Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| CLAYMORE GUGG SPINOFF | STOCK | Purchase | Nov. 4, 2013 | $15,001-$50,000 | |
| DUKE ENERGY | DUK | STOCK | Purchase | Nov. 4, 2013 | $1,000-$15,000 |
| INCYTE CORP | INCY | STOCK | Purchase | Nov. 4, 2013 | $1,000-$15,000 |
| ROBERT HALT INTL INC | PRIVATE EQUITY | Purchase | Nov. 4, 2013 | $1,000-$15,000 | |
| S&P EQUAL WEIGHTED INDEX FX | RSP | ETF | Purchase | Nov. 4, 2013 | $1,000-$15,000 |
| Mega Corp Common Stock | STOCK | Sale | Aug. 4, 2012 | $1,000-$15,000 |