| WELLS FARGO & CO PERPETUAL PTN CPN 7.500% DUE 11/01/33 OTD |
WFC |
BOND |
Purchase
|
|
$1,000 - $15,000 |
| BANK AMER CPN DR BP SP 18.50% 1/1/19 STEPUP 1/1/19 OTD |
|
BOND |
Purchase
|
|
$1,000 - $15,000 |
| B/S 0.125% OTD 12/15/14 CALL OPT 8/21/14 @ 100.00 OTD |
|
OPTION |
Purchase
|
|
$1,000 - $15,000 |
| B/S 1.125% OTD 12/15/14 CALL OPT 8/21/14 @ 100.00 OTD |
|
OPTION |
Purchase
|
|
$1,000 - $15,000 |
| TYSON FOODS CO CALL OPT 8/21/14 @ 38.00 9/19/14 OTD |
TSN |
OPTION |
Purchase
|
|
$1,000 - $15,000 |
| B/S 0.125% OTD 12/15/14 CALL OPT 8/21/14 @ 100.00 OTD |
|
OPTION |
Purchase
|
|
$1,000 - $15,000 |
| WELLS FARGO & CO PERPETUAL PTN CPN 7.500% DUE 11/01/33 OTD |
WFC |
BOND |
Purchase
|
|
$1,000 - $15,000 |
| WELLS FARGO & CO PERPETUAL PTN CPN 7.500% DUE 11/01/33 OTD |
WFC |
BOND |
Purchase
|
|
$1,000 - $15,000 |
| B/S 0.125% OTD 12/15/14 CALL OPT 8/21/14 @ 100.00 OTD |
|
OPTION |
Purchase
|
|
$1,000 - $15,000 |
| D/S 0.125% OTD 12/15/14 CALL OPT 8/21/14 @ 100.00 OTD |
|
OPTION |
Purchase
|
|
$1,000 - $15,000 |
| CONSOL ENERGY INC NOTE CPN 6.375% DUE 01/31/20 OTD |
|
NOTE |
Purchase
|
|
$1,000 - $15,000 |
| 090117 CML CALL OPT 8/21/14 @ 103.00 9/19/14 OTD |
CML |
OPTION |
Purchase
|
|
$1,000 - $15,000 |
| FEDO NATL BANK NOTE CPN 5.000% DUE 11/01/33 OTD |
|
NOTE |
Purchase
|
|
$1,000 - $15,000 |
| FEDO NATL BANK NOTE CPN #702527 CPN 5.000% DUE 11/01/33 OTD |
|
NOTE |
Purchase
|
|
$1,000 - $15,000 |
| CAP INC NOTED 5.00% 0.001% 12/01/22 DT D 01/12/13 DT 01/04/13 1C 10/21/12 1C 10/21/12 |
|
NOTE |
Sale
|
|
$1,000- $15,000 |
| COHNS SR CPNBT 0% CPN 9.50% 05/01/20 DUE 05/01/20 DT 02/07/11 IPC 13/05 |
|
BOND |
Sale
|
|
$1,000- $15,000 |
| CALLS 117.5 12/15/13 DT 05/13/13 |
|
OPTION |
Sale
|
|
$1,000- $15,000 |
| L-3 COMMS SR CPNBT 0% CPN 9.50% 05/01/20 DUE 05/01/20 DT 02/07/11 IPC 13/05 |
|
BOND |
Sale
|
|
$1,000- $15,000 |
| 7.40% DUE 02/15/20 DT 02/15/13 CPN 0.001% 02/15/20 DT 02/15/13 02/15/13 |
|
BOND |
Sale
|
|
$1,000- $15,000 |
| NEW JERSEY ST FEDERATED PRG LVG VLF VPG SR 874 / TKL CPN |
|
BOND |
Sale
|
|
$1,000- $15,000 |
| NEW JERSEY ST FEDERATED PRG LVG VLF VPG SR 874 / TKL CPN |
|
BOND |
Sale
|
|
$1,000- $15,000 |
| FC0200114 |
|
nan |
Sale
|
|
$1,000- $15,000 |
| PEADOD ENERG CORP SR CPNBT 0% CPN 6.00% DT 05/15/20 DUE 05/01/20 DT 05/15/13 |
|
BOND |
Sale
|
|
$1,000- $15,000 |
| NPR LIFE INS FUND 2 CPNBT 0% CPN 5.00% DUE 08/01/20 DT 08/01/13 |
|
BOND |
Sale
|
|
$1,000- $15,000 |
| THRONIC FIN LLC SR CPNBT 0% CPN 6.75% DUE 08/15/20 DT 08/15/13 |
|
BOND |
Sale
|
|
$1,000- $15,000 |
| THRONIC FIN LLC SR CPNBT 0% CPN 6.75% DUE 08/15/20 DT 08/15/13 |
|
BOND |
Sale
|
|
$1,000- $15,000 |
| SP 09/01/13 FC020114 |
|
FIXED INCOME |
Sale
|
|
$1,000- $15,000 |
| WILLS MARGO CO CP PERPETUAL PEP PER 7.00%WKM CPN 7.580% DT 02/08/08 FC 09/15/08 CALL 02/15/18 @ 100.000 |
|
BOND |
Sale
|
|
$1,000- $15,000 |
| INTERCONTINENTAL EXCHANGE CO SERIES N CPN 7.39% DUE 05/15/23 DT 01/15/13 |
|
BOND |
Sale
|
|
$1,000- |
| WILLIAMS COS SR NOTE CPN 5.50% DUE 06/15/22 DT 06/01/14 FC |
|
NOTE |
Sale
|
|
$1,000- |
| CASH FLOWS CA US 01/15/13 DUE 01/15/20 DUE 01/15/20 FC |
|
FIXED INCOME |
Sale
|
|
$1,000- |
| TERREX CORP NEW SR NOTE CPN 5.00% DUE 04/01/20 DT 03/20/14 FC |
|
NOTE |
Sale
|
|
$1,000- |
| AOP CORP NOTE CPN 3.00% DUE 07/15/22 DT 01/15/13 FC 07/15/13 FC |
|
NOTE |
Sale
|
|
$1,000- |
| FELIX NAT MFG ASSOC POL 270207 CPN 5.00% DUE 11/01/20 DT 11/01/13 FC |
|
BOND |
Sale
|
|
$1,000- |
| NRG ENERGY FC 01/15/13 DUE 01/15/20 FC |
NRG |
BOND |
Sale
|
|
$1,000- |
| FEDLO HOME LGN MORTG FC 05/15/13 DUE 05/15/20 FC |
|
FIXED INCOME |
Sale
|
|
$1,000- |
| NRG ENERGY FC 05/15/13 DUE 05/15/20 FC |
NRG |
BOND |
Sale
|
|
$1,000- |
| CHS/OAKLAND FC 05/15/13 DUE 05/15/20 FC |
|
BOND |
Sale
|
|
$1,000- |
| CHS/OAKLAND ENERGY CO SR NOTE CPN 6.125% DUE 05/15/21 DT 01/15/11 FC |
|
NOTE |
Sale
|
|
$1,000- |
| CITIGROUP INC 3.375% DUE 06/01/24 |
C |
BOND |
Purchase
|
|
$1,000- $15,000 |
| CITIGROUP INC NOTE CPN 3.375% DUE 06/01/24 DTD 06/01/14 |
C |
NOTE |
Purchase
|
|
$1,000- $15,000 |
| COMCAST CORP NOTE CPN 3.35% DUE 06/01/24 DTD 06/01/14 |
|
NOTE |
Purchase
|
|
$1,000- $15,000 |
| COMCAST CORP NOTE CPN 3.50% DUE 01/15/23 DTD 01/15/13 |
|
NOTE |
Purchase
|
|
$1,000- $15,000 |
| CITI CHARITY SLN 1.875% DUE 01/15/21 DTD 01/15/13 |
|
BOND |
Purchase
|
|
$1,000- $15,000 |
| CITI CHARITY SLN 1.875% DUE 01/15/21 DTD 01/15/13 |
|
BOND |
Purchase
|
|
$1,000- $15,000 |
| ROYAL BANK OF CANADA 3.5% DUE 03/15/21 DTD 03/15/13 |
|
BOND |
Purchase
|
|
$1,000- $15,000 |
| JPMORGAN CHASE CO CCP SFS DEBTS PERPETUAL FLOATING PTS PFP SERIES I |
|
FIXED INCOME |
Purchase
|
|
$1,000- $15,000 |
| JPMORGAN CHASE CO CCP SFS DEBTS PERPETUAL FLOATING PTS PFP SERIES II |
|
FIXED INCOME |
Purchase
|
|
$1,000- $15,000 |
| UNITED STATES COAL IND STR NTS CPN 3.375% DUE 06/30/21 DTD 06/30/18 |
|
BOND |
Purchase
|
|
$1,000- $15,000 |
| BC Burlington Ntn Thin Smt Corp Note CPN 3.9375% DUE 03/15/19 DTD 03/15/15 |
|
NOTE |
Purchase
|
|
$1,000- $15,000 |
| BC Burlington Ntn Thin Smt Corp Note CPN 6.150% DUE 05/31/17 DTD 05/31/15 |
|
NOTE |
Purchase
|
|
$1,000- $15,000 |
| MCKESSON CORPORATION LTD LTD LTD LTD LTD |
MCK |
STOCK |
Sale
|
|
$1,000 - $15,000 |
| CENTURION PHARMA INC NOTE SR NOTE RM P 7.50% DUE 09/15/23 |
|
NOTE |
Sale
|
|
$15,001 - $50,000 |
| CENTURION PHARMA INC NOTE SR NOTE RM P 8.00% DUE 05/22/19 |
|
NOTE |
Sale
|
|
$15,001 - $50,000 |
| DINO COUNTY LAITY SR NOTE P 5.11% DUE 03/01/20 |
|
NOTE |
Sale
|
|
$15,001 - $50,000 |
| OFFSHORE GNP WATFORD LTD SR SECURED LTD NOTE P 11.11% DUE 12/15/18 |
|
NOTE |
Sale
|
|
$15,001 - $50,000 |
| OFFSHORE GNP WATFORD LTD SR SECURED LTD NOTE P 11.11% DUE 12/15/18 |
|
NOTE |
Sale
|
|
$15,001 - $50,000 |
| RSC EQUIP INC TRUST HLG LLC SR NOTE P 8.00% DUE 02/01/21 |
|
NOTE |
Sale
|
|
$15,001 - $50,000 |
| DTO ORIGIN LLC SHRT-TERM NOTE P 7.50% DUE 02/15/15 |
|
NOTE |
Sale
|
|
$15,001 - $50,000 |
| DTO ORIGIN LLC SHRT-TERM NOTE P 7.50% DUE 02/15/15 |
|
NOTE |
Sale
|
|
$15,001 - $50,000 |
| SANDRIDGE ENERGY INC SR NOTE P 7.50% DUE 02/15/23 |
|
NOTE |
Sale
|
|
$15,001 - $50,000 |
| SPRINT CORP CPRD LTD NOTE VARIABLE CALL + 25BP CNY 6.900% DUE 05/15/19 DUE 01/15/20 |
|
NOTE |
Purchase
|
|
$1,000 - |
| TAYLOR CAPITAL GP redemption following merger with MB Financial |
|
PRIVATE EQUITY |
Purchase
|
|
$15,000 |
| HCA HOLDINGS |
HCA |
STOCK |
Purchase
|
|
$15,001 - $50,000 |
| MONTPELLIER RE-HOLDGS L 8.875% |
|
BOND |
Purchase
|
|
$15,001 - $50,000 |
| INTL FLAVORS & FRAGRANCES |
IFF |
STOCK |
Purchase
|
|
$50,001 - $100,000 |
| ING GROEP NV DR 3.375% |
|
BOND |
Purchase
|
|
$15,001 - $50,000 |