purchase 200,001 - 500,000
KEYSIGHT TECHNOLOGIES, INC CMN KEYS STOCK Purchase 200,001 - 500,000
AVANTON FUNDING, INC CMN PRIVATE EQUITY Purchase 200,001 - 500,000
BROWN FORMAN CORP CL B CMN CLASS B BF.B STOCK Purchase 200,001 - 500,000
SIMON PROPERTY GROUP INC CMN SPG STOCK Purchase 200,001 - 500,000
JELLICO COMPANY CMN GRK STOCK Purchase 200,001 - 500,000
AVANTON FUNDING, INC CMN PRIVATE EQUITY Purchase 200,001 - 500,000
CINCINNATI FINANCIAL CRP CMN CINF STOCK Purchase 200,001 - 500,000
CAMPBELL SOUP CO CMN CPB STOCK Purchase 200,001 - 500,000
ORGANON & CO CMN OGN STOCK Purchase 200,001 - 500,000
CORNING INCORPORATED CMN GLW STOCK Purchase 200,001 - 500,000
LOEWIS CORPORATION CMN LNW STOCK Sale 500,000
ROLLINS INC. CMN ROL STOCK Sale nan
DIG TECHNOLOGY COMPANY CMN DIG STOCK Sale nan
CONAGRA BRANDS INC CMN CAG STOCK Sale nan
AMERYCSUREBEREEN CORPORATION nan Sale nan
CONAGRA BRANDS ALLIANCE, INC. CAG STOCK Sale nan
TYCO INDUSTRIES INC CLA-CMN CLASS A TYC STOCK Sale nan
TYCO INDUSTRIES INC CLB DIGITAL INC TYC STOCK Sale nan
CARDINAL HEALTH, INC. CMN CAH STOCK Sale nan
KELLOGG DA PEPER INC CMN K STOCK Sale nan
SYCORP CORPORATION CMN SYCOR STOCK Sale nan
BNP PARIBAS SPONSORED ADR CMN BNPQY STOCK Sale nan
VERTEX PHARMACEUTICALS INCO RP VRTX STOCK Sale nan
BANK OF AMERICA CORP CMN BAC STOCK Sale nan
AMWATRON FUNDING, INC CMN PRIVATE EQUITY Sale nan
08/01/2023 @ 413 ESP nan Sale nan
PU117/2023 FIXED INCOME Sale nan
PU117/2023 @ 41B EXP FIXED INCOME Sale nan
PUT/LAP OPTION Capital Gain $2,000 - $5,000
PUT/LAP OPTION Capital Gain $1,000 - $15,000
PUT/XSP XSP OPTION Capital Gain $1,000 - $15,000
INTUITIVE SURGICAL, INC. CMN ISRG STOCK Capital Gain $250,001 - $500,000
MERCK & CO., INC. CMN MRK STOCK Capital Gain $100,001 - $250,000
STARBUCKS CORP. CMN SBUX STOCK Capital Gain $1,001 - $15,000
WELLS FARGO & CO (NEW) CMN WFC STOCK Capital Gain $15,001 - $25,000
TEXAS INSTRUMENTS INC. CMN TXN STOCK Capital Gain $15,001 - $25,000
BLACKROCK, INC. CMN BLK STOCK Capital Gain $1,001 - $15,000
COPART INC. CMN CPRT STOCK Capital Gain $1,001 - $15,000
ARTHUR GALLUGHER & CO CMN AG STOCK Capital Gain $1,001 - $15,000
NASDAQ, INC. CMN NDAQ STOCK Capital Gain $1,001 - $15,000
CVS HEALTH CORP CMN CVS STOCK Capital Gain $1,001 - $15,000
CONNECTIVITY LTD CMN CNCT STOCK Capital Gain $1,001 - $15,000
OLD DOMINION FREIGHT LINE, INC. FREIGHT ODFL STOCK Capital Gain $1,001 - $15,000
TE CONNECTIVITY LTD CMN TEL STOCK Capital Gain $1,001 - $15,000
BORGWARNER INC. CMN BWA STOCK Capital Gain $1,001 - $15,000
AGILENT TECHNOLOGIES, INC. CMN A STOCK Not Specified $1,000 - $15,000
WALT DISNEY COMPANY (THE) CMN DIS STOCK Not Specified $1,000 - $15,000
VERISK ANALYTICS, INC. CMN VRK STOCK Not Specified $1,000 - $15,000
3M COMPANY CMN MMM STOCK Not Specified $1,000 - $15,000
ABSTA NETWORKS, INC. CMN STOCK Not Specified $1,000 - $15,000
ABBOTT COMPANY CMN ABT STOCK Not Specified $1,000 - $15,000
WESTROCK WORLDWIDE HOLDINGS INC. WRK STOCK Not Specified $1,000 - $15,000
SYNOPSYS INC. CMN SNPS STOCK Not Specified $1,000 - $15,000
GARTER, INC. CMN STOCK Not Specified $1,000 - $15,000
ROCKET LABORATORION AUTOMATION INC CMN RKLB STOCK Not Specified $15,001 - $50,000
MONDELEZ INTERNATIONAL, INC. MDLZ STOCK Not Specified $15,001 - $50,000
HILTON WORLDWIDE INTERNATIONAL, INC. HLT STOCK Not Specified $15,001 - $50,000
QUANTA SERVICES INC CMN PWR STOCK Not Specified $15,001 - $50,000
RESMED INC. CMN RMD STOCK Not Specified $15,001 - $50,000
HEALTHYCARE PROPERTIES INC CMN HPE REAL ESTATE Not Specified $15,001 - $50,000
MCDONALDS CORPORATION CMN MCD STOCK Not Specified $15,001 - $50,000
MONSTER BEVERAGE CORPORATION MNST STOCK Not Specified $15,001 - $50,000
NVIDIA CORPORATION CMN NVDA STOCK Purchase nan
TELEYNE TECHNOLOGIES INCORPOR STOCK Purchase nan
CMAIN CMAIN FUND Purchase nan
DOLLAR TREE STORES, INC. CMN DLTR STOCK Purchase nan
THERMO FISHER SCIENTIFIC INC CMN TMO STOCK Purchase nan
THE HERSHEY COMPANY CMN HSY STOCK Purchase nan
SP DOLLAR TREE STORES, INC. CMN DLTR STOCK Purchase nan
MES MANAGEMENT CORPORATION CMN CLASS A STOCK Purchase nan
MODERNA, INC. CMN MRNA STOCK Purchase nan
CITIZENS FINANCIAL GROUP, INC. CMN CFG STOCK Purchase nan
CITIZENS GENERAL CORPORATION CMN CITG STOCK Purchase nan
FORTIVE CORPORATION CMN FTV STOCK Purchase nan
ILUMINA, INC CMN ILMN STOCK Purchase nan
MSCI RESEARCH INTERNATIONAL CMN MSCI STOCK Purchase nan
URBAN OUTFITTER, INC CMN URBN STOCK Purchase nan
ALEXANDRIA REAL ESTATE EQUITIES, INC. ARE REAL ESTATE Purchase nan
DAVITA INC CMN DVA STOCK Purchase nan
XYLEM INC, CMN XYL STOCK Purchase nan
ABB LTD SPONSORED ADR CMN ABB STOCK Purchase nan
DOUGLAS EMMETT, INC. CMIN DEM STOCK Purchase nan
THE RUPERT HEINZ CO CMIN PRIVATE EQUITY Purchase nan
COTY, INC. CMIN CLASS A COTY STOCK Purchase nan
D.H. HORTON, INC. CMIN DHI STOCK Purchase nan
GRAPHIC PACKAGING HOLDING CO CMIN GPK STOCK Purchase nan
ADVANTECH AUTO PARTS, INC. CMIN PRIVATE EQUITY Purchase nan
DIGGS SPORTING GOODS INC. CMIN STOCK Purchase nan
BIO-LAB LABORATORIES, INC. CMIN PRIVATE EQUITY Purchase nan
CLASS A nan Purchase nan
MASCO & MCELHANEY CO INC CMIN PRIVATE EQUITY Purchase nan
TEMPUR SEALY INTERNATIONAL, INC. CMIN TPX STOCK Purchase nan
WEST CONNECTIONS, INC. CMIN PRIVATE EQUITY Purchase nan
OHIO ST DR CO 0%SL/09/29 NIN BOND Purchase nan
MORGAN STANLEY HYBRID BOND Purchase nan
BANK OF AMERICA CORP HYBRID BAC FIXED INCOME Purchase nan
HYBRID 1/12/2029 USD BOND Purchase nan
WESTERRA ENERGY CAPITAL HOLDING PRIVATE EQUITY Purchase nan
2.75% 1/12/2029 USD BOND Purchase nan
4.12% 1/12/2031 USD BOND Purchase nan
SOTERIONS, INC. PRIVATE EQUITY Purchase nan
TRUST FINANCIAL CORPORATION MTN 1.2% TFC BOND Purchase [$25,000 - $49,999]
EP OPERATING LP 2.85% 11/01/2026 BOND Purchase [$25,000 - $49,999]
REALTY INCOME CORP 3.1% O BOND Purchase [$25,000 - $49,999]
HEALTHY INCOME CORP 3.1% BOND Purchase [$25,000 - $49,999]
BAXTER INTERNATIONAL INC 2.27% BAX BOND Purchase [$25,000 - $49,999]
DOLLAR GENERAL CORPORATION DG STOCK Purchase [$25,000 - $49,999]
INTERCONTINENTAL CORP 1.35% BOND Purchase [$25,000 - $49,999]
HUMANA INC 3.25% 08/15/2025 HUM BOND Purchase [$25,000 - $49,999]
12/01/2028 USD BILL Purchase [$25,000 - $49,999]
AIR LEASE CORP 3.375% 07/01/2025 BOND Purchase [$25,000 - $49,999]
GENERAL MOTORS CO GM STOCK Purchase [$25,000 - $49,999]
DUKE ENERGY ENERGY FIN CO 4.4% BOND Purchase [$25,000 - $49,999]
DUKE ENERGY FIN CO 2.36% 12/01/2025 BOND Purchase [$25,000 - $49,999]
US LLC EMC CORP 4.59% BOND Purchase [$25,000 - $49,999]
BELL INC LLC EMC CORP 4.59% BOND Purchase [$25,000 - $49,999]
USD 10/01/2026 USD 5.5% 11/01/2025 BOND Purchase [$25,000 - $49,999]
DUKE ENERGY FLORIDA LLC 2.8% BOND Purchase [$25,000 - $49,999]
USD BANCORP MTN 3.85% 11/21/2025 BOND Purchase [$25,000 - $49,999]
PAC FINANCIAL SERVICES 1.15% BOND Purchase [$25,000 - $49,999]
USD 08/13/2025 USD BILL Purchase [$25,000 - $49,999]
PARAGRASS INVITS INC 3.2% BOND Purchase [$25,000 - $49,999]
AMERICAN TOWER CORP 1.3% AMT BOND Purchase [$25,000 - $49,999]
USD 09/15/2025 CORP 1.3% BOND Purchase [$25,000 - $49,999]
NETFLIX, INC. 5.875% 11/15/2025 USD NFLX BOND Not Specified nan
BIDENBANKING LTD SCOTTA (7MB) 1.3% BOND Not Specified nan
UBER TECHNOLOGIES INC 3.3% 12/15/2025 USD BOND Not Specified nan
NBWP BLU/RDP FLOATING LLC 5.55% BOND Not Specified nan
CANADIAN IMPERIAL BANK THE CORPN CDMMI CM STOCK Not Specified nan
NCBP BLU/RDP FLOATING USD FIXED INCOME Not Specified nan
06/21/2029 USD BILL Not Specified nan
INTERCONTINENTAL EXCHANGE 3.875 % BOND Not Specified nan
09/21/2028 USD BILL Not Specified nan
T remedy Ltd 3.25% 06/15/2030 USD BOND Not Specified nan
AIG LTD 2.0% 12/15/2030 USD BOND Not Specified nan
HP INC 3.2% 06/15/2025 USD HPQ BOND Not Specified nan
MORGAN STANLEY TRP P FUND Not Specified nan
HOUSING AND URBAN DEV AGENCY SERIES E BOND Not Specified nan
PERPETUAL USD FUTURES Not Specified nan
REPUBLIC SERVICES INC HYBRID RS FIXED INCOME Not Specified nan
TARGET CORPORATION CMIN TGT STOCK Not Specified nan
REPUBLIC SERVICES CORP HYBR RSG STOCK Not Specified nan
TARGET CORPORATION THE PRB TGT BOND Not Specified nan
CAN CAN STOCK Not Specified nan
HARTFORD FINANCIAL SERVICES GROUP HFG STOCK Not Specified nan
US BANK CORPORATION HYBRID PERPETUAL FIXED INCOME Not Specified nan
USD USD CASH Not Specified nan
TARGET CORPORATION CMIN TGT STOCK Not Specified nan
TARGET CORPORATION CMIN TGT STOCK Not Specified nan
TARGET CORPORATION COMMON TGT STOCK Purchase $15,001- $50,000
LABORATORY CORPORATION OF AMER LH STOCK Purchase $15,001- $50,000
ELAN CARESUSA TRUST HYBRID FUND Purchase $1,001- $15,000
BPI CAPITAL MARKETS P.L.C. HYBRID BOND Purchase $1,001- $15,000
PERPETUAL USD FUTURES Purchase $1,001- $15,000
MICROSOFT CORPORATION COMMON MSFT STOCK Purchase $15,001- $50,000
MICROSOFT CORPORATION COMMON MSFT STOCK Purchase $15,001- $50,000
STRYKER CORPORATION COMMON SYK STOCK Purchase $15,001- $50,000
STRYKER CORPORATION COMMON SYK STOCK Purchase $15,001- $50,000
STRYKER CORPORATION COMMON SYK STOCK Purchase $15,001- $50,000
COMMON TPK REV 5% BOND Purchase $1,001- $15,000
COMMON TPK REV 5% BOND Purchase $1,001- $15,000
HYBRID TRUST INT 2/07/2036 USD 15% FIXED INCOME Purchase $1,001- $15,000
HYBRID TRUST INT 3/12/2036 USD 15% FIXED INCOME Purchase $1,001- $15,000
COMMON TPK REV 5% BOND Purchase $1,001- $15,000
COMMON TPK REV 5% BOND Purchase $1,001- $15,000
OLVENTURY LOC SCH DIST OHIO CO BOND Purchase $1,001- $15,000
COMMON TPK REV REV STOCK Purchase $1,001- $15,000
COMMON TPK REV REV STOCK Purchase $1,001- $15,000
COMMON TPK REV REV STOCK Purchase $1,001- $15,000
OH ST CO 0% 09/15/26 MS BOND Purchase $1,001- $15,000
WORTHINGTON OHIO CO 0% BOND Purchase $1,001- $15,000
12/01/25 JP 0.27% FTA BILL Purchase $1,001- $15,000
12/01/25 JP 0.27% FTA BILL Purchase $1,001- $15,000
Broadcom Inc Corn AVGO STOCK Purchase X
Broadcom Inc Corn AVGO STOCK Purchase X
MPRL LP 8.65% 06/15/2030 USD BOND Purchase nan
HYBRID BA 04/23/2028 USD BOND Purchase nan
TREASURY TRANSFER OPERATING LP FUND Purchase nan
ORACLE CORPORATION 4.65% ORCL BOND Purchase nan
AUTOMATION INC 3.5% 06/01/2030 BOND Purchase nan
REALTY INCOME CORP 3.85% O BOND Purchase nan
BANK OF MONTREAL HYBRID MTN 01/22/2027 USD FIXED INCOME Purchase nan
REALTY INCOME SERVICES GROUP, INC O STOCK Purchase nan
BANTER INTERNATIONAL INC 1.915% 02/01/2027 USD BOND Purchase nan
PFIZER INC 5.4WM 03/01/2028 PFE BOND Purchase nan
INTEL CORPORATION 5.125% 08/01/2029 USD INTC BOND Purchase nan
PFIZER INC 5.4WM 03/01/2028 PFE BOND Purchase nan
SOUTHERN POWER COMPANY 4.15% 07/30/2030 USD BOND Purchase nan
US BANCORP HYBRID 02/01/2029 BOND Purchase nan
HYBRID BA 04/23/2028 USD BOND Purchase nan
SOUTHERN POWER PRODUCTION COMPANY 05/15/2025 USD BOND Purchase nan
HYBRID BA 04/23/2028 USD BOND Purchase nan
EBERGET INC 2.45% 09/15/2034 USD BOND Purchase nan
HOME DEPOT INC. (THD) THD STOCK AMORTITY 5,000-50,000
ROYAL BANK OF CANADA MTN 4.5% RY BOND AMORTITY 5,000-50,000
BROOKMONT INC. S.O. 5.0%/14/5/2030 BOND AMORTITY 5,000-50,000
REALTY INCOME CORP 4.825% O BOND AMORTITY 5,000-50,000
CLOROX COMPANY (THB 4.8%) CLX STOCK AMORTITY 5,000-50,000
AMERISOURCE FINANCIAL INC. 3.7% BOND AMORTITY 5,000-50,000
CITIGROUP INC. HYBRID 06/09/2027 C BOND AMORTITY 5,000-50,000
BELL CANADA 0.75% 04/12/2024 USD BOND AMORTITY 5,000-50,000
TRANSCANADA PIPELINES LIMITED TRP STOCK AMORTITY 5,000-50,000
MITSUBSISHI UFJ FINANCIAL GROUP MUFG STOCK AMORTITY 5,000-50,000
TRANSCANADA CORP GMT 3.741% BOND AMORTITY 5,000-50,000
AM Lease Corp MTN 4.25% BOND AMORTITY 5,000-50,000
SANEKANE LOANHOUSEMIND FIRMA PRIVATE EQUITY AMORTITY 5,000-50,000
SANEKANE PASS LIQUIDATION, LLC 4.2% FIXED INCOME AMORTITY 5,000-50,000
FESNR INC 2.74% 07/01/2028 USD BOND AMORTITY 5,000-50,000
US BANK CORP MTN 3.0% 07/30/2029 USB BOND AMORTITY 5,000-50,000
SANTANDER UK PLC 4.0% 03/13/2024 BOND AMORTITY 5,000-50,000
TORONTO DOMINION BANK (THE) MTN 1.25% 09/17/2026 USD TD BOND Purchase $100,000 - $250,000
CITIGROUP INC 4.125% 07/25/2028 USD BOND Purchase $100,000 - $250,000
SABINE PASS LNG EXPORT UP LLC 5.0% 08/15 PROPERTY GROUP UP 3.375% 07/25 BOND Purchase $50,000 - $100,000
THE BANK OF NEW YORK MELION CO MTN 2.45% 06/17/2027 USD BK BOND Purchase $50,000 - $100,000
USD 09/15/2026 HYBRID MTN 1.25% BOND Purchase $50,000 - $100,000
STATE STREET CORPORATION HYBRID STT FIXED INCOME Purchase $50,000 - $100,000
MORGAN STANLEY HYBRID BOND Purchase $50,000 - $100,000
MAGNOLIA INC 0.85% 06/02/2025 USD BOND Purchase $50,000 - $100,000
FOR CORPORATION 4.799% BOND Purchase $50,000 - $100,000
DASH SERVICES INC 4.8% BOND Purchase $50,000 - $100,000
CENTREPOINT ENERGY RES 1.75% BOND Purchase $50,000 - $100,000
BANK OF AMERICA CORPORATION 1000/2030 USD BAC BOND Purchase $50,000 - $100,000
BNP PARIBAS EUROPEAN LLC 1.55% BOND Purchase $50,000 - $100,000
PONER NATURAL RESOURCES COMP 5.16% 03/23/2028 BOND Purchase $50,000 - $100,000
BANK OF NEW YORK MELION CORP 08/15/2033 1.25/2033 BK BOND Purchase $50,000 - $100,000
HYBRID MTN 02/07/2028 USD BOND Purchase $50,000 - $100,000
AMERICA INTERNATIONAL GROUP, AIG STOCK DC nan
CANADIAN IMPERIAL BANK OF COMM CM STOCK DC nan
CANADIAN IMPERIAL CORPORATION CMC STOCK DC nan
GENERAL MOTORS FIN CO 4.3% GMFC BOND DC nan
DW CHEMIK CHEMICAL COMPANY (THE) 4.8% BOND DC nan
TLAW 2030 USD TLAW BOND DC nan
NUTRIEN LTD 0.4% 03/27/2028 NTR BOND DC nan
CANADA IMPERIAL BANK 3.1% RY BOND DC nan
CANADA IMPERIAL BANK GROUP, L.P. 3.5% BOND DC nan
ALEXANDRIA REAL ESTATE EQUITY ARE REAL ESTATE DC nan
CROWN CASTLE INTL CORP 3.85% CCI BOND DC nan
3M COMPANY 2.875% 10/15/2027 MMM BOND DC nan
BANK OF AMERICA CORPORATION BAC STOCK DC nan
HYBRID MTN 10/04/2026 USD BOND DC nan
Broadcom Inc Corn AVGO STOCK Purchase A
Broadcom Inc Corn AVGO STOCK Purchase X
Broadcom Inc Corn AVGO STOCK Purchase X
Zsetta Inc No PRIVATE EQUITY Purchase X
Broadcom Inc Corn AVGO STOCK Purchase X
Broadcom Inc Corn AVGO STOCK Purchase X
Broadcom Inc Corn AVGO STOCK Purchase X
Zsetta Inc No PRIVATE EQUITY Purchase X
Broadcom Inc Corn AVGO STOCK Purchase X
HOLOGIES, INC. 2.0% BOND Purchase June 30, 2030 $1,001- $15,000
Exempt Mega Corp, Common Stock STOCK Sale Feb. 8, 2015 $50,001-$100,000