| PENN NATL GAMING CORP |
PNG |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| HSBC HOLDINGS PLC |
HSBC |
STOCK |
Purchase
|
|
$15,001 - $50,000 |
| IMPERIAL TOB GRP |
IMZ |
STOCK |
Purchase
|
|
$50,001 - $100,000 |
| MACQUARIE GROUP |
MQG |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| NATIONAL BANK CANADA |
|
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| NATIONAL BANK CANADA INC |
|
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| PHILIP MORRIS INTL INC |
PM |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| ROGERS COMMUNICATIONS |
RCI |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| ROYAL BANK CANADA |
RY |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| ROYAL BANK CANADA |
RY |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| SANOFI ADR |
SNY |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| SEASPAN CORP |
AT |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| SEUIL PLC |
SEUIL |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| SEADRILL LTD |
SDRL |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| TELUS CORP |
TU |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| TOTAL SA SP ADR |
TTE |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| TRANCANADA CORP LTD |
TR |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| TRANCANADA CORP LTD |
TR |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| TORONTO DOMINION BANK |
TD |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| TORONTO DOMINION BANK |
TD |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| TECKSON ENERGY PARTNERS LP |
TEK |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| TECKSON ENERGY PARTNERS LP |
TEK |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| SEVEN DAYS PARTNERS PLC |
7DP |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| WESTMORELAND LTD |
WST |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| COMMONWEALTH BANK OF AU |
CBA |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| SUNCORP LIMITED LTD |
SUN |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| WOODSIDE ENERGY LTD |
WDS |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| PENN NATL GAMING CORP |
PNG |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| PENN NATL GAMING CORP |
PNG |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| KEY ENERGY SVCS INC |
KEY |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| KEY ENERGY SVCS INC |
KEY |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| PENN NATL GAMING CORP LTD |
PNG |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| SEE ATTACHED SCHEDULE |
|
nan |
EXCHANGE
|
|
$15,001-$50,000 |
| WESTPAC BANKING |
WBC |
STOCK |
SALE
|
|
$50,001 - $100,000 |
| ASBURY AUTOMOTIVE GROUP |
ABG |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| BALL CORP |
BALL |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| BT GROUP PLC |
BT.A |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| BP PLC |
BP |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| BGC GROUP PLC |
BGC |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| BROWN COMPANY |
|
nan |
SALE
|
|
$15,001 - $50,000 |
| DOW CHEMICAL CO |
DOW |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| DEVON ENERGY CORP |
DVN |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| EMERGENCY CORP |
|
nan |
SALE
|
|
$15,001 - $50,000 |
| CISCO SYSTEMS INC |
CSCO |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| COLGATE PALMOLIVE CO |
CL |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| EMERGE ENERGY SERVICES |
|
STOCK |
SALE
|
|
$15,001 - $50,000 |
| FIRSTNAGASA Intl GROUP INC |
|
STOCK |
SALE
|
|
$15,001 - $50,000 |
| EXXON MOBIL CORP |
XOM |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| EXXON MOBIL CORP |
XOM |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| HEALTHWAYS INC |
|
STOCK |
SALE
|
|
$15,001 - $50,000 |
| HUNTINGTON BANCS INC |
HBAN |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| HEWLETT PACKARD CO |
HPQ |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| KROTON & SEN & SEC SOLN |
|
nan |
SALE
|
|
$15,001 - $50,000 |
| UTICA MORTGERS INC |
|
REAL ESTATE |
SALE
|
|
$15,001 - $50,000 |
| MASCO CORP |
MAS |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| MONOLITH INC |
|
nan |
SALE
|
|
$15,001 - $50,000 |
| OIL REPUB INTLL CORP |
Repsol |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| PENN STATE GAMING CORP |
PNG |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| PINNACLE ENTERT INC |
PIN |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| PINNACLE ENTERT INC |
PIN |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| SCHLUMBERGER LTD |
SLB |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| WINDSTREAM HOLDINGS INC |
WIN |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| SONRY CORP |
|
nan |
SALE
|
|
$15,001 - $50,000 |
| TETRA TECHNOLOGIES INC |
TTEC |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| TAIWAN MANUFACTURING |
TSM |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| TOYOTA MOTOR CORP |
TM |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| UNITED RENTALS INC |
URI |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| UBIQUIT NETWORKS INC |
UI |
STOCK |
SALE
|
|
$15,001 - $50,000 |
| WADDELL & REED FIN. |
|
FUND |
Purchase
|
|
$1,000 - $15,000 |
| BLACKSTONE GROUP LP |
BX |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| EFFRON INTERNATIONAL PLC |
EFN |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| WATERBURY PROPERTIES LP |
|
REAL ESTATE |
Purchase
|
|
$1,000 - $15,000 |
| DELTEK OPERATIONS DATA PLC |
|
PRIVATE EQUITY |
Purchase
|
|
$1,000 - $15,000 |
| AUTOMATIC DATA PRC |
ADP |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| SYSTEMS PARTNERS INC. |
SYSP |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| CSC CORP |
CSCC |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| DU PONT E I DE NEMOURS |
DD |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| SOWEN CO |
|
nan |
Purchase
|
|
$1,000 - $15,000 |
| EMERSON ELECTRIC CO |
EMR |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| GENUINE PARTS CO |
GPC |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| GENIL DYNAMICS PARTS CO |
|
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| GENERAL DYNAMICS CORP |
GD |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| LINCOLN NATIONAL CORP |
LNC |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| LINEAR TECHNOLOGY CORP |
LT |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| MEDTRONIC CORP |
MDT |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| MICROSOFT CORP |
MSFT |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| NORTHROP GRUMMAN CORP |
NOC |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| PACIFIC SUNS |
|
nan |
Purchase
|
|
$1,000 - $15,000 |
| PROCTER & GAMBLE CO |
PG |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| DOMESTIC & INDUSTRIAL INC |
|
nan |
Purchase
|
|
$1,000 - $15,000 |
| QUALCOMM INC |
QCOM |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| 3M COMPANY CORP |
MMM |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| RATRIFON CO |
|
nan |
Purchase
|
|
$1,000 - $15,000 |
| BANK OF NOVA SCOTIA |
BNS |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| BAKER HUGHES INC |
BKR |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| BAWERT AG SP ADR |
BAWERT |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| BEC INC |
BEC |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| EMBRIDGE INC |
ENB |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| GOELAR LANG LTD LIMITED |
|
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| GLAXOSMITHKLINE PLC |
GSK |
STOCK |
Purchase
|
|
$15,001 - $50,000 |
| PENN NATL GAMING CORP |
PNG |
STOCK |
PURCHASE
|
Aug. 21, 2014 |
$1,000 - $15,000 |
| PENN NATL GAMING CORP |
PNG |
STOCK |
PURCHASE
|
Aug. 20, 2014 |
$1,000 - $15,000 |
| BCE INCIDENTAL MGMT LLC |
|
PRIVATE EQUITY |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| DUPONT FARMS TECHNOLOGY |
|
nan |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| BCE GROUP INC |
BCE |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| SOGAN LNG LIMITED |
SOGLN |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| EMERGE ENERGY SERVICES |
|
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| EPPX CPPS COM |
EPPX |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| KINDER MORGAN INC |
KMI |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| LOCKHEED MARTIN CORP |
LMT |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| LEONARDITY REALTY TRUST REIT |
|
REAL ESTATE |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| HEALTHITY OXLLY INTLL INC |
|
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| OCL-CPP CAPITAL MANAGEMENT |
|
FUND |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| PFIZER INC INTLL INC |
PFE |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| PHILIP MORRIS INTLL INC |
PM |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| AMERICAN INC |
|
nan |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| SEASPAN CORP |
AT |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| STARWOOD PPTY TR INC |
STWD |
REAL ESTATE |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| SEAMILLD PPTY TR INC |
SMPT |
REAL ESTATE |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| SAX PTC |
|
FIXED INCOME |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| TRANSLOGAN LTD |
TLG |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| VENTAS REIT PPTIES LP |
VTR |
REAL ESTATE |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| ATLAS PIPELINE PPTIES LP |
ATLS |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| BUCKET PARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| KINDER MORGAN ENERGY PARTNERS LP |
KMP |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| ENTERPRISE PPTIES TRUST LP |
|
REAL ESTATE |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| SALLY PORTFOLIO LP |
|
PRIVATE EQUITY |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| ALLIANCE RESMIC PPTIES |
ALRE |
REAL ESTATE |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| MAGLESA MOSTREAM PARTNERS LP |
|
PRIVATE EQUITY |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| WILLIAMS PARTNERS LP |
WPLP |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| WEST COAST ENERGY LP |
|
PRIVATE EQUITY |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |
| TARGA RESOURCES PARTNERS LP |
TRGP |
STOCK |
SALE
|
Aug. 19, 2014 |
$15,001 - $50,000 |