| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| SP2C/C217 |
SP2C |
OPTION |
Purchase
|
|
50,000 - 100,000 |
| ARES Trust irrevocably |
|
PRIVATE EQUITY |
Purchase
|
|
100,000 - 200,000 |
| TELIANA, INC |
|
PRIVATE EQUITY |
Purchase
|
|
200,000 - 500,000 |
| GO GOVERNMENT PLUS BOND FUND |
GOGPX |
FUND |
Purchase
|
|
500,000 - 1,000,000 |
| LUMINEX NETWORK S.A. |
|
STOCK |
Purchase
|
|
250,000 |
| LUMINAR TECHNOLOGIES CORP CLASS A |
LAZR |
STOCK |
Purchase
|
|
150,000 |
| LUMIRA GOLD CORP |
LUM |
STOCK |
Purchase
|
|
150,000 |
| LUMINOUS ENERGY LTD |
|
STOCK |
Purchase
|
|
150,000 |
| LUMENIA TECH INC |
|
STOCK |
Purchase
|
|
150,000 |
| LUMINEER INC |
LUMN |
STOCK |
Purchase
|
|
150,000 |
| LUNAR ENERGY INC |
|
STOCK |
Purchase
|
|
150,000 |
| LUNAR RESOURCES LTD |
LUNR |
STOCK |
Purchase
|
|
150,000 |
| LUNARX HOLDINGS INC |
|
PRIVATE EQUITY |
Purchase
|
|
150,000 |
| LUXOR HOLDINGS INC |
|
PRIVATE EQUITY |
Purchase
|
|
150,000 |
| LUXOR ENERGY LTD |
|
STOCK |
Purchase
|
|
150,000 |
| LUXOR MINING CORP |
LNR |
STOCK |
Purchase
|
|
150,000 |
| SQUARE, INC. COM CLSS A SHRS |
SQ |
STOCK |
Purchase
|
|
21,000- |
| SQUARE, INC. COM CLSS A SHRS |
SQ |
STOCK |
Purchase
|
|
100,000-200,000 |
| SQUARE, INC. COM CLSS A SHRS |
SQ |
STOCK |
Purchase
|
|
200,001-500,000 |
| SQUARE, INC. COM CLSS A SHRS |
SQ |
STOCK |
Purchase
|
|
500,001-1,000,000 |
| ACTION MEDICINES, INC. COM STK |
ACTN |
STOCK |
Purchase
|
|
1,000,001-5,000,000 |
| SQUARE, INC. COM CLSS A SHRS |
SQ |
STOCK |
Purchase
|
|
5,000,001-25,000,000 |
| SQUARE, INC. COM CLSS A SHRS |
SQ |
STOCK |
Purchase
|
|
25,000,001-50,000,000 |
| SQUARE, INC. COM CLSS A SHRS |
SQ |
STOCK |
Purchase
|
|
50,000,001-100,000,000 |
| SQUARE, INC. COM CLSS A SHRS |
SQ |
STOCK |
Purchase
|
|
100,000,001-250,000,000 |
| SQUARE, INC. COM CLSS A SHRS |
SQ |
STOCK |
Purchase
|
|
250,000,001-500,000,000 |
| SQUARE, INC. COM CLSS A SHRS |
SQ |
STOCK |
Purchase
|
|
500,000,001-1,000,000,000 |
| SQUARE, INC. COM CLSS A SHRS |
SQ |
STOCK |
Purchase
|
|
Over 1,000,000,000 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| AETNA INC Chaired |
|
STOCK |
Sale
|
|
25,000.00 |
| PRESIDENTIAL FINANCIAL, INC. DVR |
PFI |
STOCK |
Purchase
|
|
21,400.00 |
| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| MIDDLEROTHWELL'S Trust (Asset under the trust) |
|
FUND |
Purchase
|
|
£1,000 - £250,000 |
| MIDDLEROTHWELL'S Trust (Asset under the trust) |
|
FUND |
Sale
|
|
£1,000 - £250,000 |
| MIDDLEROTHWELL'S Trust (Asset under the trust) |
|
FUND |
Purchase
|
|
£1,000 - £250,000 |
| Straight Write FIRMA investments UP Limited Controlling Interest |
|
PRIVATE EQUITY |
Purchase
|
|
nan |
| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| SANTANDER BANK NY |
SAN |
STOCK |
Purchase
|
|
315,000.00 |
| MIDDLEROTHWELL'S Trust (Asset under the trust) |
|
FUND |
Purchase
|
|
£1,000 - £250,000 |
| MIDDLEROTHWELL'S Trust (Asset under the trust) |
|
FUND |
Sale
|
|
£1,000 - £250,000 |
| DELTA AIR LINES INC COMMON |
DAL |
STOCK |
Purchase
|
May 2, 2019 |
$100,001 - $250,000 |
| INTERNAL ELECTRIC CO COMMON |
INTC |
STOCK |
Purchase
|
May 2, 2019 |
$15,001 - $50,000 |
| NORTHERN TRANSMISSION ELECTRIC COMMON |
|
STOCK |
Purchase
|
May 2, 2019 |
$50,001 - $100,000 |
| Please see the attached |
|
nan |
Sale
|
Feb. 5, 2015 |
$15,001-$50,000 |