| ALAMO TEX COUNTY COLLEGE DEBT RT |
|
BOND |
PURCHASE
|
|
$100,001-$250,000 |
| COMMUNITY CORP |
CMRC |
STOCK |
PURCHASE
|
|
$100,001-$250,000 |
| ALUPHORE INC |
|
PRIVATE EQUITY |
Purchase
|
|
$1,000.01-$15,000 |
| VANGUARD INDEX FUNDS BAP 500 ETF |
VOO |
ETF |
Purchase
|
|
$15,000.01-$25,000 |
| MICROSOFT CORP |
MSFT |
STOCK |
Purchase
|
|
$1,000.01-$15,000 |
| MERCI CORP TRUST |
|
FUND |
Purchase
|
|
$1,000.01-$15,000 |
| MERCI CORP TALUS JR |
|
PRIVATE EQUITY |
Purchase
|
|
$1,000.01-$15,000 |
| INVESCO COO TRUST HLTH |
IVH |
FUND |
Purchase
|
|
$1,000.01-$15,000 |
| OUTA PARISH LA WEST DVEST QUACHI |
|
REAL ESTATE |
Purchase
|
|
$1,000.01-$15,000 |
| SOUTH ELGIN EL RL |
|
BOND |
Purchase
|
|
$1,000.01-$15,000 |
| SAN ANTONIO TECH ELUSD GAS REV |
|
FIXED INCOME |
Purchase
|
|
$1,000.01-$15,000 |
| SAN ANTONIO TECH ELUSD GAS REV |
|
FIXED INCOME |
Purchase
|
|
$1,000.01-$15,000 |
| SCHULZEMBERG LTD |
|
nan |
Purchase
|
|
$1,000.01-$15,000 |
| KENTUCKY FILTRCA RY FTRN CORP PLU |
|
BOND |
Purchase
|
|
$1,000.01-$15,000 |
| BONDING HOLDINGS INC |
|
STOCK |
PURCHASE
|
|
$100,001-$250,000 |
| INVESCO COO TRUST HLTH |
IVH |
FUND |
Purchase
|
|
$1,000.01-$15,000 |
| INVESCO COO TRUST HLTH |
IVH |
FUND |
Purchase
|
|
$1,000.01-$15,000 |
| ELANCO ANIMAL HEALTH INC |
ELAN |
STOCK |
Purchase
|
|
$1,000.01-$15,000 |
| PALO ALTO NETWORKS INC |
PANW |
STOCK |
Purchase
|
|
$1,000.01-$15,000 |
| MAKO INDUSTRIES INC |
|
PRIVATE EQUITY |
Purchase
|
|
$1,000.01-$15,000 |
| AMGEN CORP EARTH PARTN |
AMGN |
STOCK |
Purchase
|
|
$1,000.01-$15,000 |
| ARIZONA ST CITY PARTN |
|
BOND |
PURCHASE
|
|
$10,001-$50,000 |
| HD SUPPLY VALUES INC |
|
PRIVATE EQUITY |
Purchase
|
|
$1,000.01-$15,000 |
| DOLLAR TREE INC |
DLTR |
STOCK |
Purchase
|
|
$1,000.01-$15,000 |
| L LIM FAMILY INVESTMENTS LP (11.0000% INTEREST) |
|
PRIVATE EQUITY |
PURCHASE
|
|
$1,000-$10,000 |
| ARIZONA ST CITY PARTN |
|
BOND |
PURCHASE
|
|
$50,001-$100,000 |
| ALAMO TEX COUNTY COLLEGE DEBT RT |
|
BOND |
PURCHASE
|
|
$100,001-$250,000 |
| Evercore Mega Caps Common Stock |
|
STOCK |
EXCHANGE
|
|
$15,001-$50,000 |
| Ruprecht Resources Inc |
|
STOCK |
PURCHASE
|
June 5, 2020 |
$100,001-$250,000 |
| MCCRATH RENT |
MCCR |
REAL ESTATE |
PURCHASE
|
June 5, 2020 |
$100,001-$250,000 |
| Ruprecht Resources Inc |
|
STOCK |
PURCHASE
|
Jan. 27, 2020 |
$100,001-$250,000 |
| MCCRATH RENT |
MCCR |
REAL ESTATE |
PURCHASE
|
Jan. 27, 2020 |
$100,001-$250,000 |
| MVC Industrial Development Co Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Jan. 10, 2020 |
$1,000,001- $5,000,000 |
| MVC Industrial Development Co Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Jan. 10, 2020 |
$1,000,001- $5,000,000 |
| Chubb Ltd |
CB |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Sirus XM Holdings Inc |
SIRI |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Sirus XM Holdings Inc |
SIRI |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| MCCRATH RENT |
MCCR |
REAL ESTATE |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Neurocrine Biosciences Inc |
NBIX |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Neurocrine Biosciences Inc |
NBIX |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Nutrisystem Inc |
NTSY |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Nutrisystem Inc |
NTSY |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Monster Beverage Corp |
MNST |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Monster Beverage Corp |
MNST |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Olano Plate Inc |
|
nan |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Olano Plate Inc |
|
nan |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Royal Caribbean Cruises Ltd |
RCL |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Royal Caribbean Cruises Ltd |
RCL |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Chubb Ltd |
CB |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Abbott Labs |
ABT |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Abbott Labs |
ABT |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Assurant Inc |
AI |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Assurant Inc |
AI |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Thermo Fisher Scientific Corp |
TMO |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Thermo Fisher Scientific Corp |
TMO |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Sirus XM Holdings Inc |
SIRI |
STOCK |
PURCHASE
|
Dec. 31, 2019 |
$100,001-$250,000 |
| Majesty QB |
|
nan |
PURCHASE
|
Dec. 30, 2019 |
$1,000,001- $5,000,000 |
| National Bank Holdings |
NBHC |
STOCK |
PURCHASE
|
Dec. 27, 2019 |
$100,001-$250,000 |
| EL PRADO STONE BUSINESS-SAN ANTONIO, TX |
|
PRIVATE EQUITY |
Purchase
|
Dec. 24, 2019 |
$1,000.01-$15,000 |
| BRAVES RESOURCE 100% VALUES |
|
FUND |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| MVC Industrial Development Co Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 21, 2019 |
$1,000,001- $5,000,000 |
| MVC Industrial Development Co Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 21, 2019 |
$1,000,001- $5,000,000 |
| MVC Industrial Development Co Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 21, 2019 |
$1,000,001- $5,000,000 |
| LOYAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| LOYAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| Rulestars Resources Inc |
|
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| LOYAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| LOYAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| Eagle Materials, Inc & COMMUNICATIONS |
BLK |
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| Eagle Materials, Inc |
|
nan |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| LOYAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| Mizuno Resources Inc |
|
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| Mizuno Resources Inc |
|
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| SQUARE-C COMMUNICATIONS CORP |
SQUK |
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| LOYAL SPACE & COMMUNICATIONS & |
|
nan |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| DISCOVERY-S Ltd BY AMERICA INC |
|
nan |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| SQUARE-C COMMUNICATIONS CORP |
SQUK |
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| NEKTAR BROADCASTING GROUP |
|
PRIVATE EQUITY |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| LOYAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| ALLIANZ Intl CORP |
ALV |
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| National Bank Holdings |
NBHC |
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| KODIAK ENERGY Inc |
KOD |
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| KODIAK ENERGY Inc |
KOD |
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| Apex Capital Management Corp |
|
PRIVATE EQUITY |
Purchase
|
Dec. 21, 2019 |
$1,000-10,000 |
| National General Holdings Corp |
NGHC |
STOCK |
Purchase
|
Dec. 21, 2019 |
$10,001-50,000 |
| Rulestars Resources Inc |
|
STOCK |
Purchase
|
Dec. 21, 2019 |
$50,001-100,000 |
| Echelon Capital Corporation |
|
PRIVATE EQUITY |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| ECHOSYST CORP |
|
PRIVATE EQUITY |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| XENA HOTELS & RESORTS |
|
REAL ESTATE |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| LOYAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| Digital Era Corp |
DIC |
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| Magellanic Corp |
|
nan |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| Pacific Premier Bancorp, Inc |
PPBI |
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| MURPHY-USA Inc |
MUSA |
STOCK |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| LAZARD INTERNATIONAL |
LZ |
STOCK |
Purchase
|
Dec. 21, 2019 |
$1,000-$10,000 |
| LOYAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Dec. 21, 2019 |
$100,001-250,000 |
| Ventura Holding Inc, |
|
PRIVATE EQUITY |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| INFUTUR HOLDINGS INC |
|
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Centurion PLC |
|
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Woodside & Tweed Financial, Inc. |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Venture Holding Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Venture Holding Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Venture Holding Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Venture Holding Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| PC Corporation |
|
nan |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Infrastructure Inc |
|
nan |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| National General Holdings Corp |
NGHC |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| National General Holdings Corp |
NGHC |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| National General Holdings Corp |
NGHC |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Solidus Shifted Infrastructure Inc |
SLDP |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Boldly Digital Infrastructure Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$1,000-$15,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| Ballieu Oxford Infrastructure Inc |
BINF |
FUND |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| Oxford Oxford Infrastructure Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| National General Holdings Corp |
NGHC |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| Oxford Oxford Infrastructure Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| Boards Oxford Infrastructure Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| Oxford Oxford Infrastructure Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| Natural Gas Services Group, Inc. |
NGS |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| CLIP CASE COMMUNICATIONS |
|
nan |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| Lombardo Infrastructure Partners |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| Lyndell, Inc. |
LYB |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| Cumberland Holdings Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| Centraline Holdings |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| HOWARD BANKCORP INC |
HBCP |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| LOWA SPACE & COMMUNICATIONS LTD |
|
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| BYANE GAS PARTNERSHIP, LP |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| Pegasus-Geoidea Corporation |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| CPGS-Geoidea Prudential trust |
|
FUND |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| CTTS CORP (CD) |
|
FIXED INCOME |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| Windbridge, Inc. |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| CIRA International, Inc. |
CIRA |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| SOUTH MULTI MERGE CORP UNIT |
SMMC |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$15,001-$50,000 |
| National Bank Holdings |
NBHC |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| National Bank Holdings |
NBHC |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Vanguard ESG Developed Markets |
VSMV |
ETF |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Vanguard ESG Developed Markets |
VSMV |
ETF |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| SECTION DKRINING CO INC |
DKR |
STOCK |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| NAMOTO MAMI NERPI SCD 8817 DMT NO |
|
FIXED INCOME |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| OUEST DIAGNOSTICS INC |
OCDX |
STOCK |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| SQUARES TR MR EMG EMBARKING MKTS ETF |
EMB |
ETF |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| Liberty Typewriter Trading |
|
nan |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| PAYTAL HOLDINGS INC |
PAY |
STOCK |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| ALLIED DATA PROCESSING INC |
ADP |
STOCK |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| FABRICON INC |
|
STOCK |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| VERA INC |
VERA |
STOCK |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| HO SUPPLY VALVES INC |
|
STOCK |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| TECNICA HURON LTD |
THL |
STOCK |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| ALBUMRA PROP LTD LTD |
|
REAL ESTATE |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| ADOBRA PROP INC 200 ETT |
|
REAL ESTATE |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| ALPUSET INC |
|
nan |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| ALPUSET INC |
|
nan |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| VANGUARD INDEX FUNDS BMP 500 ETF |
VOO |
ETF |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| VANGUARD INDEX FUNDS BMP 500 ETF |
VOO |
ETF |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| MONOTONEL FALSE WTS |
|
OPTION |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| MICROSOFT CORP |
MSFT |
STOCK |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| ABERDEEN EMERGING MARKETS |
ABEM |
FUND |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| OUACHITA PARISH LA WEST OUTCH |
|
REAL ESTATE |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| SOUTH LN ETF ELG GA REV |
|
ETF |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| SAN ANTONIO TEX ELG GA REV |
|
BOND |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| KENTUCKY RURAL WRT PRM CORP PLU |
|
FIXED INCOME |
Purchase
|
Dec. 20, 2019 |
$1,000-$10,000 |
| MBRS INC |
|
STOCK |
Purchase
|
Dec. 20, 2019 |
$1,000-$15,000 |
| Hinds Legacy Owner Institutional Equity Portfolio Institutional Class |
|
FUND |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| WELLES FARGO & CO |
WFC |
STOCK |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| TRIBRIDGE RICH B RQX E TIME ALN T |
|
FUND |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| FLORIDA STR B RD EB ED CAP OUTLAY |
|
BOND |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| BLANCO AMARILL HEALTH TRU |
|
REAL ESTATE |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| INVERSCO DODD TRU PATRNH |
|
FUND |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| MALLOY CITY ENTERPRISES INC |
MALLY |
STOCK |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| AMAZON COM INC |
AMZN |
STOCK |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| PALO ALTO NETWORKS INC |
PANW |
STOCK |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| SPTO ALTO NETWORKS INC |
ALTO |
STOCK |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| EL PASO STRIDE BUSINESS-SAN ANTONIO, TX |
|
REAL ESTATE |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| BUILDEROPPORTUN LIST FF-FUND LP |
|
PRIVATE EQUITY |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| SITELIFE STIFF PATRNH LP (11.30291% INTEREST) |
|
PRIVATE EQUITY |
Purchase
|
Dec. 20, 2019 |
$100,001-$250,000 |
| LIONA STIFF STIFF PATRNH |
|
nan |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| ROBSON STIFF STIFF PATRNH |
|
nan |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| COMMONS CORP LP |
|
PRIVATE EQUITY |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| ALAMO TEX TEMY COLLEGE DIST R |
|
BOND |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| INTUIT INC |
INTU |
STOCK |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| CADENCE HOLDGS INC |
CDNS |
STOCK |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| Condominus PLC INC |
|
STOCK |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| Wanda& Fredell Financials, Inc. |
|
PRIVATE EQUITY |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
Purchase
|
Dec. 20, 2019 |
$15,001-$25,000 |
| Ventura Holdings Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$1,000-$10,000 |
| Ventura Holdings Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$10,001-$50,000 |
| Ventura Holdings Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$50,001-$100,000 |
| Baird Oxford Infrastructure Inc |
BOXI |
FUND |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Baird Oxford Infrastructure Inc |
BOXI |
FUND |
PURCHASE
|
Dec. 20, 2019 |
$250,001-$500,000 |
| Castellana Plu Holdings Corp |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$500,001-$1,000,000 |
| PC Promotions |
|
nan |
PURCHASE
|
Dec. 20, 2019 |
$1,000,001-$5,000,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$5,000,001-$25,000,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$25,000,001-$50,000,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$50,000,001-$100,000,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
Over $100,000,000 |
| National General Holdings Corp |
NGHC |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$1,000-$10,000 |
| National General Holdings Corp |
NGHC |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$10,001-$50,000 |
| National General Holdings Corp |
NGHC |
STOCK |
PURCHASE
|
Dec. 20, 2019 |
$50,001-$100,000 |
| Baird Oxford Infrastructure Inc |
BOXI |
FUND |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Baird Oxford Infrastructure Inc |
BOXI |
FUND |
PURCHASE
|
Dec. 20, 2019 |
$250,001-$500,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$500,001-$1,000,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$1,000,001-$5,000,000 |
| Ventura Holdings Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$5,000,001-$25,000,000 |
| Baird Oxford Infrastructure Inc |
BOXI |
FUND |
PURCHASE
|
Dec. 20, 2019 |
$25,000,001-$50,000,000 |
| Baird Oxford Infrastructure Inc |
BOXI |
FUND |
PURCHASE
|
Dec. 20, 2019 |
$50,000,001-$100,000,000 |
| Baird Oxford Infrastructure Inc |
BOXI |
FUND |
PURCHASE
|
Dec. 20, 2019 |
Over $100,000,000 |
| Nesco Servicing Group, Inc. |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$1,000-$10,000 |
| Nesco Servicing Group, Inc. |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$10,001-$50,000 |
| Nesco Servicing Group, Inc. |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$50,001-$100,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$100,001-$250,000 |
| Landsmith Infrastructure Partners |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$250,001-$500,000 |
| MVC Industrial Development Co Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$1,000,001- $5,000,000 |
| MVC Industrial Development Co Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$1,000,001- $5,000,000 |
| MVC Industrial Development Co Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 20, 2019 |
$1,000,001- $5,000,000 |
| GAMBLERS GROUP LTD ETF |
|
ETF |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| ADOBE INC |
ADBE |
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| MCCARTHY BEER CORP |
|
PRIVATE EQUITY |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| MURPHY USA INC |
MUSA |
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| NUTRIEN LTD |
NTR |
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| OIL COUNTRY STORES INC |
|
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| ROYAL CARIBBEAN CRUISES LTD |
RCL |
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| WELLINGTON STORES INC |
|
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| AMBITON INC |
|
nan |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| Nationwide Home Mortgage |
|
REAL ESTATE |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| Rivers Pharmaceuticals Inc |
|
PRIVATE EQUITY |
Purchase
|
Dec. 19, 2019 |
$1,000-$10,000 |
| INTUIT INC |
INTU |
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| SUREFIRE SCIENTIFIC CORP |
SURE |
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| ABSARUANT INC |
|
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| CYBER LTD |
CYBER |
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| SIRISA HDL HDG INC |
|
PRIVATE EQUITY |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| BEVMA RETAIL INC |
|
PRIVATE EQUITY |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| MANITOBA MINING MCPT DIST INC |
|
FUND |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| ABSARUANT INC |
|
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| SHARPE'S TR JD MERGING MTS ETF |
|
ETF |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| Raineri Resources Inc |
|
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| PAYPAL HOLDINGS INC |
PYPL |
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| LUNA INC |
|
nan |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| AUTOMATIC DATA PROCESSING INC |
ADP |
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| OASIS DATA PROCESSING INC |
|
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| VISA INC |
V |
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| TECNICENT HLDS LTD |
TCH |
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| GAMBLERS GROUP HLDS LTD |
GAM |
STOCK |
EXCHANGE
|
Dec. 19, 2019 |
$1,000-$10,000 |
| NEUROCINE/COGNISCIENCES INC |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| National Bank Holdings |
NBHC |
STOCK |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| BOKING HLDS INC |
BOK |
STOCK |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| ALBANY NYTL CORP |
|
BOND |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| NES TEA BROADCASTING GROUP |
|
STOCK |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| GO LIBERTY INC |
LSXMA |
STOCK |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| EXTENDED STAY AMERICA INC |
|
REAL ESTATE |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| Riset Investment Partners Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| Riset Investment Partners Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| ASSURANT INC |
AI |
STOCK |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| ASSURANT INC |
AI |
STOCK |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| Riset Investment Partners Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| MORTGAGE REIT COMMUNICATIONS |
|
REAL ESTATE |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| MURPHY USA |
MUSA |
STOCK |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| MORTGAGE REIT |
NLY |
REAL ESTATE |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| Riset Investment Partners Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| National Bank Holdings |
NBHC |
STOCK |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| MORTGAGE REIT |
NLY |
REAL ESTATE |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| ASSURANT INC |
AI |
STOCK |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| DEVELOPED MARKETS |
VEA |
ETF |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| Riset Investment Partners Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| National Bank Holdings |
NBHC |
STOCK |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| NEUROCINE/COGNISCIENCES INC |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| National Bank Holdings |
NBHC |
STOCK |
PURCHASE
|
Dec. 13, 2019 |
$1,000.01-$10,000 |
| Corvidium Therapeutics Limited Co |
|
PRIVATE EQUITY |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| NEUBIAN PAPER INC |
|
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| Lumentum, Inc. |
LITE |
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| WELLS FARGO & CO |
WFC |
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000.01-$15,000 |
| Hardin Internet Intermedary Equity Portfolio Institutional Class |
|
FUND |
Purchase
|
Dec. 12, 2019 |
$1,000.01-$15,000 |
| LEGACY INTWNATIONAL |
|
nan |
Purchase
|
Dec. 12, 2019 |
$1,000.01-$15,000 |
| FLORENCA STD IR 25 BUD EB APUT OUTLAY |
|
FIXED INCOME |
Purchase
|
Dec. 12, 2019 |
$1,000.01-$15,000 |
| TRIBOROUGH BRDG TNLS TR BU LTN |
|
BOND |
Purchase
|
Dec. 12, 2019 |
$1,000.01-$15,000 |
| Kintnor Brands Holdings |
KNB |
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| National Banks Holding |
NBH |
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| MFC Of Bristol Holding Corp |
|
PRIVATE EQUITY |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| UAB Financial Corp |
UABF |
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| Banking BDC Inc |
|
FUND |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| DENNYS Corp |
DEN |
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| Spoonful Brands, Inc |
SPOON |
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| Loral IP LLC / Communications Inc |
|
PRIVATE EQUITY |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| DESIGNER BRANDS & COMMUNICATIONS INC |
DBX |
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| NORTHSTAR FINANCE & COMMUNICATIONS INC |
|
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| KOR JUNCTION SVCS INC |
|
PRIVATE EQUITY |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| SOUTHERN LIGHTS ENERGY FUND INC |
|
FUND |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| RUVUS FINANCIAL SERVICES CORP UNIT |
|
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| Civitas Resources Inc. |
CIVI |
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| Wallboxon Inc. |
|
nan |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| Cardone PLC |
|
REAL ESTATE |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| Citizens Financial Corporation |
CF |
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| Essential Properties Realty Trust Inc |
EPR |
REAL ESTATE |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| Ruker Resources Inc |
|
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| STARK GAS PARTNERSHIP, L.P. |
|
PRIVATE EQUITY |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| HOWARD BANCORP INC |
HNB |
STOCK |
Purchase
|
Dec. 12, 2019 |
$1,000-10,000 |
| DATUMA REAL ESTATE PARTNERS III INC |
|
REAL ESTATE |
PURCHASE
|
Dec. 11, 2019 |
$1,000,001- $5,000,000 |
| DATUMA REAL ESTATE PARTNERS III INC |
|
REAL ESTATE |
PURCHASE
|
Dec. 11, 2019 |
$1,000,001- $5,000,000 |
| DATUMA REAL ESTATE PARTNERS III INC |
|
REAL ESTATE |
PURCHASE
|
Dec. 11, 2019 |
$1,000,001- $5,000,000 |
| MVC Industrial Development Co Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 11, 2019 |
$1,000,001- $5,000,000 |
| DATUMA REAL ESTATE PARTNERS III INC |
|
REAL ESTATE |
PURCHASE
|
Dec. 11, 2019 |
$1,000,001- $5,000,000 |
| DATUMA REAL ESTATE PARTNERS III INC |
|
REAL ESTATE |
PURCHASE
|
Dec. 11, 2019 |
$1,000,001- $5,000,000 |
| DATUMA REAL ESTATE PARTNERS III INC |
|
REAL ESTATE |
PURCHASE
|
Dec. 11, 2019 |
$1,000,001- $5,000,000 |
| National Bank Holdings |
NBHC |
STOCK |
PURCHASE
|
Dec. 5, 2019 |
$100,001-$250,000 |
| Ruprecht Resources Inc |
|
STOCK |
PURCHASE
|
Dec. 5, 2019 |
$50,001-$100,000 |
| MCCRATH RENT |
MCCR |
REAL ESTATE |
PURCHASE
|
Dec. 5, 2019 |
$1,000-$15,000 |
| Ruprecht USA Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 5, 2019 |
$15,001-$50,000 |
| XENIA HOSPITAL & HOTELS & RESORTS |
|
REAL ESTATE |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Evergreen Corporation |
|
nan |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Sintered Resources Inc |
|
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Sintered Resources Inc |
|
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Sintered Resources Inc |
|
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Andres Capital General Holdings Inc |
|
PRIVATE EQUITY |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| National General Insurance Holdings Inc |
|
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Global Capital Financials International, CORP |
|
FIXED INCOME |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Rises Resources Inc |
RISE |
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Rises Resources Inc |
RISE |
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| MAXIMUS BANK INC |
|
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| MAXIMUS BANK INC |
|
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| AMERIKA BANKCORP INC |
ABKB |
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| AMERIKA BANKCORP INC |
ABKB |
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| PROMETHEA INC CORP |
|
PRIVATE EQUITY |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| DOGS SPORTING GOODBS |
DOGS |
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| TRIUMPH BANKCORP |
TBC |
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$100,001-$250,000 |
| NEUBURANT CORP |
|
nan |
EXCHANGE
|
Dec. 1, 2019 |
$250,001-$500,000 |
| WEST COAST FINANCIAL CORP |
|
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$100,001-$250,000 |
| PREMIERA INC CORP |
|
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Magellan Health Inc |
|
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Magellan Health Inc |
|
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| XENIA HOSPITAL & HOTELS & RESORTS |
|
REAL ESTATE |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Washington Federal Inc. |
WASF |
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$250,001-$500,000 |
| Providentia Service Corporation |
|
PRIVATE EQUITY |
EXCHANGE
|
Dec. 1, 2019 |
$100,001-$250,000 |
| Central Pacific Financial Corp |
CPF |
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$20,001-$50,000 |
| REX Worldwide Telecommunications Corp |
REX |
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$15,001-$20,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| National Bank Holdings |
NBHC |
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| PFI FINANCIAL |
|
nan |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Pacific Frontier Bancorp, Inc. |
PFBI |
STOCK |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Mader Water Products Inc |
|
PRIVATE EQUITY |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| Mader Water Products Inc |
|
PRIVATE EQUITY |
EXCHANGE
|
Dec. 1, 2019 |
$1,000-$10,000 |
| MVC Industrial Development Co Inc |
|
PRIVATE EQUITY |
SALE
|
Sept. 11, 2019 |
$1,000,001- $5,000,000 |
| Majesty QB |
|
nan |
PURCHASE
|
Sept. 11, 2019 |
$1,000,001- $5,000,000 |
| Majesty QB |
|
nan |
PURCHASE
|
July 1, 2019 |
$1,000,001- $5,000,000 |
| Majesty QB |
|
nan |
PURCHASE
|
March 21, 2019 |
$1,000,001- $5,000,000 |
| BUILDGROUP LLC |
|
PRIVATE EQUITY |
PURCHASE
|
Feb. 20, 2019 |
$1,000,001- $5,000,000 |
| Community OB |
|
nan |
PURCHASE
|
Feb. 12, 2019 |
$1,000,001- $5,000,000 |
| Majesty QB |
|
nan |
PURCHASE
|
Feb. 12, 2019 |
$1,000,001- $5,000,000 |
| Reference Brand & Advertising Co |
|
PRIVATE EQUITY |
PURCHASE
|
Feb. 3, 2019 |
$1,000,001- $5,000,000 |
| Reference Brand & Advertising Co |
|
PRIVATE EQUITY |
PURCHASE
|
Feb. 3, 2019 |
$1,000,001- $5,000,000 |
| REQUIRING CAPITAL FIRST FUND II LP |
|
PRIVATE EQUITY |
PURCHASE
|
Jan. 7, 2019 |
$100,001- $250,000 |
| LUMA FAMILY INVESTMENTS LP (Subject to Interests) |
|
PRIVATE EQUITY |
PURCHASE
|
Jan. 7, 2019 |
$100,001- $250,000 |
| AMGEN INC |
AMGN |
STOCK |
Purchase
|
Jan. 1, 2019 |
$1,000.01-$15,000 |
| BCS Industry Consulting Co |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| DENNYS CORP |
DEN |
STOCK |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| OCEANFIRST FINANCIAL CORP |
OCF |
STOCK |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| Holden Ltd Corp |
|
STOCK |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| Centrex Profile Financial Corp |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| REGIS CORP |
REGS |
STOCK |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| DESIGNER BRANCHES INC |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| KAR AUCTION SERVICES INC |
KARS |
STOCK |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| Centrex Profile Financial Corp |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| Kenneth Reynolds |
|
nan |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| MANK Operating Holdings |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| UBS Financial Corp |
UBS |
STOCK |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| FEDERAL BANK CORP |
FBNC |
STOCK |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| TRIUMPH BANK CORP |
|
STOCK |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| REMANI LTD Corp |
REMANI |
STOCK |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| REMANI LTD Corp |
REMANI |
STOCK |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| Genedex CORP |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| Syndicate Rentals, Inc. |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| Wedel & Reed Financial, Inc. |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| Triton Capital Funding Inc |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| Triton Capital Funding Inc |
|
PRIVATE EQUITY |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| ADBERRY BANK CORP |
|
STOCK |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| Rupert Rentals Inc. |
|
REAL ESTATE |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| FEDERAL BANK CORP |
FBNC |
STOCK |
Purchase
|
Dec. 22, 2018 |
$1,000-$15,000 |
| American InternatlCorp ops Inc |
|
nan |
PURCHASE
|
Dec. 20, 2018 |
$1,000,001- $5,000,000 |
| STRADE Financial Group Corp |
SFGC |
STOCK |
PURCHASE
|
Dec. 20, 2018 |
$1,000,001- $5,000,000 |
| Danbury Corp |
|
nan |
PURCHASE
|
Dec. 17, 2018 |
$1,000,001- $5,000,000 |
| Majesty QB |
|
nan |
PURCHASE
|
Dec. 17, 2018 |
$1,000,001- $5,000,000 |
| VisionCare HB Inc |
|
PRIVATE EQUITY |
PURCHASE
|
Dec. 17, 2018 |
$1,000,001- $5,000,000 |