Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Pandora AG | PNDRY | STOCK | PURCHASE | $1,001- $15,000 | |
| Nvidia Semiconductors NV | NVDA | STOCK | SALE | $15,001- $50,000 | |
| BitShares Bides Plc ADR | BIDES | STOCK | SALE | $15,001- $50,000 | |
| Wilmar International ADR | YLAGY | STOCK | SALE | $15,001- $50,000 | |
| DBS Group Holdings Ltd ADR | DBSDY | STOCK | SALE | $15,001- $50,000 | |
| Keycorp New | KEY | STOCK | Purchase | $1,000-$15,000 | |
| J Sainsbury Spn Adr new | SANYY | STOCK | Purchase | $1,000-$15,000 | |
| United Rentals Inc | URI | STOCK | Purchase | $1,000-$15,000 | |
| HSBC Hldgs Plc ADR | HSBC | STOCK | Purchase | $1,000-$15,000 | |
| Conocophillips | COP | STOCK | Purchase | $1,000-$15,000 | |
| Dollar General Corp | DG | STOCK | Purchase | $1,000-$15,000 | |
| Mylan | nan | Sale | $1,001-$15,000 | ||
| DW Municipal Bond Fund | FUND | Sale | $15,001-$50,000 | ||
| DW Strategic Opps Equity Fund | DWOX | FUND | Sale | $15,001-$50,000 | |
| Snapdragon Biotech Fund | FUND | Sale | $1,001-$15,000 | ||
| Wagneren Co | nan | Sale | $1,001-$15,000 | ||
| Nikon Corp PLC Common | NINOY | STOCK | Sale | $1,001-$15,000 | |
| Allianz Akherngs ADR | ALIZY | STOCK | Purchase | $1,001-$15,000 | |
| China Construction HDR | CSCS | STOCK | Purchase | $15,001-$50,000 | |
| Total SA ADR | TTE | STOCK | Purchase | $15,001-$50,000 | |
| Ow Municipal Bond Fund | FUND | Purchase | $15,001-$50,000 | ||
| Pfizer Inc | PFE | STOCK | Purchase | $15,001-$50,000 | |
| ALLERGAN / AGN | AGN | STOCK | PURCHASE | March 28, 2014 | $1,000-$15,000 |
| GLEAD SCIENCES Inc / GILD | GILD | STOCK | PURCHASE | March 25, 2014 | $1,000-$15,000 |
| BAXTER INTL / BAX | BAX | STOCK | PURCHASE | March 25, 2014 | $1,000-$15,000 |
| ASTRA ZENECA / AZN | AZN | STOCK | PURCHASE | March 25, 2014 | $1,000-$15,000 |