| SEE ATTACHED SCHEDULE |
|
nan |
EXCHANGE
|
|
$50,001-$100,000 |
| UTAH STATE SR A 5.0% BOND |
|
BOND |
PURCHASE
|
|
$1,000 |
| PROVENCY CNTY NB BCROS 5.0% BOND |
|
BOND |
PURCHASE
|
|
$15,000 |
| LAMAR TX CONS INDPT SCH DST BOND |
|
BOND |
PURCHASE
|
|
$15,000 |
| DEVON ENERGY CORP |
DVN |
STOCK |
PURCHASE
|
|
$15,000 |
| CELENE CORP |
|
nan |
PURCHASE
|
|
$15,000 |
| TAMINRA ENERGY LTD CULTURA REAL REY BOND |
|
BOND |
PURCHASE
|
|
$15,000 |
| MICRON TECHNOLOGY INC |
MU |
STOCK |
PURCHASE
|
|
$15,000 |
| VALERO ENERGY CORP |
VLO |
STOCK |
PURCHASE
|
|
$15,000 |
| WHIRLPOOL CORP |
WHR |
STOCK |
PURCHASE
|
|
$15,000 |
| WILLIAMS PARTNERS LP |
WPLP |
STOCK |
PURCHASE
|
|
$15,000 |
| WONDERFUL HARVESTING ADR |
WNDR |
STOCK |
PURCHASE
|
|
$15,000 |
| OXY-CHIEF CAPITAL MANAGEMENT |
OXY |
STOCK |
PURCHASE
|
|
$15,000 |
| GOLEAR UNITED LTD |
GOLR |
STOCK |
PURCHASE
|
|
$15,000 |
| WINTERGARDEN ENERGY SERVICES |
|
PRIVATE EQUITY |
PURCHASE
|
|
$15,000 |
| ARCADIA GLOBAL MGMT LLC |
|
PRIVATE EQUITY |
PURCHASE
|
|
$15,000 |
| BEE INC GROUPINC |
|
nan |
PURCHASE
|
|
$15,000 |
| CITI GROUPINC |
C |
STOCK |
PURCHASE
|
|
$15,000 |
| DUPONT FABRICS TECHNOLOGY |
|
PRIVATE EQUITY |
PURCHASE
|
|
$15,000 |
| EPP PYTS CORP |
|
PRIVATE EQUITY |
PURCHASE
|
|
$15,000 |
| EMERGE ENERGY SERVICES |
|
STOCK |
PURCHASE
|
|
$15,000 |
| WORXCO LP LTD |
|
PRIVATE EQUITY |
PURCHASE
|
|
$15,000 |
| LOCKED-IN MATURITY MKT CORP |
|
FIXED INCOME |
PURCHASE
|
|
$15,000 |
| LEONHARD TREASURY TRUST REST |
|
FIXED INCOME |
PURCHASE
|
|
$15,000 |
| CORBILLANT INC |
|
PRIVATE EQUITY |
PURCHASE
|
|
$15,000 |
| GOLF PARK MANAGEMENT INC |
|
PRIVATE EQUITY |
PURCHASE
|
|
$15,000 |
| PHILIP MORRIS INTL INC |
PM |
STOCK |
PURCHASE
|
|
$15,000 |
| PFIZER INC |
PFE |
STOCK |
PURCHASE
|
|
$15,000 |
| REYNOLDS AMERICAN INC |
RAI |
STOCK |
PURCHASE
|
|
$15,000 |
| SEPTIMA GOLD CORP |
SGCO |
STOCK |
PURCHASE
|
|
$15,000 |
| STARWOOD PPR TR INC |
STWD |
REAL ESTATE |
PURCHASE
|
|
$15,000 |
| SEABRDL LTD LLC |
|
PRIVATE EQUITY |
PURCHASE
|
|
$15,000 |
| SEE PLC PLC |
SEE |
STOCK |
PURCHASE
|
|
$15,000 |
| TRANSOCEAN LTD |
RIG |
STOCK |
PURCHASE
|
|
$15,000 |
| VETUSA, INC RUT |
VET |
STOCK |
Purchase
|
|
$1,000 - $15,000 |
| ATLAS PIPELINE PARTNERS LP |
|
STOCK |
Purchase
|
|
$15,001 - $50,000 |
| BLACKSTONE GROUP LP |
BX |
STOCK |
Purchase
|
|
$50,001 - $100,000 |
| BORING PARTNERS LP |
|
PRIVATE EQUITY |
Purchase
|
|
$100,001 - $250,000 |
| BRIGADE PARTNERS LP |
|
FUND |
Purchase
|
|
$250,001 - $500,000 |
| BOCOR PARTNERS LP |
|
PRIVATE EQUITY |
Purchase
|
|
$500,001 - $1,000,000 |
| ALLIANCE RES TRUSTS LP |
|
REAL ESTATE |
Purchase
|
|
$1,000,001 - $5,000,000 |
| PLIENS ALL AMEREN PLTD LP |
|
PRIVATE EQUITY |
Purchase
|
|
$5,000,001 - $25,000,000 |
| ENTERPRISE PRODS PR LTD LP |
|
PRIVATE EQUITY |
Purchase
|
|
$25,000,001 - $50,000,000 |
| MAGNOLIA RES TRUSTS LP |
|
REAL ESTATE |
Purchase
|
|
Over $50,000,000 |
| NGL ENERGY PARTNERS LP |
NGL |
STOCK |
Purchase
|
|
Over $50,000,000 |
| WESTRIDGE BANKING ADR |
WRBG |
STOCK |
Purchase
|
|
Over $50,000,000 |
| TANGA RESOURCES |
TRN |
STOCK |
Purchase
|
|
Over $50,000,000 |
| BIPC PL |
BIPC |
STOCK |
Purchase
|
|
Over $50,000,000 |
| ACTYVIS INC |
ACTV |
STOCK |
Purchase
|
|
Over $50,000,000 |
| BALL CORP COM |
BALL |
STOCK |
Purchase
|
|
Over $50,000,000 |
| BT GROUP PLC |
BT.A |
STOCK |
Purchase
|
|
Over $50,000,000 |
| BOEHRINGS COMPANY |
|
nan |
Purchase
|
|
Over $50,000,000 |
| CELEGINE CORP |
|
STOCK |
Purchase
|
|
Over $50,000,000 |
| DISCO SYSTEMS INC |
DISCO |
STOCK |
Purchase
|
|
Over $50,000,000 |
| CELGENE CORP INC |
BMY |
STOCK |
Purchase
|
|
Over $50,000,000 |
| DOW CHEMICAL CO |
DOW |
STOCK |
Purchase
|
|
Over $50,000,000 |
| DOW CHEMICAL CO |
DOW |
STOCK |
Purchase
|
|
Over $50,000,000 |
| EASTMAN CHEMICAL |
EMN |
STOCK |
Purchase
|
|
Over $50,000,000 |
| ENERGY ENERGY SERVICES |
|
STOCK |
Purchase
|
|
Over $50,000,000 |
| ENERGETIC ENERGY SERVICES |
|
PRIVATE EQUITY |
Purchase
|
|
Over $50,000,000 |
| HEBAUF LT LTD |
HEBAUF |
STOCK |
Purchase
|
|
Over $50,000,000 |
| HEALTHWAYS INC |
|
STOCK |
Purchase
|
|
Over $50,000,000 |
| HUETT MAWPAO CO |
|
STOCK |
Purchase
|
|
Over $50,000,000 |
| MWR SERVICES INC |
MWR |
STOCK |
Purchase
|
|
Over $50,000,000 |
| INTEL CORP |
INTC |
STOCK |
Purchase
|
|
Over $50,000,000 |
| ITERX SYS INC |
|
PRIVATE EQUITY |
Purchase
|
|
Over $50,000,000 |
| KRATO DEFS & SEC SOLTIN |
|
PRIVATE EQUITY |
Purchase
|
|
Over $50,000,000 |
| NITRA SYS INC |
|
STOCK |
Purchase
|
|
Over $50,000,000 |
| OLD REPUBLIC INT |
ORI |
STOCK |
Purchase
|
|
Over $50,000,000 |
| REPUBLIC INT |
|
FIXED INCOME |
Purchase
|
|
Over $50,000,000 |
| PINNACLE ENTMT INC |
PNK |
STOCK |
Purchase
|
|
Over $50,000,000 |
| QUESTCOR PHARMACEUTICALS |
QEST |
STOCK |
Purchase
|
|
Over $50,000,000 |
| SCHLUMBERGER LTD |
SLB |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| SONY CORP ADR |
SONY |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| WINSTONROOM HOLDINGS INC |
|
PRIVATE EQUITY |
PURCHASE
|
|
$15,001 - $50,000 |
| WINDSTREAM HOLDINGS INC |
WIN |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| WESTERN DIGITAL CO PLC |
WDC |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| TETRA TECHNOLOGIES |
TTEK |
STOCK |
PURCHASE
|
|
$50,001 - $100,000 |
| TOYOTA MOTOR CORP ADR |
TM |
STOCK |
PURCHASE
|
|
$50,001 - $100,000 |
| UNITED RENTALS INC |
URI |
STOCK |
PURCHASE
|
|
$50,001 - $100,000 |
| UNITED ENERGY CORP |
UNRG |
STOCK |
PURCHASE
|
|
$100,001 - $250,000 |
| VALERO ENERGY CORP |
VLO |
STOCK |
PURCHASE
|
|
$100,001 - $250,000 |
| VERIZON COMMUNICATIONS CORP |
VZ |
STOCK |
PURCHASE
|
|
$100,001 - $250,000 |
| VERIZON COMMUNICATIONS COM |
VZ |
STOCK |
PURCHASE
|
|
$250,001 - $500,000 |
| WATER ENERGY LTD |
|
STOCK |
PURCHASE
|
|
$250,001 - $500,000 |
| WATER ENERGY LTD NP |
|
STOCK |
PURCHASE
|
|
$250,001 - $500,000 |
| BRACTONSTONE GROUP LP |
|
PRIVATE EQUITY |
PURCHASE
|
|
$500,001 - $1,000,000 |
| BLUESTONE PARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
|
$500,001 - $1,000,000 |
| DELEX DOESTRAKYS PARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
|
$500,001 - $1,000,000 |
| WHIRLPOOL CORP |
WHR |
STOCK |
PURCHASE
|
|
$500,001 - $1,000,000 |
| DELEX WORLDWIDE CORP |
DEXE |
STOCK |
PURCHASE
|
|
$1,000,001 - $5,000,000 |
| BATER INTERNET LTD NC |
|
nan |
PURCHASE
|
|
$1,000,001 - $5,000,000 |
| SCOPY LLC |
|
PRIVATE EQUITY |
PURCHASE
|
|
$1,000,001 - $5,000,000 |
| PRODOC |
|
nan |
PURCHASE
|
|
$1,000,001 - $5,000,000 |
| DU PONT I II DE MEMORIES |
DD |
STOCK |
PURCHASE
|
|
$5,000,001 - $25,000,000 |
| DU PONT I II DE MEMORIES |
DD |
STOCK |
PURCHASE
|
|
$5,000,001 - $25,000,000 |
| EMERSON ELECTRIC CO |
EMR |
STOCK |
PURCHASE
|
|
$5,000,001 - $25,000,000 |
| GENUINE PARTS CO |
GPC |
STOCK |
PURCHASE
|
|
$5,000,001 - $25,000,000 |
| GENUINE PARTS CO |
GPC |
STOCK |
PURCHASE
|
|
$5,000,001 - $25,000,000 |
| LINEAR TECHNOLOGY CORP |
AVGO |
STOCK |
PURCHASE
|
|
$25,000,001 - $50,000,000 |
| MCDONALDS CORP |
MCD |
STOCK |
PURCHASE
|
|
$25,000,001 - $50,000,000 |
| NORFOLK SOUTHERN CORP |
NSC |
STOCK |
PURCHASE
|
|
$25,000,001 - $50,000,000 |
| NORFOLK SOUTHERN CORP |
NSC |
STOCK |
PURCHASE
|
|
$25,000,001 - $50,000,000 |
| PRIXMAN HUMANIAN CORP |
|
PRIVATE EQUITY |
PURCHASE
|
|
$25,000,001 - $50,000,000 |
| PAXHANX INC |
PAXHANX |
FUND |
PURCHASE
|
|
$25,000,001 - $50,000,000 |
| PROCTER & GAMBLE CO |
PG |
STOCK |
PURCHASE
|
|
Over $50,000,000 |
| QUEST DIAGNOSTICS |
DGX |
STOCK |
PURCHASE
|
|
Over $50,000,000 |
| 3M COMPANY |
MMM |
STOCK |
PURCHASE
|
|
Over $50,000,000 |
| 3M COMPANY |
MMM |
STOCK |
PURCHASE
|
|
Over $50,000,000 |
| UNITED TECHS CORP |
|
STOCK |
PURCHASE
|
|
Over $50,000,000 |
| WAL-MART STORES INC |
WMT |
STOCK |
PURCHASE
|
|
Over $50,000,000 |
| BATER AG |
BATER |
STOCK |
PURCHASE
|
|
Over $50,000,000 |
| BANK OF NOVA SCOTIA |
BNS |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| ENBRIDGE INC |
ENB |
STOCK |
PURCHASE
|
|
$1,000 - $15,000 |
| HSTLINE INC |
|
nan |
PURCHASE
|
|
$15,001 - $50,000 |
| HSBC HDL |
HSBC |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| IMPERIAL TOB GRP |
IMZ |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| MACQUARIE GROUP LTD GRP |
MQG |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| NATIONAL BANK OF CANADA |
|
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| NATIONAL GRD GRP |
NGG |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| PHILIP MORRIS INTL GRP |
PM |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| ROGERS COMMUNICATIONS |
RCI |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| ROYAL BANK OF CANADA |
RY |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| SAXOLIS LTD |
|
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| SANMIG ADR |
SANM |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| SANOFI ADR |
SNY |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| SCORION CORP |
|
nan |
PURCHASE
|
|
$15,001 - $50,000 |
| SEBOARD LTD |
|
nan |
PURCHASE
|
|
$15,001 - $50,000 |
| SSE PLC |
SSE |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| TOTAL SA SAS GRP ADR |
TTE |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| UNIAXIS CANADA CORP |
|
PRIVATE EQUITY |
PURCHASE
|
|
$15,001 - $50,000 |
| TELUS CORP LTD |
T |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| TRICONCADAN LTD |
TCN |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| TORONTO DOMINION BANK |
TD |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| TORONTO DOMINION FIN. LP |
TD |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| SEVERN TREND INT PLC |
SVNT |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| WESTPAC BANKING ADR |
WBC |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| WESTPACERS LTD |
|
nan |
PURCHASE
|
|
$15,001 - $50,000 |
| SCOTIABANK BANK OF AU |
BNS |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| COMMONWEALTH BANK OF AU |
CBA |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| MTN GROUP LTD LTD ZAR |
MTN |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |
| WOOLWORTHS LTD |
WOW |
STOCK |
PURCHASE
|
|
$15,001 - $50,000 |