| THERMO FISHER SCIENTIFIC GLB 04 150% |
TMO |
OPTION |
SALE
|
|
$1,000-$15,000 |
| THERMO FISHER SCIENTIFIC GLB 04 150% |
TMO |
OPTION |
SALE
|
|
$15,001-$50,000 |
| NORTHROP GRUMMAN FUTURE CORP GLB 03 250% |
NOC |
FUTURES |
SALE
|
|
$15,001-$50,000 |
| GRUMMAN CORP GLB 03 250% |
|
BOND |
SALE
|
|
$15,001-$50,000 |
| PFIZER INC GLB 02 200% DEC 15 2021 R |
PFE |
BOND |
SALE
|
|
$15,001-$50,000 |
| PFIZER INC GLB 02 200% DEC 15 2021 R |
PFE |
BOND |
SALE
|
|
$15,001-$50,000 |
| AMERICAN INTL. GROUP GLB 04 1.25% FEB |
AIG |
BOND |
SALE
|
|
$15,001-$50,000 |
| CITIGROUP INC GLB 03 8.375% OCT 23 2023 |
C |
BOND |
SALE
|
|
$15,001-$50,000 |
| CITIGROUP INC GLB 03 8.375% OCT 23 2023 |
C |
BOND |
SALE
|
|
$15,001-$50,000 |
| HP ENTERPRISE CO GLB 04.900% OCT 15 |
|
BOND |
Purchase
|
|
$1,000-$15,000 |
| UNITED TECHNOLOGIES CORP GLB 03.850% |
|
BOND |
Purchase
|
|
$1,000-$15,000 |
| JPMORGAN CHASE & CO - 03.900% JUL 15 |
JPM |
BOND |
Purchase
|
|
$1,000-$15,000 |
| TradedemptionABBOTT LABORATORIES CLD |
ABT |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| HOME DEPOT INC GLB 02.825% JUN 01 2022 |
HD |
BOND |
Purchase
|
|
$1,000-$15,000 |
| BB&T CORPORATION SER MTN 02.850% OC |
|
BOND |
Purchase
|
|
$1,000-$15,000 |
| UNITEDHEALTH GROUP INC GLB 02.700% |
UNH |
BOND |
Purchase
|
|
$1,000-$15,000 |
| VISA INC GLB 0.200% DEC 14 2022 RATING |
V |
BOND |
Sale
|
|
$1,000-$15,000 |
| CITIGROUP INC GLB 0.875% OCT 25 2023 RATING |
C |
BOND |
Sale
|
|
$1,000-$15,000 |
| MICROSOFT CORP GLB 0.625% DEC 15 202X |
|
BOND |
Sale
|
|
$1,000-$15,000 |
| USD BANK NOVA SCOTIA SER BKNT 2.100% |
|
BOND |
Sale
|
|
$1,000-$15,000 |
| CHEVRON CORP GLB 0.2100% MAY 16 202X |
CVX |
BOND |
Sale
|
|
$1,000-$15,000 |
| APPLE INC GLB 0.200% MAY 09 2023 RATING |
AAPL |
BOND |
Sale
|
|
$1,000-$15,000 |
| US BANCORP SUBORDINATED SER MTN 0.0 |
|
BOND |
Sale
|
|
$1,000-$15,000 |
| AMERICAN INTL GROUP GLB 04.125% FEB |
AIG |
BOND |
EXCHANGE
|
|
$1,000-15,000 |
| MERCK & CO INC GLB 0.2750% FEB 10 2021 |
|
BOND |
EXCHANGE
|
|
$1,000-15,000 |
| WELLS FARGO & COMPANY GLB 02.100% |
|
BOND |
EXCHANGE
|
|
$1,000-15,000 |
| GOLDMAN SACHS GROUP INC GLB 02.600% |
GS |
BOND |
EXCHANGE
|
|
$1,000-15,000 |
| NORTHROP GRUMMAN CORP GLB 03.265% |
NOC |
BOND |
EXCHANGE
|
|
$1,000-15,000 |
| EOG RESOURCES INC GLB 02.625% MAR 1 |
EOG |
BOND |
EXCHANGE
|
|
$1,000-15,000 |
| PEPSICO INC GLB 02.750% MAR 05 2022 |
PEP |
BOND |
EXCHANGE
|
|
$1,000-15,000 |
| REGIONS FINANCIAL CORP GLB 02.750% A |
RF |
BOND |
Purchase
|
|
$1,000- $15,000 |
| MORGAN STANLEY SER WTN 02.625% NOV |
|
BOND |
Purchase
|
|
$1,000- $15,000 |
| CVS HEALTH CORP GLB 03.700% MAR 09 2 |
CVS |
BOND |
Purchase
|
|
$1,000- $15,000 |
| AT&T INC GLB 02.450%, JUN 30 2020 RATIN |
T |
BOND |
Purchase
|
|
$1,000- $15,000 |
| KINDER MORGAN ENER PART COMPANY C |
KMP |
STOCK |
Purchase
|
|
$1,000- $15,000 |
| THERMO FISHER SCIENTIFIC GLB 04.150% |
TMO |
BOND |
Purchase
|
|
$1,000- $15,000 |
| CAPITAL ONE FINANCIAL CO GLB 02.500% |
|
BOND |
Purchase
|
|
$1,000- $15,000 |
| SOUTHERN CO GLB 02.950% JUL 01 2023 |
|
BOND |
Sale
|
|
$1,000- $15,000 |
| VERIZON COMMUNICATIONS GLB 0.37% |
VZ |
BOND |
Exchange
|
|
$15,001- $50,000 |
| RedemptionABBOTT LABORATORIES CLD |
ABT |
STOCK |
Sale
|
|
$1,000- $15,000 |
| NORTHROP GRUMMAN CORP EXECUTED |
NOC |
STOCK |
Sale
|
|
$1,000- $15,000 |
| GENL DYNAMICS CORP - COM EXECUTED |
GD |
STOCK |
Sale
|
|
$1,000- $15,000 |
| STRYKER CORP UNSOLICITED |
SYK |
STOCK |
Sale
|
|
$1,000- $15,000 |
| DELTA AIR LINES INC DELA NEW |
DAL |
STOCK |
Sale
|
|
$50,001- $100,000 |
| BRISTOL MYERS SQUIBB CO UNSOLICITED |
BMY |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| UNILEVER NY N Y SHS NEW NETHERLAND |
UL |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| SCHNEIDER ELEC SE UNSPONSORED ADR |
SBGSY |
STOCK |
PURCHASE
|
|
$15,001-$50,000 |
| LAMAR ADVERTISING CO NEW CL A Trade |
LAMR |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| SABRE CORP UNSOLICITED Trade bk: 55453 |
SBR |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| SANOFI SPON ADR UNSOLICITED Trade |
SNY |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| CRH PLC IRELAND SPON ADR UNSOLICITED |
CRH |
STOCK |
PURCHASE
|
|
$1,000-$15,000 |
| UBS GROUP AG CHF UNSOLICITED Trader |
UBSG |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| IMPERIAL BRANDS PLC SPON ADR Trader |
IMBBY |
STOCK |
Purchase
|
|
$15,001-$50,000 |
| J. SAINSBURY PLC SPON ADR Trader |
SANYY |
STOCK |
Purchase
|
|
$50,001-$100,000 |
| KINGFISHER PLC NEW SPON ADR Trader |
KGFYF |
STOCK |
Purchase
|
|
$50,001-$100,000 |
| FIRST PAC CO LTD SPONS ADR ADR Trad |
FPC |
STOCK |
Purchase
|
|
$15,001-$50,000 |
| EMBRAER S A SPON ADR UNSOLICITED T |
ERJ |
STOCK |
Purchase
|
|
$15,001-$50,000 |
| HSBC HOLDINGS PLC NEW GB SPON ADR |
HSBC |
STOCK |
Purchase
|
|
$15,001-$50,000 |
| HONDA MOTOR CO ADR JAPAN ADR Trad |
HMC |
STOCK |
Purchase
|
|
$1,000- $15,000 |
| MARKS & SPENCER GROUP INC SPON ADR |
SNKSY |
STOCK |
Purchase
|
|
$15,001- $50,000 |
| MITSUBISHI UFJ FINANCIAL GROUP INC SE |
MUFG |
STOCK |
Purchase
|
|
$1,000- $15,000 |
| NOKIA CORP SPONS ADR FINLAND ADR |
NOK |
STOCK |
Purchase
|
|
$1,000- $15,000 |
| NISSAN MTR LTD SPONS ADR JAPAN ADR |
NSANY |
STOCK |
Purchase
|
|
$1,000- $15,000 |
| PUBLICIS GROUPE S.A. NEW SPON ADR |
PUBLY |
STOCK |
Purchase
|
|
$1,000- $15,000 |
| RENAULT SA UNSPONSORED ADR Tradel |
RNLTY |
STOCK |
Purchase
|
|
$1,000- $15,000 |
| REPSOL SA SPON ADR UNSOLICITED Trade |
Repsol |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| SWATCH GROUP AG ADR UNSOLICITED Trade |
UHRGY |
STOCK |
Purchase
|
|
$15,001-$50,000 |
| AEGON NV ADR NY S S NETHERLANDS ADR |
AEG |
STOCK |
Purchase
|
|
$15,001-$50,000 |
| BARCLAYS PLC ADR UNSOLICITED Trade |
BCS |
STOCK |
Purchase
|
|
$50,001-$100,000 |
| BIC SA ADR UNSOLICITED Trade |
BICSY |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| CARREFOUR SA SPON ADR UNSOLICITED Trade |
CRRFY |
STOCK |
Purchase
|
|
$15,001-$50,000 |
| CHINA MOBILE LTD SPON ADR Trade |
CHTMF |
STOCK |
Purchase
|
|
$15,001-$50,000 |
| CEMEX S.A.B. DE C.V. SPON ADR Tradeit |
CX |
STOCK |
SALE
|
|
$1,000-$15,000 |
| ENI SPA IT SPON ADR UNSOLICITED Tradei |
E |
STOCK |
EXCHANGE
|
|
$15,001-$50,000 |
| ENEL CHILE SPON ADR UNSOLICITED |
ENCH |
STOCK |
EXCHANGE
|
|
$1,000-$15,000 |
| ORANGE SPON ADR UNSOLICITED Tradei |
ORAN |
STOCK |
EXCHANGE
|
|
$1,000-$15,000 |
| TAKEDA PHARMACEUTICAL CO LTD SPON |
TAK |
STOCK |
EXCHANGE
|
|
$1,000-$15,000 |
| TOTAL S.A. FRANCE SPON ADR Tradeit |
TTE |
STOCK |
EXCHANGE
|
|
$1,000-$15,000 |
| PINNACLE WEST CAP CORP UNSOLICITED |
PNW |
STOCK |
EXCHANGE
|
|
$1,000-$15,000 |
| GENERAL MOTORS CO UNSOLICITED Tra |
GM |
STOCK |
Sale
|
|
$1,000-$15,000 |
| CISCO SYSTEMS INC UNSOLICITED Trade |
CSCO |
STOCK |
Sale
|
|
$1,000-$15,000 |
| CISCO SYSTEMS INC UNSOLICITED Trade |
CSCO |
STOCK |
Sale
|
|
$15,001-$50,000 |
| COLUMBIA SPORTSWEAR CO UNSOLICITED |
COLM |
STOCK |
Sale
|
|
$1,000-$15,000 |
| COMERICA INC UNSOLICITED Trade: 1675 |
CM |
STOCK |
Sale
|
|
$1,000-$15,000 |
| DIAGEO PLC NEW GB SPON ADR Trade: 1 |
DEO |
STOCK |
Sale
|
|
$1,000-$15,000 |
| EXPEDITORS INTL WASH INC UNSOLICITED |
EXPD |
STOCK |
Sale
|
|
$1,000-$15,000 |
| DARDEN RESTAURANTS INC UNSOLICITED |
DRI |
STOCK |
Sale
|
|
$1,000-$15,000 |
| EOG RESOURCES INC UNSOLICITED |
EOG |
STOCK |
Sale
|
|
$1,000-$15,000 |
| EXELON CORP UNSOLICITED |
EX |
STOCK |
Sale
|
|
$1,000-$15,000 |
| DOW INC UNSOLICITED |
DOW |
STOCK |
Sale
|
|
$1,000-$15,000 |
| CHEVRON CORP UNSOLICITED |
CVX |
STOCK |
Sale
|
|
$15,001-$50,000 |
| MARATHON PETROLEUM CO UNSOLICITED |
MPC |
STOCK |
Sale
|
|
$1,000-$15,000 |
| M & T BANK CORP UNSOLICITED |
MTB |
STOCK |
Sale
|
|
$1,000-$15,000 |
| OCCIDENTAL PETROLEUM CORP UNSOLICITED |
OXY |
STOCK |
Sale
|
|
$1,000-$15,000 |
| PHILIP MORRIS INTL INC UNSOLICITED |
PM |
STOCK |
Sale
|
|
$15,001-$50,000 |
| PROGRESSIVE CORP OHIO UNSOLICITED |
PGR |
STOCK |
Sale
|
|
$50,001-$100,000 |
| ROPER TECHNOLOGIES INC UNSOLICITED |
ROP |
STOCK |
Sale
|
|
$50,001-$100,000 |
| TOTAL S.A. FRANCE SPON ADR Tradeit'75 |
TTE |
STOCK |
Sale
|
|
$100,001-$250,000 |
| AMERICAN TOWER CORP REIT DE Tradeit'75 |
AMT |
REAL ESTATE |
Sale
|
|
$100,001-$250,000 |
| JOHNSON & JOHNSON COM DE Tradeit'10 |
JNJ |
STOCK |
Sale
|
|
$100,001-$250,000 |
| NOVARTIS AG SPON ADR DE |
NVS |
STOCK |
Sale
|
|
$1,000-$15,000 |
| ACCENTURE PLC IRELAND CL A |
ACN |
STOCK |
Sale
|
|
$1,000-$15,000 |
| LOCKHEED MARTIN CORP DE |
LMT |
STOCK |
Sale
|
|
$1,000-$15,000 |
| LOCKHEED MARTIN CORP DE |
LMT |
STOCK |
Sale
|
|
$1,000-$15,000 |
| NEW YORK CITY TRANS FINA RV BE/RU |
|
BOND |
Sale
|
|
$1,000-$15,000 |
| METROPOLITAN NASHVILLE SR A RV BE/R |
|
BOND |
Sale
|
|
$15,001-$50,000 |