| FORT WORTH TX EDN NOPT SCH DIST |
|
BOND |
Sale
|
|
$15,001-$50,000 |
| EBay Inc |
EBAY |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| ORNO H2G PNY ANNUAL FAMILY |
|
FUND |
Purchase
|
|
$1,000-$15,000 |
| EATON CORP PLC |
ETN |
STOCK |
Sale
|
|
$15,001-$50,000 |
| SEE 9SCHEDULES ATTACHED |
|
nan |
SALE
|
|
$15,001 - $50,000 |
| MANITOWOC WBS |
MTW |
STOCK |
Sale
|
|
$1,000-$15,000 |
| SULIANA NAME |
|
nan |
Sale
|
|
$15,001-$50,000 |
| EPAM SYS INC |
EPAM |
STOCK |
Sale
|
|
$15,001-$50,000 |
| LUMA FAMILY INVESTMENTS II LP (1.075% INTEREST) |
|
PRIVATE EQUITY |
Purchase
|
|
$100,001-$250,000 |
| MISSOURI ST PUBLIC UTILS COMMON PREF |
|
FIXED INCOME |
Purchase
|
|
$50,001-$100,000 |
| CALIFORNIA ST |
|
BOND |
Purchase
|
|
$15,001-$50,000 |
| NEW YORK ST PWR AUTH REV |
|
BOND |
Purchase
|
|
$1,000-$15,000 |
| MONSTER BEVERAGE CORP |
MNST |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| DENVER COLO CITY & DIST APRT R E |
|
BOND |
Purchase
|
|
$1,000-$15,000 |
| BOSTON MASS VIT & SWI COMM N HR |
|
STOCK |
Purchase
|
|
$1,000-$15,000 |
| CONNECTICUT ST 2850 FILM AUTH HB |
|
BOND |
Purchase
|
|
$1,000-$15,000 |
| AON PLC PLC |
AON |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| AON PLC PLC |
AON |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| MSFT INC |
MSFT |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| MONSTER BEVERAGE CORP |
MNST |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| EBay Inc |
EBAY |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| MONSTER BEVERAGE CORP |
MNST |
STOCK |
Purchase
|
|
$1,000-$15,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
Sale
|
Nov. 26, 2019 |
$100,001-$250,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
Purchase
|
Nov. 26, 2019 |
$100,001-$250,000 |
| BOT CAPITAL PARTNERS |
|
PRIVATE EQUITY |
Purchase
|
Nov. 25, 2019 |
$100,001-$250,000 |
| SENECA VY PA PS SCH DIST |
|
FUND |
Purchase
|
Nov. 24, 2019 |
$25,000,001-$50,000,000 |
| LOWER PAXTON TX PS CORP |
|
FIXED INCOME |
Purchase
|
Nov. 24, 2019 |
Over $50,000,000 |
| MURPHY TEX |
|
nan |
Purchase
|
Nov. 24, 2019 |
$15,001-$50,000 |
| Vanguard Short-Term Investment Fund Institutional Class |
VSSIX |
FUND |
Purchase
|
Nov. 24, 2019 |
$50,001-$100,000 |
| Vanguard Short-Term Inflation-Protected Securities Index Fund Admiral Shares |
VTAPX |
FUND |
Purchase
|
Nov. 24, 2019 |
$100,001-$250,000 |
| WHATCOM CNTY WASH SCH SCH DIST NO |
|
BOND |
Purchase
|
Nov. 24, 2019 |
$250,001-$500,000 |
| WHATCOM CNTY WASH SCH SCH DIST NO |
|
BOND |
Purchase
|
Nov. 24, 2019 |
$500,001-$1,000,000 |
| RIDGFIELD SCH SCH DIST |
|
BOND |
Purchase
|
Nov. 24, 2019 |
$1,000,001-$2,500,000 |
| LITTLE ELM TEX NPDT SCH DIST |
|
BOND |
Purchase
|
Nov. 24, 2019 |
$2,500,001-$25,000,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
Purchase
|
Nov. 22, 2019 |
$100,001-$250,000 |
| Franklin Templeton Corp |
BEN |
STOCK |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| Kontoor Brands |
KTB |
STOCK |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| Contintuous PLC |
|
nan |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| Contintuous PLC |
|
nan |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| CORE MARS HOLDING CO |
|
PRIVATE EQUITY |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| CORE MARS HOLDING CO |
|
PRIVATE EQUITY |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| Contintuous PLC |
|
nan |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| Contintuous PLC |
|
nan |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| Contintuous PLC |
|
nan |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| CORE MARS HOLDING CO |
|
PRIVATE EQUITY |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| Kontoor Brands |
KTB |
STOCK |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| CORE MARS HOLDING CO |
|
PRIVATE EQUITY |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| Contintuous PLC |
|
nan |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| Contintuous PLC |
|
nan |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| UBS Financial PLC |
UBS |
STOCK |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| CORE MARS HOLDING CO |
|
PRIVATE EQUITY |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| CORE MARS HOLDING CO |
|
PRIVATE EQUITY |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| Contintuous PLC |
|
nan |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| Contintuous PLC |
|
nan |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Sale
|
Nov. 22, 2019 |
$15,001-$50,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
Purchase
|
Nov. 22, 2019 |
$100,001-$250,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
Sale
|
Nov. 22, 2019 |
$100,001-$250,000 |
| LUMA PARTNERS LTD (5.2099% INTEREST) |
|
PRIVATE EQUITY |
Purchase
|
Nov. 22, 2019 |
Over $100,000,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 21, 2019 |
$1,000-$15,000 |
| MCCI INC |
|
STOCK |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| MONSTER BEVERAGE CORP |
MNST |
STOCK |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| COLORADO HSG & FIN AMTH |
|
BOND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| CALIFORNIA ST |
|
BOND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| CORRECTIONIST USA FIN AUTH HS |
|
FIXED INCOME |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| BOSTON MASS LIFE & SAV COMN RE |
MET |
STOCK |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| DENVER CO CITY & CNTY APPT MR |
|
BOND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| NEW YORK STATE AUTHORITY |
|
BOND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| CALIFORNIA ST |
|
BOND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| ECCULA INC |
ECCL |
STOCK |
Purchase
|
Nov. 21, 2019 |
$15,001-50,000 |
| SMILE STYLE LTD COMN (15.865% INTEREST) |
|
PRIVATE EQUITY |
Purchase
|
Nov. 21, 2019 |
$50,001-100,000 |
| LUM FAMILY LP (15.865% INTEREST) |
|
PRIVATE EQUITY |
Purchase
|
Nov. 21, 2019 |
$50,001-100,000 |
| PIMCO SHORT ASSET INVESTMENT FUND INSTITUTIONAL CLASS |
PSPIX |
FUND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| PIMCO SHORT ASSET INVESTMENT FUND INSTITUTIONAL CLASS |
PSPIX |
FUND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| Vanguard Short-Term Index Intermediate-Protected Securities Index Fund Admiral Shares |
VPADX |
FUND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| Vanguard Short-Term Index Intermediate-Protected Securities Index Fund Admiral Shares |
VPADX |
FUND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| LUM FAMILY PARTNERS |
|
PRIVATE EQUITY |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| BDT CAPITAL PARTNERS |
BPAY |
FUND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| Candidefins PLC |
|
STOCK |
SALE
|
Nov. 21, 2019 |
$1,000-$15,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
SALE
|
Nov. 21, 2019 |
$1,000-$15,000 |
| FACEBOOK INC |
META |
STOCK |
Purchase
|
Nov. 21, 2019 |
$1,000-$15,000 |
| DMC Technology |
|
nan |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| LUM FAMILY INVESTMENTS II LP (5.881% INTEREST) |
|
PRIVATE EQUITY |
Purchase
|
Nov. 21, 2019 |
$50,001-100,000 |
| SALUNA IVAS |
|
PRIVATE EQUITY |
Purchase
|
Nov. 21, 2019 |
$1,000-15,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| UMBS Financial Corp |
UBFS |
STOCK |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| UMBS Financial Corp |
UBFS |
STOCK |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| Kontoor Brands |
KTB |
STOCK |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| Kontoor Brands |
KTB |
STOCK |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| FOX CORP |
FOXA |
STOCK |
Purchase
|
Nov. 20, 2019 |
$1,000-15,000 |
| EBAY INC |
EBAY |
STOCK |
Purchase
|
Nov. 20, 2019 |
$1,000-15,000 |
| PC Connection LLC |
|
PRIVATE EQUITY |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| Candidefins PLC |
|
STOCK |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| Candidefins PLC |
|
STOCK |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 20, 2019 |
$1,000-$15,000 |
| Rilioni Resources Inc |
|
STOCK |
Purchase
|
Nov. 20, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 20, 2019 |
$1,000-$15,000 |
| Rilioni Resources Inc |
|
STOCK |
Purchase
|
Nov. 20, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 20, 2019 |
$1,000-$15,000 |
| PRIMERICA INC |
PRU |
STOCK |
Purchase
|
Nov. 20, 2019 |
$15,001-50,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| BOSTON SCION TFX CORP |
|
PRIVATE EQUITY |
Purchase
|
Nov. 19, 2019 |
X |
| WASHINGTON CNTY TEX COLLGE |
|
BOND |
Purchase
|
Nov. 19, 2019 |
X |
| NORTH LITTLE ROCK ARK ELEV |
|
FIXED INCOME |
Purchase
|
Nov. 19, 2019 |
X |
| NORTH LITTLE ROCK ARK DIST |
|
nan |
Purchase
|
Nov. 19, 2019 |
X |
| MANITOWOC WIS DIST |
|
BOND |
Purchase
|
Nov. 19, 2019 |
X |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| Rivers International Inc |
|
STOCK |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| Rivers International Inc |
|
STOCK |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| Rivers International Inc |
|
STOCK |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| Rivers International Inc |
|
STOCK |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| Rivers International Inc |
|
STOCK |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| LOCAL SPACE & COMMUNICATIONS |
|
nan |
SALE
|
Nov. 19, 2019 |
$1,000-$15,000 |
| FORT WORTH TEX NPDT SCH DIST |
|
BOND |
Purchase
|
Nov. 14, 2019 |
X |
| FORT WORTH TEX NPDT SCH DIST |
|
BOND |
Purchase
|
Nov. 14, 2019 |
X |
| SALUNA WASH |
|
nan |
Purchase
|
Nov. 14, 2019 |
X |
| FIVIW S WASH NY |
|
BOND |
Purchase
|
Nov. 14, 2019 |
X |
| EPAM BTS NY INC |
EPAM |
STOCK |
Purchase
|
Nov. 14, 2019 |
X |
| AUTOMATIC DATA PROCESSING INC |
ADP |
STOCK |
Purchase
|
Nov. 14, 2019 |
X |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| Riviera Resources Inc. |
|
PRIVATE EQUITY |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| PRIMERICA INC |
PRU |
STOCK |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| Riviera Resources Inc. |
|
PRIVATE EQUITY |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| Riviera Resources Inc. |
|
PRIVATE EQUITY |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| Riviera Resources Inc. |
|
PRIVATE EQUITY |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| Riviera Resources Inc. |
|
PRIVATE EQUITY |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| Riviera Resources Inc. |
|
PRIVATE EQUITY |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| Riviera Resources Inc. |
|
PRIVATE EQUITY |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| Riviera Resources Inc. |
|
PRIVATE EQUITY |
Purchase
|
Nov. 13, 2019 |
$1,000-$15,000 |
| Centrisrosa PLC |
|
nan |
Purchase
|
Nov. 12, 2019 |
X |
| CORE MARK HOLDING CO |
|
PRIVATE EQUITY |
Purchase
|
Nov. 12, 2019 |
X |
| Centrisrosa PLC |
|
nan |
Purchase
|
Nov. 12, 2019 |
X |
| Centrisrosa PLC |
|
nan |
Purchase
|
Nov. 12, 2019 |
X |
| Centrisrosa PLC |
|
nan |
Purchase
|
Nov. 12, 2019 |
X |
| Centrisrosa PLC |
|
nan |
Purchase
|
Nov. 12, 2019 |
X |
| Centrisrosa PLC |
|
nan |
Purchase
|
Nov. 12, 2019 |
X |
| Konتور Bohr Brands |
|
nan |
Purchase
|
Nov. 12, 2019 |
X |
| Rilioni Resources Inc |
|
STOCK |
Purchase
|
Nov. 10, 2019 |
$1,000-$15,000 |
| Rilioni Resources Inc |
|
STOCK |
Purchase
|
Nov. 10, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 10, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 10, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 10, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 10, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 10, 2019 |
$1,000-$15,000 |
| LORAL SPACE & COMMUNICATIONS |
|
nan |
Purchase
|
Nov. 10, 2019 |
$1,000-$15,000 |
| PENKWESTRA WASH D CAMBETS AU |
|
COMMODITY |
SALE
|
Nov. 6, 2019 |
$100,001-@250,000 |
| LICENSING CITY OHIO CAREERS B TEC |
|
BOND |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| Carnival Corp |
CCL |
STOCK |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| VIACOM INC Class B |
PARA |
STOCK |
SALE
|
Nov. 6, 2019 |
$15,001-@50,000 |
| VIACOM INC Class B |
PARA |
STOCK |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| Baker Hughes a GE company |
BKR |
STOCK |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| VIACOM INC Class B |
PARA |
STOCK |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| ANTERO RES |
AR |
STOCK |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| ANTERO RES |
AR |
STOCK |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| Aluminum Co |
|
STOCK |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| Reliance Steel & Aluminum Co |
RS |
STOCK |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| Reliance Steel & Aluminum Co |
RS |
STOCK |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| Reliance Steel & Aluminum Co |
RS |
STOCK |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| CBSS Corporation |
CBS |
STOCK |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| CBSS Corporation |
CBS |
STOCK |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| LUMA FAMILY INVESTMENTS LP (13.3027% INTEREST) |
|
PRIVATE EQUITY |
SALE
|
Nov. 6, 2019 |
$1,000-@15,000 |
| PMCO SHORT ASSET INVESTMENT FUND INSTITUTIONAL CLASS |
PMSXX |
FUND |
SALE
|
Nov. 6, 2019 |
$100,001-@250,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
SALE
|
Nov. 6, 2019 |
$100,001-@250,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
SALE
|
Nov. 6, 2019 |
$100,001-@250,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
SALE
|
Nov. 6, 2019 |
$100,001-@250,000 |
| Vanguard Short-Term Inflation-Protected Securities Index Fund Admiral Shares |
VTAPX |
FUND |
SALE
|
Nov. 6, 2019 |
$100,001-@250,000 |
| Vanguard Short-Term Inflation-Protected Securities Index Fund Admiral Shares |
VTAPX |
FUND |
SALE
|
Nov. 6, 2019 |
$100,001-@250,000 |
| PMCO SHORT ASSET INVESTMENT FUND INSTITUTIONAL CLASS |
PMSXX |
FUND |
SALE
|
Nov. 6, 2019 |
$100,001-@250,000 |
| Commonwealth Corporation |
|
nan |
SALE
|
Nov. 6, 2019 |
$100,001-@250,000 |
| PENKWESTRA WASH SCH WST |
|
BOND |
SALE
|
Nov. 6, 2019 |
$100,001-@250,000 |
| SECOND TEXT BOND SCH DIST |
BSV |
FUND |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| Coastal Corporation (10% INTEREST) |
|
PRIVATE EQUITY |
Purchase
|
Nov. 5, 2019 |
$500,001-$1,000,000 |
| PIMO SHORT ASSET INVESTMENT FUND (10% INTEREST) |
|
FUND |
Purchase
|
Nov. 5, 2019 |
$500,001-$1,000,000 |
| Vanguard Long-Term Treasury Fund Admiral Shares |
VLGTX |
FUND |
Purchase
|
Nov. 5, 2019 |
$50,001-$100,000 |
| PIMO SHORT ASSET INVESTMENT FUND INSTITUTIONAL CLASS |
PIMSX |
FUND |
Purchase
|
Nov. 5, 2019 |
$15,001-$50,000 |
| NORTH LITTLE ROCK ELEC REV |
|
FIXED INCOME |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| WASHINGTON CITY TAX ER COLLEGE |
|
BOND |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| AUTOMATIC DATA PROCESSING INC |
ADP |
STOCK |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| BOSTON SCHOOL SITE SCH DIST |
|
BOND |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| BOSTON SCHOOL SITE SCH DIST |
|
BOND |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| SENECA VA SCH SCH DIST |
|
BOND |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| Vanguard Short-Term Inflation-Protected Securities Fund Institutional Class |
VPSTX |
FUND |
Purchase
|
Nov. 5, 2019 |
$250,001-$500,000 |
| METROPOLITAN WASH D C CAMPUS AU |
|
BOND |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| FACEBOOK INC (100 SHARES) |
META |
STOCK |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| WHATMAN ONLY WASH SCH SCH DIST NO |
|
nan |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| LUCERNE CO SCH DIST NO |
|
BOND |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| ROXBOROUGH PA SCH DIST NO |
|
BOND |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| LUNDYSON CITY CORN SHARES CERT T |
LUNDY |
REAL ESTATE |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| RINGGOLD PA SCH DIST NO |
|
BOND |
Purchase
|
Nov. 5, 2019 |
$1,000,001-$5,000,000 |
| Vanguard Short-Term Inflation-Protected Securities Fund Admiral Shares |
VTAPX |
FUND |
Purchase
|
Nov. 5, 2019 |
$250,001-$500,000 |
| Vanguard Short-Term Inflation-Protected Securities Index Fund Institutional Class |
VSTIX |
FUND |
Purchase
|
Nov. 5, 2019 |
$250,001-$500,000 |
| Vanguard Short-Term Inflation-Protected Securities Index Fund Admiral Shares |
VTAPX |
FUND |
Purchase
|
Nov. 5, 2019 |
$250,001-$500,000 |
| PIMO SHORT ASSET INVESTMENT FUND NON INSTITUTIONAL CLASS |
PIMSX |
FUND |
Purchase
|
Nov. 5, 2019 |
$250,001-$500,000 |
| Vanguard Short-Term Treasury Fund Institutional Class |
VSPSX |
FUND |
Purchase
|
Nov. 5, 2019 |
$100,001-$250,000 |
| Vanguard Short-Term Treasury Fund Admiral Shares |
VSBTX |
FUND |
Purchase
|
Nov. 5, 2019 |
$100,001-$250,000 |
| Vanguard Long-Term Tax-Exempt Fund Institutional Class |
VLTGX |
FUND |
Purchase
|
Nov. 5, 2019 |
$100,001-$250,000 |
| Vanguard Long-Term Tax-Exempt Fund Admiral Shares |
VLTAX |
FUND |
Purchase
|
Nov. 5, 2019 |
$100,001-$250,000 |
| Vanguard Long-Term Treasury Fund Institutional Class |
VLTIX |
FUND |
Purchase
|
Nov. 5, 2019 |
$100,001-$250,000 |
| LTM FAMILY INVESTMENTS LP (11.75% INTEREST) |
|
PRIVATE EQUITY |
Purchase
|
Nov. 4, 2019 |
$1,000-$15,000 |
| PRIMEARCA INC |
|
nan |
Purchase
|
Nov. 2, 2019 |
$1,000-$15,000 |
| COLGATE HMS & PIM AUTH |
CL |
STOCK |
Purchase
|
Nov. 2, 2019 |
$1,000-$15,000 |
| PRIMEARCA INC |
|
nan |
Purchase
|
Nov. 2, 2019 |
$1,000-$15,000 |
| FOX CORP |
FOXA |
STOCK |
Purchase
|
Nov. 2, 2019 |
$1,000-$15,000 |
| PIMCO SHORT ASSET INVESTMENT FUND INSTITUTIONAL CLASS |
PSPIX |
FUND |
Sale
|
Nov. 1, 2019 |
$250,001-$500,000 |
| Vanguard Short-Term Tax-Exempt Securities Index Fund Admiral Shares |
VWSNX |
FUND |
Sale
|
Nov. 1, 2019 |
$100,001-$250,000 |
| PIMCO SHORT ASSET INVESTMENT FUND INSTITUTIONAL CLASS |
PSPIX |
FUND |
Purchase
|
Nov. 1, 2019 |
$250,001-$500,000 |
| Vanguard Short-Term Tax-Exempt Securities Index Fund Admiral Shares |
VWSNX |
FUND |
Purchase
|
Nov. 1, 2019 |
$100,001-$250,000 |