| Example: Mega Corp. Common Stock |
|
nan |
Purchase
|
|
$1,000-$15,000 |
| SP500 CLURNS ISSUER BNS CAP 10,00% S |
|
FIXED INCOME |
Sale
|
|
$15,001-$50,000 |
| ANALOG DEVICES INC COM PER ADVISO |
ADI |
STOCK |
Sale
|
|
$15,001-$50,000 |
| INTEL CORP PER ADVISORY AGREEMENT |
INTC |
STOCK |
Sale
|
|
$15,001-$50,000 |
| HOSTESS BRANDS INC EXECUTED 100% |
|
PRIVATE EQUITY |
Sale
|
|
$15,001-$50,000 |
| CORNERSTONE ONDEMAND INC EXECUTE |
CSOD |
STOCK |
Sale
|
|
$15,001-$50,000 |
| QUOTIENT TECHNOLOGY INC EXECUTED |
QUOT |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| VERINT SYSTEMS INC EXECUTED 100% A |
VRNT |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| HP ENTERPRISE CO GLB 0.4 800% OCT 15 |
HPE |
BOND |
Purchase
|
|
$1,000-$15,000 |
| SHUTTERSTK INC SHS EXECUTED 100% A |
SSTK |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| MEDPACE HLDGS INC EXECUTED 100% A |
MEDP |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| SPS COMM INC EXECUTED 100% AGENCY |
|
COMMODITY |
Purchase
|
|
$1,000-$15,000 |
| EPAM SYSTEMS INC SHS EXECUTED 100% |
EPAM |
STOCK |
Sale
|
|
$1,000-$15,000 |
| CALLAWAY GOLF CO DEL COM EXECUTED |
MODG |
STOCK |
Purchase
|
|
$1,000-15,000 |
| CATALYENT INC SHS EXECUTED 100% AGE |
|
PRIVATE EQUITY |
Purchase
|
|
$1,000-15,000 |
| L'VONGO HEALTH INC REG SHS EXECUTE |
|
STOCK |
Purchase
|
|
$1,000-15,000 |
| L'VONGO HEALTH INC REG SHS EXECUTE |
|
STOCK |
Purchase
|
|
$1,000-15,000 |
| TORONTO-DOMINION BANK SER G MTN G |
TD |
BOND |
Purchase
|
|
$1,000-15,000 |
| L'VONGO HEALTH INC REG SHS EXECUTE |
|
STOCK |
Purchase
|
|
$1,000-15,000 |
| Trade Corrections P500 Notes Issuer BNS |
|
NOTE |
Purchase
|
|
$1,000-15,000 |
| COVETRUS INC REG SHS COM EXECUTED |
|
STOCK |
Purchase
|
|
$1,000-15,000 |
| Trade CorrectionsSP000 NOTES ISSUER BNS |
|
NOTE |
PURCHASE
|
|
$1,000-$15,000 |
| ANALOG DEVICES INC COM PER ADVISO |
ADI |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| INTEL CORP EXECUTED 100% AGENCY AC |
INTC |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| GENUINE PARTS CO UNSOLICITED Trade |
|
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| LIFE STORAGE INC REIT UNSOLICITED |
LIFE |
REAL ESTATE |
PURCHASE
|
|
$1,000-$15,000 |
| PORTLAND GENL ELEC CO NEW Tradeoff 2 |
|
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| LIFE STORAGE INC REIT UNSOLICITED |
LIFE |
REAL ESTATE |
PURCHASE
|
|
$50,001-$100,000 |
| INTERPUBLIC GROUP OF COS INC |
IPG |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| PORTLAND GENL ELEC CO NEW |
PGE |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| VALERO ENERGY CORP NEW |
VLO |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| INTEL CORP UNSOLICITED |
INTC |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| EATON CORP PLC UNSOLICITED |
ETN |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| UNITEDHEALTH GROUP INC UNSOLICITED |
UNH |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| SHERWIN WILLIAMS CO UNSOLICITED |
SHW |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| SALESFORCE.COM INC UNSOLICITED Trade# 11742 |
CRM |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| FACEBOOK INC CL A UNSOLICITED Trade# 11743 |
META |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| DOLLAR GEN CORP NEW UNSOLICITED Trade# 11744 |
DG |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| ALPHABET INC CL A UNSOLICITED Trade# 11745 |
GOOGL |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| COCA COLA EUROPEAN PARTNERS EUR Trade# 11746 |
CCEP |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| TAIWAN SEMICONDUCTOR MFG CO LTD ADR Trade# 11747 |
TSM |
STOCK |
PURCHASE
|
|
$50,001-$100,000 |
| ROYAL GOLD INC UNSOLICITED Trade# 11748 |
RGLD |
STOCK |
PURCHASE
|
|
nan |
| PROLOGIS INC COM UNSOLICITED Trade |
PLD |
STOCK |
SALE
|
|
$1,000- $15,000 |
| PRIMERICA INC UNSOLICITED Trade |
PRU |
STOCK |
SALE
|
|
$1,000- $15,000 |
| CELANESE CORP NEW UNSOLICITED Trad |
CE |
STOCK |
SALE
|
|
$1,000- $15,000 |
| CINN FINANCIAL CORP UNSOLICITED Tra |
CINN |
STOCK |
SALE
|
|
$1,000- $15,000 |
| BROADRIDGE FINANCIAL SOLUTIONS INC |
BR |
STOCK |
SALE
|
|
$1,000- $15,000 |
| APPLE INC UNSOLICITED Trade |
AAPL |
STOCK |
SALE
|
|
$1,000- $15,000 |
| AGILENT TECHNOLOGIES INC UNSOLICITE |
A |
STOCK |
SALE
|
|
$1,000- $15,000 |
| AUTOMATIC DATA PROCESSING INC Trade |
ADP |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| UNION PACIFIC CORP DE Trade#35797 |
UNP |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| TRUIST FINL CORP DE Trade#38170 B |
TFC |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| TEXAS INSTRUMENTS DE Trade#38192 B |
TXN |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| ACCENTURE PLC IRELAND CL A Trade#38134 |
ACN |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| ROCKWELL AUTOMATION INC NEW Trade |
ROK |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| PROCTER & GAMBLE CO DE Trade#35556 |
PG |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| PHILLIPS 66 DE Trader#:36520 Blot:85 |
PSX |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| LOCKHEED MARTIN CORP DE Trader#:3596 |
LMT |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| JPMORGAN CHASE & CO DE Trader#:33878 |
JPM |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| JOHNSON & JOHNSON COM DE Trader#:35 |
JNJ |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| CRANE CO DE Trader#:36416 Blot:85 |
CRNE |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| CHEVRON CORP DE Trader#:35967 Blot:85 |
CVX |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| BLACKROCK INC DE Trader#:36082 Blot:85 |
BLK |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| CISCO SYSTEMS INC DE Trade#:35513 B |
CSCO |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| AMER ELECTRIC POWER CO DE Trade#3 |
AEP |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| JOHNSON CONTROLS INC DE B |
JCI |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| PSEG PWR LLC 04, 160% 091521 DT09191 |
PEG |
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| LOCKHEED MARTIN CORP 03.350% 091521 |
LMT |
BOND |
PURCHASE
|
|
$1,000-$15,000 |
| VERZON COMMUNICATIONS INC Trade# |
VZ |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| VF CORP UNSOLICITED Trade#:87691 Bo |
VFC |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| REPUBLIC SERVICES INC UNSOLICITED |
RSG |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| RAYTHEON TECHNOLOGIES CORP Trade |
RTX |
STOCK |
SALE
|
|
$15,001-$50,000 |
| NEXTERA ENERGY INC COM UNSOLICITED |
NEE |
STOCK |
SALE
|
|
$15,001-$50,000 |
| NOVARTIS AG SPON ADR UNSOLICITED |
NVS |
STOCK |
SALE
|
|
$1,000-$15,000 |
| MEDTRONIC PLC UNSOLICITED Trade |
MDT |
STOCK |
SALE
|
|
$1,000-$15,000 |
| MCDONALDS CORP UNSOLICITED Trade |
MCD |
STOCK |
SALE
|
|
$1,000-$15,000 |
| MARSH & MCLENNAN COS INC UNSOLICIT |
MMC |
STOCK |
SALE
|
|
$15,001-$50,000 |
| MICROSOFT CORP UNSOLICITED Trade |
MSFT |
STOCK |
SALE
|
|
$1,000-$15,000 |
| LINDE PLC EUR UNSOLICITED Trade |
LIN |
STOCK |
SALE
|
|
$100,001-$250,000 |
| INTEL CORP UNSOLICITED Trade |
INTC |
STOCK |
SALE
|
|
$50,001-$100,000 |
| HOME DEPOT INC UNSOLICITED Trade |
HD |
STOCK |
SALE
|
|
$15,001-$50,000 |
| DIAGEO PLC NEW GB SPON ADR UNSOLICITED Trade |
DEO |
STOCK |
SALE
|
|
$15,001-$50,000 |
| CHUBB LTD CHF UNSOLICITED Trade |
CB |
STOCK |
SALE
|
|
$50,001-$100,000 |
| COCA COLA CO COM UNSOLICITED Trade |
KO |
STOCK |
SALE
|
|
$1,000-$15,000 |
| COMCAST CORP NEW CL A UNSOLICITED |
CMCSA |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| LABORATORY CORP OF AMER |
LH |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| TENNESSEE ST STR A /RA /AS OF 08/01/20 |
|
BOND |
PURCHASE
|
|
$100,001-$250,000 |
| NEW YORK ST URBAN DEV CO SR A RV BE |
|
BOND |
PURCHASE
|
|
$15,001-$50,000 |