| ACCENTURE PLZA DEPT MOYS STC TS CTTS |
ACN |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| LLM FAMILY INVESTMENTS LP (12.048% INTEREST) |
|
PRIVATE EQUITY |
PURCHASE
|
|
$1,000-$15,000 |
| CALIFORNIA ST |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| CONSTELLATION CORP |
CEG |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| BENTLEY PARK RURAL MTS WIN CORP PLU |
|
REAL ESTATE |
PURCHASE
|
|
$1,000-$15,000 |
| MICHIGAN ST TRUNK LINE |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| DETROIT TEN TXPR INCP SCH DIST |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| DETROIT TEN TXPR INCP SCH DIST |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| ROUND ROCK TXPR INCP SCH DIST |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| AON SPL SPL BOND |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| DELAWARE TRANSIT AUTH SCH TRNSY SY |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| DELAWARE TRANSIT AUTH SCH TRNSY SY |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| PRIMERICA INC |
PRU |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| DOLLAR TREE INC |
DLTR |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| FTI CONSULTING INC |
FCN |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| GRENEDILLO LLC X W/ STRINGS REV |
|
PRIVATE EQUITY |
PURCHASE
|
|
$1,000-$15,000 |
| ACCENTURE PLZA W/ STRINGS REV |
ACN |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| ACCENTURE PLZA W/ STRINGS REV |
ACN |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| SEE SCHEDULES ATTACHED |
|
nan |
EXCHANGE
|
|
$15,001-$50,000 |
| AMAZON.COM INC |
AMZN |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| AMAZON.COM INC |
AMZN |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| AMAZON.COM INC |
AMZN |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| DE LAUME CITY COA NORTH AUTH REV |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| DE LAUME CITY COA NORTH AUTH REV |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| LLM FAMILY INVESTMENTS LP (3.375% INTEREST) |
|
FIXED INCOME |
PURCHASE
|
|
$15,001-$50,000 |
| CALIFORNIA ST |
|
BOND |
PURCHASE
|
|
$15,001-$50,000 |
| CONSTELLATION CORP |
CEG |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| BENTLEY RURAL MTS WIN CORP PLU |
|
FIXED INCOME |
PURCHASE
|
|
$15,001-$50,000 |
| MICHIGAN ST TRUNK LINE |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| DENTON TEX INEPSH 9CS SCH DIST |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| DENTON TEX SPB ORG LG |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| ROUND ROCK TEX NEPT SCH DIST |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| WASHINGTON STON AUTH TRANSFERS SV |
|
CASH |
PURCHASE
|
|
$1,000-$15,000 |
| GREENWILLS LLC / Volatilities Inc |
|
PRIVATE EQUITY |
PURCHASE
|
|
$1,000-$15,000 |
| GREENWILLS LLC / S W Writings REV |
|
PRIVATE EQUITY |
PURCHASE
|
|
$1,000-$15,000 |
| DES MOINES IOWA COTN WTR REV |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| FLORIDA ST DEPT MGMT SVCE CITS |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| ACCENTURE PLC |
ACN |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| DE DALLAS CITY GA HOM AUTH REV |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| TULIJAHANN TEH PUB UTIL DIST |
|
FIXED INCOME |
PURCHASE
|
|
$1,000-$15,000 |
| DENTON TEX PUB UTIL DIST |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| LUMA FAMILY INVESTMENTS LP (18.8336% INTEREST) |
|
PRIVATE EQUITY |
PURCHASE
|
|
$15,001-$50,000 |
| RIO TINTO PARSALS PLC |
RIO |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| PRIMO NORTHWEST INVESTMENT FUND INSTITUTIONAL CLASS |
|
FUND |
EXCHANGE
|
Sept. 22, 2020 |
Over $50,000,000 |
| Nazar Corporation |
|
nan |
EXCHANGE
|
Sept. 22, 2020 |
$100,001-$250,000 |
| 2001 TRUSTS |
|
FUND |
EXCHANGE
|
Sept. 22, 2020 |
Over $50,000,000 |
| 2019 MCNAUL CHILDREN DESCENDANT TRUSTS |
|
FUND |
EXCHANGE
|
Sept. 22, 2020 |
Over $50,000,000 |
| BIG BENT PARALLELS LLC |
|
PRIVATE EQUITY |
EXCHANGE
|
Sept. 22, 2020 |
Over $50,000,000 |
| American International Group Inc. |
AIG |
STOCK |
EXCHANGE
|
Sept. 22, 2020 |
$100,001-$250,000 |
| GREENWILLS LLC / Volatilities Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Sept. 22, 2020 |
$1,000-$15,000 |
| RECURRING CAPITAL FUND I |
|
PRIVATE EQUITY |
EXCHANGE
|
Sept. 22, 2020 |
Over $50,000,000 |
| LLM PARTNERS, LTD. |
|
FUND |
EXCHANGE
|
Sept. 22, 2020 |
Over $50,000,000 |
| PRIMO NORTHWEST INVESTMENT FUND INSTITUTIONAL CLASS |
|
FUND |
EXCHANGE
|
Sept. 22, 2020 |
Over $50,000,000 |
| ASSET INVESTMENT FUND INSTITUTIONAL CLASS |
|
FUND |
EXCHANGE
|
Sept. 22, 2020 |
Over $50,000,000 |
| MCNAUL CHILDREN DESCENDANT TRUSTS |
|
FUND |
EXCHANGE
|
Sept. 22, 2020 |
Over $50,000,000 |
| IOWA ST SPB ORG LG |
|
BOND |
PURCHASE
|
Sept. 9, 2020 |
$1,000-$15,000 |
| TULANE UNIV TERM UNTIL DIST |
|
FIXED INCOME |
PURCHASE
|
Sept. 4, 2020 |
$1,000-$15,000 |
| TULANE UNIV TERM UNTIL DIST |
|
FIXED INCOME |
PURCHASE
|
Sept. 4, 2020 |
$1,000-$15,000 |
| AMAZON.COM INC |
AMZN |
STOCK |
PURCHASE
|
Sept. 4, 2020 |
$1,000-$15,000 |
| Amazon.com Inc - The Employee Fund Admiral Shares |
|
FUND |
PURCHASE
|
Sept. 4, 2020 |
$1,000-$15,000 |
| Nazar Corporation |
|
nan |
EXCHANGE
|
Sept. 3, 2020 |
$50,001-$100,000 |
| LILLY ELL & CO INC |
LLY |
STOCK |
EXCHANGE
|
Sept. 3, 2020 |
$500,001-$1,000,000 |
| HUNTINGDON INTLD industries Inc |
HTG |
STOCK |
PURCHASE
|
Sept. 3, 2020 |
$1,000-$15,000 |
| GENPROD LLC X W/ STRINGS REV |
|
PRIVATE EQUITY |
PURCHASE
|
Sept. 3, 2020 |
$1,000-$15,000 |
| Convoy Brands, Inc. |
CVOY |
STOCK |
EXCHANGE
|
Sept. 3, 2020 |
$1,000-$15,000 |
| LILLY ELL & CO INC |
LLY |
STOCK |
EXCHANGE
|
Sept. 3, 2020 |
$15,001-$50,000 |
| LILLY FAMILY INVESTMENTS III LP (4.5542%, INTEREST) |
|
PRIVATE EQUITY |
EXCHANGE
|
Sept. 3, 2020 |
$15,001-$50,000 |
| American International Group Inc. |
AIG |
STOCK |
EXCHANGE
|
Sept. 3, 2020 |
$50,001-$100,000 |
| Bonser Family Holdings Inc |
|
PRIVATE EQUITY |
EXCHANGE
|
Sept. 3, 2020 |
$50,001-$100,000 |
| Bonser Family Group Inc |
|
PRIVATE EQUITY |
EXCHANGE
|
Sept. 3, 2020 |
$100,001-$250,000 |
| American International Group Inc. |
AIG |
STOCK |
EXCHANGE
|
Sept. 3, 2020 |
$250,001-$500,000 |
| LILLY ELL & CO INC |
LLY |
STOCK |
EXCHANGE
|
Sept. 3, 2020 |
$250,001-$500,000 |
| Convoy Brands, Inc. |
CVOY |
STOCK |
EXCHANGE
|
Sept. 3, 2020 |
$250,001-$500,000 |
| SCOTT PAPER CO PUB LTL DIST |
|
BOND |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| SCOTT PAPER CO PUB LTL DIST |
|
BOND |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| DOLLAR TREE INC |
DLTR |
STOCK |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| FTI CONSULTING INC |
FCN |
STOCK |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| American International Group Inc |
AIG |
STOCK |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| American International Group Inc |
AIG |
STOCK |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| American International Group Inc |
AIG |
STOCK |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| American International Group Inc |
AIG |
STOCK |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| SCOTT PAPER CO PUB LTL DIST |
|
BOND |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| Nucor Corporation |
NUE |
STOCK |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| Ebberton Property Group Inc |
|
REAL ESTATE |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| American International Group Inc |
AIG |
STOCK |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| American International Group Inc |
AIG |
STOCK |
PURCHASE
|
Sept. 2, 2020 |
$1,000-$15,000 |
| ROUND ROCK TEX NEPT SCH SCH DIST |
|
BOND |
PURCHASE
|
April 9, 2020 |
$1,000-$15,000 |