Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Gibson County TN Mun Wtr 3.5% Due-11/12/2011 | BOND | EXCHANGE | $15,001-$50,000 | ||
| West Pierce Fire & Res 3.5% Due-12/1/2018 | BOND | EXCHANGE | $50,001-$100,000 | ||
| Mantica Corp AR Sch 3.625% Due-7/1/2020 | BOND | EXCHANGE | $100,001-$250,000 |