| Example Mega Corp Common Stock |
|
STOCK |
EXCHANGE
|
|
$15,001-$50,000 |
| CME FINANCIAL INC 8% |
|
BOND |
Purchase
|
Nov. 15, 2014 |
$15,001 - $50,000 |
| PS PLUS BANK PASS OVERS SER T |
|
FIXED INCOME |
Purchase
|
July 15, 2014 |
Over $1,000,000* |
| PARTNERSHIP LTD 235N SER E |
|
PRIVATE EQUITY |
Purchase
|
July 15, 2014 |
$1,000,001 - $5,000,000 |
| DUE 2024-06-12 |
|
FIXED INCOME |
Purchase
|
July 15, 2014 |
$15,001 - $50,000 |
| AVIVA PLC 5.125% DUE 2024-06-12 |
|
BOND |
Purchase
|
July 15, 2014 |
$15,001 - $50,000 |
| AVIVA PLC 6.125% DUE 2032-01-12 |
|
BOND |
Purchase
|
July 15, 2014 |
$15,001 - $50,000 |
| SANTANDER FIN 6.50% SER B |
|
BOND |
Purchase
|
July 15, 2014 |
Over $1,000,000* |
| SANTANDER FIN 6.50% SER B |
|
BOND |
Exchange
|
July 15, 2014 |
Over $1,000,000* |
| APAC PLC 5% |
|
BOND |
Purchase
|
July 15, 2014 |
$15,001 - $50,000 |
| ARCH COURT GRUP LTD 6.7500% C |
|
BOND |
Purchase
|
July 15, 2014 |
$15,001 - $50,000 |
| CIGNA CORP 5.5% FLOATING PREREDEMPTABLE RATE BAKER |
|
FIXED INCOME |
Purchase
|
July 15, 2014 |
$15,001 - $50,000 |
| ASPERICO HOLDING LTD PERP |
|
FIXED INCOME |
Purchase
|
July 15, 2014 |
$15,001 - $50,000 |
| ROYAL BK SCOT LTD DP 6.40% M |
|
BOND |
Purchase
|
May 20, 2014 |
Over $1,000,000 |
| MORGAN STANLEY UNITY TRUST III RATE 8AU/RBB + 6.250% |
|
FIXED INCOME |
Purchase
|
April 2, 2014 |
Over $1,000,000 |
| DUE 2033-09-01 |
|
BOND |
Purchase
|
April 2, 2014 |
Over $1,000,000 |
| GOLDMAN SACHS GROUP INC RATE 8AU/MBU 6.500% |
|
BOND |
Purchase
|
March 20, 2014 |
Over $1,000,000 |
| GOLDMAN SACHS GROUP INC RATE 8AU/MBU 6.130% |
|
FIXED INCOME |
Purchase
|
March 20, 2014 |
Over $1,000,000 |
| OWENS COST BANK SA88N - 1.375% DUE 2015-08-01 |
|
BOND |
Purchase
|
Dec. 28, 2013 |
Over $1,000,000* |
| OWENS COST BANK SA88N - 1.375% DUE 2015-08-01 |
|
BOND |
Exchange
|
Dec. 28, 2013 |
Over $1,000,000* |
| OWENS COST BANK SA88N - 1.375% DUE 2015-08-01 |
|
BOND |
Sale
|
Dec. 28, 2013 |
Over $1,000,000* |
| PUBLIC STORAGE 5.80% SER T |
PSA |
BOND |
Sale
|
Dec. 28, 2013 |
Over $1,000,000* |
| RESIDENTIAL-X 2013-15 |
|
REAL ESTATE |
Purchase
|
Dec. 28, 2013 |
Over $1,000,000* |
| ICE TRUST I 6320N-F |
|
FUND |
Sale
|
Dec. 26, 2013 |
Over $1,000,000* |
| ICE TRUST I 6320N-F |
|
FUND |
Purchase
|
Dec. 26, 2013 |
Over $1,000,000* |
| VORNADO CO 7.875% NOTE 3/18 RATE 8AU/MBU/RBB |
|
NOTE |
Purchase
|
Dec. 20, 2013 |
$5,000,001 - $25,000,000 |
| PUBLIC STORAGE 5.80% SER T |
PSA |
BOND |
Purchase
|
Dec. 11, 2013 |
Over $1,000,000* |
| PUBLIC STORAGE 5.75% SER T |
PSA |
BOND |
Purchase
|
Dec. 11, 2013 |
Over $1,000,000* |
| CHARLES SCHWAB CORP SEN 8% |
|
BOND |
Purchase
|
Nov. 28, 2013 |
$15,001 - $50,000 |
| INTERESTCAPS RATE BASED 8.50% SER B |
|
FIXED INCOME |
Purchase
|
Nov. 25, 2013 |
$15,001 - $50,000 |
| ENDURANCE SPECIALTY HOLDINGS 7.50% |
|
BOND |
Purchase
|
Nov. 25, 2013 |
$15,001 - $50,000 |
| DUE 2042-06-01 |
|
BOND |
Purchase
|
Sept. 25, 2013 |
$50,001 - $100,000 |
| GOLDMAN SACHS GROUP INC RATE BASED 8.50% |
|
FIXED INCOME |
Purchase
|
Sept. 10, 2013 |
$15,001 - $50,000 |
| INTEREST CAPITAL HOLDINGS INC SA20N |
|
BOND |
Purchase
|
Sept. 10, 2013 |
$1,001 - $15,000 |
| AXION NV 6.375% SENRS |
|
BOND |
Purchase
|
Sept. 6, 2013 |
$1,001 - $15,000 |
| INTERESTCAPS RATE BASED 8.50% SER B |
|
FIXED INCOME |
Purchase
|
Aug. 24, 2013 |
$15,001 - $50,000 |
| PNC FINANCIAL SERVICES GP 525-Q |
PNC |
FIXED INCOME |
Purchase
|
Aug. 22, 2013 |
$5,000,001 - $25,000,000 |
| G GATE BASKER B50N 6.50% DUE 07/15/2026 |
|
BOND |
Purchase
|
July 26, 2013 |
$100,001 - $250,000 |
| PNC 5.75% NOTES DUE 07/15/2027 |
|
NOTE |
Purchase
|
July 16, 2013 |
Over $1,000,000* |
| WELLS FARGO 5.5% CO-OP FIXED RATE |
|
FIXED INCOME |
Purchase
|
July 16, 2013 |
$25,000,001 - $50,000,000 |
| PNC 4.125% NOTES DUE 07/15/2025 |
|
NOTE |
Purchase
|
July 16, 2013 |
Over $1,000,000* |
| PNC 4.125% NOTES DUE 07/15/2022 |
PNC |
NOTE |
Purchase
|
July 16, 2013 |
Over $50,000,000 |
| DUE 2020-06-25 |
|
FIXED INCOME |
Purchase
|
July 15, 2013 |
$100,001 - $250,000 |
| H HATTE BASKER B60N 6.50% DUE 07/15/2024 |
|
BOND |
Purchase
|
July 15, 2013 |
$15,001 - $50,000 |
| H HATTE BASKER B60N 6.50% DUE 07/15/2027 |
|
BOND |
Purchase
|
July 15, 2013 |
$50,001 - $100,000 |
| CITIGROUP INC 4.10% NON-COM SER 1 |
|
BOND |
Purchase
|
July 15, 2013 |
Over $1,000,000 |
| KNACO REALTY CORP 5.00% SER A |
|
BOND |
Purchase
|
May 11, 2013 |
$15,001 - $50,000 |
| WELLS FARGO 6.625% NON-COM SER 1 |
|
FIXED INCOME |
Purchase
|
May 7, 2013 |
Over $50,000,000 |
| DOW CHEMICAL CO 4.25% SER B |
|
BOND |
Purchase
|
April 28, 2013 |
$15,001 - $50,000 |
| DTE ENERGY CO 3.7% SER B |
|
BOND |
Purchase
|
April 28, 2013 |
$15,001 - $50,000 |
| G GATE BASKER B50N 6.50% DUE 07/15/2029 |
|
BOND |
Purchase
|
April 16, 2013 |
$250,001 - $500,000 |
| DUE 2024-02-15 |
|
FIXED INCOME |
Purchase
|
April 8, 2013 |
Over $1,000,000* |
| GD USA 4.8% 11-01 |
|
BOND |
Purchase
|
March 20, 2013 |
$15,001 - $50,000 |
| ENDURANCE SPECIALTY HOLDINGS 7.50% |
|
BOND |
Purchase
|
March 20, 2013 |
$15,001 - $50,000 |
| ICE TRUST I 6320N-F |
|
FUND |
Exchange
|
March 20, 2013 |
Over $1,000,000* |
| NORD TRUST 14.625% F |
|
BOND |
Purchase
|
March 15, 2013 |
$1,001 - $15,000 |
| AXION NV 8% SENRS |
|
BOND |
Purchase
|
March 7, 2013 |
$50,001 - $100,000 |
| BMB CORPORATION 5.625% SEN |
|
BOND |
Purchase
|
March 7, 2013 |
$15,001 - $50,000 |
| ASTEI CORP CAT CORP NOTE 3.700% DUE 2030-10-15 |
|
NOTE |
Purchase
|
March 6, 2013 |
$15,001 - $50,000 |
| G GATE BASKER B50N 6.50% DUE 07/15/2032 |
|
BOND |
Purchase
|
March 6, 2013 |
$500,001 - $1,000,000 |
| SANTANDER FIN 6.50% SER B |
|
BOND |
Sale
|
March 5, 2013 |
Over $1,000,000* |
| ALUMINY SE 8.375% |
|
BOND |
Purchase
|
March 5, 2013 |
$15,001 - $50,000 |
| MODERN RETIREMENT TRUST IN RATE BASED 8.25% |
|
FIXED INCOME |
Purchase
|
March 4, 2013 |
$15,001 - $50,000 |
| NATIONAL RETAIL PROPERTIES 6.25% SER A |
NRP |
BOND |
Purchase
|
March 4, 2013 |
$15,001 - $50,000 |
| PNC FINANCIAL SERVICES GP 525-Q |
PNC |
FIXED INCOME |
Sale
|
March 4, 2013 |
$25,000,001 - $50,000,000 |
| NATIONAL RETAIL PROPERTIES 6.25% SER A |
NRP |
BOND |
Purchase
|
March 4, 2013 |
$15,001 - $50,000 |
| TELEPHONE CO 8.375% NOTE RATE 8.375% NOTE RATE 8.88% + 5.250% |
|
NOTE |
Purchase
|
Feb. 28, 2013 |
$250,001 - $500,000 |
| TAUBMAN CTRS DUE 2019-10-01 |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$500,001 - $1,000,000 |
| 1101031010 THE LATE 6.875% DUE 2024-06-12 |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| CIGNA CORP 5.5% FLOATING PREREDEMPTABLE RATE BAKER |
|
FIXED INCOME |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| MODERN RETIREMENT TRUST IN RATE BASED 8.25% |
|
FIXED INCOME |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| INTERESTCAPS RATE BASED 8.50% SER B |
|
FIXED INCOME |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| AFFILIATED MANAGERS GROUP INC 6.3750% |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| AXSON NV SERIES 1 BONDS |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| HEALTH CARE REIT 8.50% SER B |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| HEALTH CARE REIT 8.50% SER B |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| GD USA 4.8% 11-01 |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| FIRST CITIZENS BANCORP 8.625% SER A |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| FIRST CITIZENS BANCORP 8.625% SER A |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| DISCOVER FINANCIAL SERVICES INC 0% BIN 8 |
DFS |
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| DIGITAL REALTY INCOME TR 7% SER G |
DLR |
BOND |
Purchase
|
Feb. 28, 2013 |
$1,001 - $15,000 |
| COMMONWEALTH REIT 5.5% RATE BAKER |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| COMMONWEALTH REIT 5.5% RATE BAKER |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| CIGNA CORP CAPITAL NOTE 5.50% FIXED RATE BAKER |
|
NOTE |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| MODERN RETIREMENT TRUST IN RATE BASED 8.25% |
|
FIXED INCOME |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| CHARLES SCHWAB CORP SEN 8% |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| BMB CORPORATION 5.625% SEN |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| SECURE COLL 3.25% NOTE RATE 3.25% NOTE RATE 3.88% + 5.325% |
|
NOTE |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| AVIVA PLC 6.5% SENIOR |
AV |
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| AMER INT'L GROUP |
AIG |
STOCK |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| KNACO REALTY CORP 5.00% SER A |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| KNACO REALTY CORP 5.00% SER A |
|
BOND |
Purchase
|
Feb. 28, 2013 |
$15,001 - $50,000 |
| VORNADO CO 7.375% NOTE 500/19 2E RATE 8AU/MBU/RBB |
VNO |
NOTE |
Purchase
|
Feb. 26, 2013 |
$1,000,001 - $5,000,000 |
| OVERRIDE ASSET-FINANCIAL RATE BASKER B60N 6.50% |
|
FIXED INCOME |
Purchase
|
Feb. 20, 2013 |
Over $1,000,000* |
| REGENCE CERTIFICATES 6.50% SER B |
|
BOND |
Purchase
|
Feb. 20, 2013 |
Over $1,000,000* |
| DUE 2024-02-15 |
|
FIXED INCOME |
Sale
|
Feb. 20, 2013 |
Over $1,000,000* |
| DISCOVER FINANCIAL SERVICES INC 0% BIN 8 |
DFS |
BOND |
Purchase
|
Oct. 17, 2001 |
$15,001 - $50,000 |