Michael T. McCaul — Jan. 16, 2014

Disclosure Details

Politician: Michael T. McCaul
Disclosure document
Year: 2014
Filing Date: Jan. 16, 2014
Branch: house

Periodic Transaction Report

Asset Ticker Category Type Transaction Date Amount
PRILOGIX COM INC STOCK Purchase $1,000,001-$1,000,000
REGENERON PHARMACEUTICALS REGN STOCK Purchase $1,000,001-$1,000,000
WYNN RESORTS LTD WYNN STOCK Purchase $1,000,001-$1,000,000
WYNN RESORTS LTD WYNN STOCK Purchase $1,000,001-$1,000,000
REGENERON PHARMACEUTICALS REGN STOCK Purchase $1,000,001-$1,000,000
REGENERON PHARMACEUTICALS REGN STOCK Purchase $1,000,001-$1,000,000
REGENERON PHARMACEUTICALS REGN STOCK Purchase $1,000,001-$1,000,000
SWATCH GROUP AG UHR STOCK Purchase $1,000,001-$1,000,000
SWATCH GROUP AG UHR STOCK Purchase $1,000,001-$1,000,000
SWATCH GROUP AG UHR STOCK Purchase $1,000,001-$1,000,000
SWATCH GROUP AG UHR STOCK Purchase $1,000,001-$1,000,000
SWATCH GROUP AG UHR STOCK Purchase $1,000,001-$1,000,000
SWATCH GROUP AG UHR STOCK Purchase $1,000,001-$1,000,000
SWATCH GROUP AG UHR STOCK Purchase $1,000,001-$1,000,000
WYNN RESORTS LTD WYNN STOCK PURCHASE $100,001-$250,000
REGENEON PHARMACEUTICALS REGN STOCK PURCHASE $100,001-$250,000
PRUNE LINE INC INC nan PURCHASE $100,001-$250,000
CONAGRA INC INC CAG STOCK PURCHASE $100,001-$250,000
GOODY INC INC GDY STOCK PURCHASE $100,001-$250,000
BIDDEN DIE INC nan PURCHASE $100,001-$250,000
PRECISION CASTPARTS CORP PRIVATE EQUITY PURCHASE $100,001-$250,000
MASTERCARD INC MA STOCK PURCHASE $100,001-$250,000
INTUITIVE SURGICAL INC ISRG STOCK PURCHASE $100,001-$250,000
BLACKROCK INC BLK STOCK PURCHASE $100,001-$250,000
COOPAP INC PRIVATE EQUITY PURCHASE $100,001-$250,000
ALEOXIN PHARMACEUTICALS INC ALEX STOCK PURCHASE $100,001-$250,000
TIX COS INC NEW TIX STOCK PURCHASE $100,001-$250,000
COGNIZANT TECHNOLOGY SOLUTIONS CTSH STOCK PURCHASE $100,001-$250,000
MONSTER BEVERAGE CORP MNST STOCK PURCHASE $50,001-$100,000
MONSTER BEVERAGE CORP MNST STOCK PURCHASE $100,001-$250,000
PRECISION CASTPARTS CORP PRIVATE EQUITY PURCHASE $100,001-$250,000
LAUDER ESTEE COS INC EL STOCK PURCHASE $1,000,001-$5,000,000
YUM BRANDS INC YUM STOCK PURCHASE $15,001-50,000
YUM BRANDS INC YUM STOCK PURCHASE $15,001-50,000
DISCOVERY COMMUNICATIONS INC WBD STOCK PURCHASE $15,001-50,000
DISCOVERY COMMUNICATIONS INC WBD STOCK PURCHASE $15,001-50,000
CELINE SANDS CORP PRIVATE EQUITY PURCHASE $15,001-50,000
LAS VEGAS SANDS CORP LVS STOCK PURCHASE $15,001-50,000
DISCOVERY COMMUNICATIONS INC WBD STOCK PURCHASE $15,001-50,000
CLENEGE CORP CORP STOCK PURCHASE $15,001-50,000
PRECISION CASTPART S CORP PRIVATE EQUITY PURCHASE $15,001-50,000
PRECISION CASTPART S CORP PRIVATE EQUITY PURCHASE $15,001-50,000
DOLAR GEN CORP DG STOCK PURCHASE $15,001-50,000
PRECISION CASTPART S CORP PRIVATE EQUITY PURCHASE $15,001-50,000
TRENCHELL HOLDINGS LTD PRIVATE EQUITY PURCHASE $15,001-50,000
TRENCHELL HOLDINGS LTD PRIVATE EQUITY PURCHASE $15,001-50,000
ROLLS ROYCE HOLDINGS PLC RR STOCK PURCHASE $15,001-50,000
ROLLS ROYCE HOLDINGS PLC RR STOCK PURCHASE $15,001-50,000
VODA INC PLC VOD STOCK PURCHASE $15,001-50,000
ROYA NNCE HOLDINGS PLC ROYN STOCK PURCHASE $15,001-50,000
ROLLS ROYCE HOLDINGS PLC RR STOCK PURCHASE $15,001-50,000
ROLLS ROYCE HOLDINGS PLC RR STOCK PURCHASE $15,001-50,000
EUROPEAN AERONAUTIC DEFENCE & AIR STOCK PURCHASE $15,001-50,000
LAS VEGAS SANDS CORP LVS STOCK PURCHASE $15,001-50,000
MORGAN MORGAN INC DEL STOCK PURCHASE $15,001-50,000
KINDER MORGAN INC DEL KMI STOCK PURCHASE $15,001-50,000
KINDER MORGAN INC DEL KMI STOCK PURCHASE $15,001-50,000
COMMUNICATIONS INC nan PURCHASE $15,001-50,000
STABILUS CORP SBS STOCK PURCHASE $15,001-50,000
DISCOVERY COMMUNICATIONS INC WBD STOCK PURCHASE $15,001-50,000
FEDER CORP nan PURCHASE $15,001-50,000
EATON CORP PLC ETN STOCK PURCHASE $1,000,000-1,000,000
TIX COS INC NEW TIX STOCK Purchase $1,000,001-$1,000,000
ALEXION PHARMACEUTICALS INC ALXN STOCK Purchase $1,000,001-$1,000,000
ECOLAB INC ECL STOCK Purchase $1,000,001-$1,000,000
BLACKDECK INC DECK STOCK Purchase $1,000,001-$1,000,000
BIDENDRICK INC nan Purchase $1,000,001-$1,000,000
INTUITIVE SURGICAL INC ISRG STOCK Purchase $1,000,001-$1,000,000
PRECISION CASTPARTS CORP PRIVATE EQUITY Purchase $1,000,001-$1,000,000
GOOGLE INC GOOGL STOCK Purchase $1,000,001-$1,000,000
PRECISION CASTPARTS CORP PRIVATE EQUITY Purchase $1,000,001-$1,000,000
REGENERON PHARMACEUTICALS REGN STOCK Purchase $1,000,001-$1,000,000
INVESCO LTD IVZ STOCK PURCHASE $100,001-$250,000
SWATCH GROUP AG UHR STOCK PURCHASE $100,001-$250,000
SWATCH GROUP AG UHR STOCK PURCHASE $100,001-$250,000
SWATCH GROUP AG UHR STOCK PURCHASE $100,001-$250,000
SWATCH GROUP AG UHR STOCK PURCHASE $100,001-$250,000
SWATCH GROUP AG UHR STOCK PURCHASE $100,001-$250,000
SWATCH GROUP AG UHR STOCK PURCHASE $100,001-$250,000
SWATCH GROUP AG UHR STOCK PURCHASE $100,001-$250,000
SWATCH GROUP AG UHR STOCK PURCHASE $100,001-$250,000
REGENEON PHARMACEUTICALS REGN STOCK PURCHASE $100,001-$250,000
REGENEON PHARMACEUTICALS REGN STOCK PURCHASE $100,001-$250,000
Mega Corp. Common Stock STOCK SALE $15,001 - $50,000
REGENEON PHARMACEUTICALS REGN STOCK PURCHASE $100,001-$250,000
WYNN RESORTS LTD WYNN STOCK PURCHASE $100,001-$250,000
INVESCO LTD IVZ STOCK Purchase $1,000,001-$1,000,000
EATON CORP PLC ETN STOCK Sale $100,001-$250,000
FEDER CORP nan Sale $100,001-$250,000
DISCOVERY COMMUNICATIONS INC WBD STOCK Sale $100,001-$250,000
STABILUS CORP SBS STOCK Sale $100,001-$250,000
KINDER MORGAN INC DEL KMI STOCK Sale $100,001-$250,000
KINDER MORGAN INC DEL KMI STOCK Sale $100,001-$250,000
KINDER MORGAN INC DEL KMI STOCK Sale $50,001-$100,000
LAS VEGAS SANDS CORP LVS STOCK Sale $100,001-$250,000
EUROPEAN AERONAUTIC DEFENCE & SPACE CO NV AIR STOCK Sale $100,001-$250,000
ROLLS ROYCE HOLDINGS PLC RR STOCK Sale $100,001-$250,000
ROLLS ROYCE HOLDINGS PLC RR STOCK Sale $100,001-$250,000
ROLLS ROYCE HOLDINGS PLC RR STOCK Sale $100,001-$250,000
VESA INC nan Sale $100,001-$250,000
ROLLS ROYCE HOLDINGS PLC RR STOCK Sale $100,001-$250,000
DEUTSCHE BANK AG DB STOCK Sale $100,001-$250,000
BAYER INC BAYN STOCK Sale $100,001-$250,000
TRENCHEURS LTD PRIVATE EQUITY Sale $100,001-$250,000
TRENCHEURS LTD PRIVATE EQUITY Sale $100,001-$250,000
DOLLAR GEN CORP DG STOCK Sale $100,001-$250,000
PRECISION CASTPARTS CORP PRIVATE EQUITY Sale $100,001-$250,000
WARNER INC WBD STOCK Sale $100,001-$250,000
TIME WARNER INC WBD STOCK Sale $100,001-$250,000
CELGENE CORP nan Sale $100,001-$250,000
LAS VEGAS SANDS CORP LVS STOCK Sale $100,001-$250,000
DISCOVERY COMMUNICATIONS INC WBD STOCK Sale $100,001-$250,000
DISCOVERY COMMUNICATIONS INC WBD STOCK Sale $100,001-$250,000
YUM BRANDS INC YUM STOCK Sale $100,001-$250,000
YUM BRANDS INC YUM STOCK Sale $100,001-$250,000
LAUREN ESTEE COS INC EL STOCK Purchase $1,000,001-$1,000,000
PRECISION CASTPARTS CORP PRIVATE EQUITY Purchase $1,000,001-$1,000,000
MONSTER BEVERAGE CORP MNST STOCK Purchase $1,000,001-$1,000,000
SENSORMAGNETIC TECHNOLOGY SOLUTIONS PRIVATE EQUITY Purchase $1,000,001-$1,000,000
ROBERT HALF INTL INC RHI STOCK PURCHASE Dec. 31, 2013 $1,000-$15,000
MATRONWORLD MDR FDS NEW GENVIA MID CAP GROWTH FO FUND EXCHANGE Dec. 27, 2013 $1,00$ - $15,000
DIGITAL ENERGY INC DGNR STOCK EXCHANGE Dec. 27, 2013 $1,00$ - $15,000
M D HULLS INC PRIVATE EQUITY EXCHANGE Dec. 27, 2013 $1,00$ - $15,000
TOPPERVILLE BRAND INC CORP STOCK EXCHANGE Dec. 27, 2013 $1,00$ - $15,000
POWERTRAK NY T nan EXCHANGE Dec. 27, 2013 $1,00$ - $15,000
ROUGEY VALEUR CO LLC SCH DST ING RB0 FIXED INCOME EXCHANGE Dec. 27, 2013 $1,00$ - $15,000
SABLE RIVER PROD AGRI SACP & PWR DIST CTS FIXED INCOME EXCHANGE Dec. 27, 2013 $1,00$ - $15,000
DESTINATION MATERNITY CORPORATION PRIVATE EQUITY Purchase Dec. 27, 2013 $250,001-$500,000
HARDING LOANER FUND INC NY T FUND EXCHANGE Dec. 27, 2013 $1,00$ - $15,000
ENBRIDGE ENERGY CORP NY T ENB STOCK EXCHANGE Dec. 26, 2013 $1,00$ - $15,000
AMALGAMATED PETROLEUM CORP STOCK EXCHANGE Dec. 26, 2013 $1,00$ - $15,000
SAPIENT CORP SAPC STOCK EXCHANGE Dec. 26, 2013 $1,00$ - $15,000
ADJUDIST FINANCIAL SERVICES, INC PRIVATE EQUITY EXCHANGE Dec. 26, 2013 $1,00$ - $15,000
MISSISSIPPI PETROLEUM CORP STOCK EXCHANGE Dec. 26, 2013 $1,00$ - $15,000
AMANDA PETROLEUM CORP AMPC STOCK EXCHANGE Dec. 26, 2013 $1,00$ - $15,000
POWERSHARES SQQ 500 SHS ETF SQQQ ETF EXCHANGE Dec. 26, 2013 $15,001 - $50,000
ISHARES SSH FIN ETF IAI ETF EXCHANGE Dec. 26, 2013 $50,001 - $100,000
POWERSHARES QQQ 100 SHS ETF QQQ ETF EXCHANGE Dec. 26, 2013 $50,001 - $100,000
ISHARES RUSSELL 2000 ETF IWM ETF EXCHANGE Dec. 26, 2013 $1,00$ - $15,000
ARES CAP CORP NY T ARCC STOCK EXCHANGE Dec. 26, 2013 $1,00$ - $15,000
EVA GROUP INC NY T 2618 STOCK EXCHANGE Dec. 26, 2013 $1,00$ - $15,000
ROUGEY VALEUR CO LLC SCH DST ING RB0 FIXED INCOME EXCHANGE Dec. 26, 2013 $1,00$ - $15,000
MINNESOTA STG INC NY T MSET STOCK EXCHANGE Dec. 26, 2013 $1,00$ - $15,000
MCDONALDS CORP MCD STOCK EXCHANGE Dec. 25, 2013 $1,00$ - $15,000
GENERAL ELEC CO GE STOCK EXCHANGE Dec. 25, 2013 $1,00$ - $15,000
THEMON GROUP HOLDINGS PRIVATE EQUITY EXCHANGE Dec. 24, 2013 $1,00$ - $15,000
SUSSER HOLDINGS CORP STOCK Purchase Dec. 23, 2013 $500,001-$1,000,000
ROBERT HALF INTL INC RHI STOCK PURCHASE Dec. 23, 2013 $15,001-$50,000
SUSSER HOLDINGS CORP STOCK Purchase Dec. 22, 2013 $500,001-$1,000,000
AMGEN INC AMGN STOCK Purchase Dec. 21, 2013 $15,001-$50,000
AON CORP AON STOCK Purchase Dec. 21, 2013 $15,001-$50,000
CORELABORATORIES NV CRL STOCK Purchase Dec. 21, 2013 $15,001-$50,000
COSTCO WHOLESALE CORP COST STOCK Purchase Dec. 21, 2013 $15,001-$50,000
SALESFORCE COM INC CRM STOCK Purchase Dec. 21, 2013 $15,001-$50,000
COVANTEC INC / TECHNOLOGY SOLUTIONS CORP CNV STOCK Purchase Dec. 21, 2013 $15,001-$50,000
COVANCE INC STOCK Purchase Dec. 21, 2013 $15,001-$50,000
DANHER CORP DHR STOCK Purchase Dec. 21, 2013 $15,001-$50,000
DAVA HEALTHCARE PARTNERS INC PRIVATE EQUITY Purchase Dec. 21, 2013 $15,001-$50,000
DEKRA SERVI COMPANIES INC PRIVATE EQUITY Purchase Dec. 21, 2013 $15,001-$50,000
EXPRESS SCRIPTS HOLDING COMPANY PRIVATE EQUITY Purchase Dec. 21, 2013 $15,001-$50,000
FLUOR CORP FLR STOCK Purchase Dec. 21, 2013 $15,001-$50,000
FOSSIL GROUP INC FSL STOCK Purchase Dec. 21, 2013 $15,001-$50,000
GENZYME LIMITED STOCK Purchase Dec. 21, 2013 $15,001-$50,000
GOOGLE INC GOOGL STOCK Purchase Dec. 21, 2013 $15,001-$50,000
NATIONAL INSTRUMENTS CORP NI STOCK Purchase Dec. 21, 2013 $15,001-$50,000
IDEX LABORATORIES CORP IDEX STOCK Purchase Dec. 21, 2013 $1,000-$15,000
NETAPP INC NTAP STOCK Purchase Dec. 21, 2013 $15,001-$50,000
QUALCOMM INC QCOM STOCK Purchase Dec. 21, 2013 $15,001-$50,000
RAYTHEON COMPANY INC RTX STOCK Purchase Dec. 21, 2013 $15,001-$50,000
STAMFORD FINANCIALS INC STOCK Purchase Dec. 21, 2013 $15,001-$50,000
CHARLES SCHWAB CORP SCHW STOCK Purchase Dec. 21, 2013 $15,001-$50,000
SCHLUMBERGER LTD SLB STOCK Purchase Dec. 21, 2013 $15,001-$50,000
ILM FAMILY INVESTMENTS LP (2.2626% INTEREST) PRIVATE EQUITY Purchase Dec. 21, 2013 $1,000,001-$5,000,000
GUILAD SCIENCES INC GILD STOCK Purchase Dec. 21, 2013 $15,001-$50,000
INTUITIVE SURGICAL INC ISRG STOCK Purchase Dec. 21, 2013 $15,001-$50,000
APPLE INC AAPL STOCK Purchase Dec. 21, 2013 $15,001-$50,000
ACCENTURE PLC ACN STOCK Purchase Dec. 21, 2013 $15,001-$50,000
ROBERT HALF INTL INC RHI STOCK PURCHASE Dec. 20, 2013 $15,001-$50,000
ALBANY INTERNATIONAL CORP ALB STOCK Purchase Dec. 19, 2013 $100,001-$250,000
DESTINATION MATERNITY CORPORATION PRIVATE EQUITY Purchase Dec. 19, 2013 $250,001-$500,000
VISA INC V STOCK EXCHANGE Dec. 19, 2013 $1,000-$15,000
FOREST CITY ENTERPRISES INC STOCK Purchase Dec. 19, 2013 $250,001-$500,000
WHOLE FOODS MARKET INC STOCK EXCHANGE Dec. 19, 2013 $1,000-$15,000
PHH CORP PH STOCK Purchase Dec. 19, 2013 $250,001-$500,000
STERVICE INC SVIC STOCK Purchase Dec. 19, 2013 $1,00-$15,000
VISA INC V STOCK Purchase Dec. 19, 2013 $15,001-$50,000
WHOLE FOODS MARKET INC STOCK Purchase Dec. 19, 2013 $50,001-$100,000
STERCYCLE INC STERC STOCK EXCHANGE Dec. 19, 2013 $1,000-$15,000
AMERICAN CAPITAL LIMITED AMCL STOCK Purchase Dec. 18, 2013 $100,001-$250,000
SUSSER HOLDINGS CORP STOCK EXCHANGE Dec. 18, 2013 $50,001-$100,000
SUSSER HOLDINGS CORP STOCK EXCHANGE Dec. 18, 2013 $50,001-$100,000
PHH CORP PH STOCK EXCHANGE Dec. 18, 2013 $50,001-$100,000
ACTUANT CORPORATION nan EXCHANGE Dec. 18, 2013 $50,001-$100,000
PHH CORP PH STOCK EXCHANGE Dec. 18, 2013 $50,001-$100,000
PHH CORP PH STOCK EXCHANGE Dec. 18, 2013 $50,001-$100,000
SUSSER HOLDINGS CORP STOCK EXCHANGE Dec. 18, 2013 $50,001-$100,000
SUSSER HOLDINGS CORP STOCK EXCHANGE Dec. 18, 2013 $50,001-$100,000
SUSSER HOLDINGS CORP STOCK EXCHANGE Dec. 18, 2013 $50,001-$100,000
ABERDEEN ESG EMERGING MKTS INST FD ABEMX FUND Purchase Dec. 18, 2013 $100,001-$250,000
LUMA FAMILY INVESTMENTS LP (12.2626% INTEREST) PRIVATE EQUITY PURCHASE Dec. 17, 2013 $1,000-$15,000
CANADIAN OIL SANDS LIMITED COS STOCK Purchase Dec. 17, 2013 $100,001-$250,000
AMERICAN TRUST COMPANY FUND Purchase Dec. 17, 2013 $100,001-$250,000
FOREST CITY ENTERPRISES INC STOCK Purchase Dec. 17, 2013 $250,001-$500,000
PHH CORP PH STOCK Purchase Dec. 17, 2013 $250,001-$500,000
SUSSER HOLDINGS CORP STOCK Purchase Dec. 17, 2013 $500,001-$1,000,000
SUSSER HOLDINGS CORP STOCK Purchase Dec. 17, 2013 $500,001-$1,000,000
SUSSER HOLDINGS CORP STOCK Purchase Dec. 17, 2013 $500,001-$1,000,000
THERMON GROUP HOLDINGS TGM STOCK Purchase Dec. 17, 2013 $500,001-$1,000,000
THERMON GROUP HOLDINGS TGM STOCK EXCHANGE Dec. 17, 2013 $50,001-$100,000
DESTINATION MATERNITY CORP STOCK EXCHANGE Dec. 17, 2013 $50,001-$100,000
DESTINATION MATERNITY CORP STOCK EXCHANGE Dec. 17, 2013 $50,001-$100,000
ALBANY INTERNATIONAL CORP ALB STOCK EXCHANGE Dec. 17, 2013 $50,001-$100,000
ALBANY INTERNATIONAL CORP ALB STOCK EXCHANGE Dec. 17, 2013 $50,001-$100,000
AMERY CORP nan EXCHANGE Dec. 17, 2013 $50,001-$100,000
ABERDEEN PES FARMING MKTS INSTL FD FUND EXCHANGE Dec. 17, 2013 $50,001-$100,000
ABERDEEN PES FARMING LIMITED INC PRIVATE EQUITY EXCHANGE Dec. 17, 2013 $50,001-$100,000
CANADIAN OIL FERNS LIMITED INC STOCK EXCHANGE Dec. 17, 2013 $50,001-$100,000
SCHLUMBERGER LTD SLB STOCK PURCHASE Dec. 17, 2013 Not Specified
CHARLES SCHWAB INC SCHW STOCK PURCHASE Dec. 17, 2013 Not Specified
ROPER INDUSTRIES INC ROP STOCK PURCHASE Dec. 17, 2013 Not Specified
ROPER INDUSTRIES INC ROP STOCK PURCHASE Dec. 17, 2013 Not Specified
QUALICOMM INC QCOM STOCK PURCHASE Dec. 17, 2013 Not Specified
NETAPP INC NTAP STOCK PURCHASE Dec. 17, 2013 Not Specified
NATSUMA INNOVATION VENTURES COMPANY PRIVATE EQUITY PURCHASE Dec. 17, 2013 Not Specified
IDEXX LABORATORIES INC IDXX STOCK PURCHASE Dec. 17, 2013 Not Specified
IDEX LABORATORIES CORP IDEX STOCK PURCHASE Dec. 17, 2013 Not Specified
GOODIE INC nan PURCHASE Dec. 17, 2013 Not Specified
GENPRICET LTD INC STOCK PURCHASE Dec. 17, 2013 Not Specified
GENPRICET LTD COMPANIES INC STOCK PURCHASE Dec. 17, 2013 Not Specified
FOSSA GROUP INC PRIVATE EQUITY PURCHASE Dec. 17, 2013 Not Specified
FLORIN CORP nan PURCHASE Dec. 17, 2013 Not Specified
EXPRESS CORP S HOLDING COMPANY EX STOCK PURCHASE Dec. 17, 2013 Not Specified
EDWARDS COMPANIES INC PRIVATE EQUITY PURCHASE Dec. 17, 2013 Not Specified
EDISON COMPANIES INC nan PURCHASE Dec. 17, 2013 Not Specified
DAVITA INC DVA STOCK PURCHASE Dec. 17, 2013 Not Specified
DAVITA HEALTHCARE PARTNERS INC DVA STOCK PURCHASE Dec. 17, 2013 Not Specified
DANHER CORP DHR STOCK PURCHASE Dec. 17, 2013 Not Specified
CYBERARK TECHNOLOGY SOLUTIONSCORP CYBR STOCK PURCHASE Dec. 17, 2013 Not Specified
COVANTS INC PRIVATE EQUITY PURCHASE Dec. 17, 2013 Not Specified
SALESFORCE.COM INC CRM STOCK PURCHASE Dec. 17, 2013 Over $50,000,000
COSTCO WHOLESALE CORP COST STOCK PURCHASE Dec. 17, 2013 $25,000,001-$50,000,000
CORE LABORATORIES NV CLB STOCK PURCHASE Dec. 17, 2013 $5,000,001-$25,000,000
ANYSYTS INC STOCK PURCHASE Dec. 17, 2013 $1,000,001-$5,000,000
AMGEN INC AMGN STOCK PURCHASE Dec. 17, 2013 $500,001-$1,000,000
ACCENTURE PLC ACN STOCK PURCHASE Dec. 17, 2013 $250,001-$500,000
APPLE INC AAPL STOCK PURCHASE Dec. 17, 2013 $100,001-$250,000
INTUITIVE SURGICAL INC ISRG STOCK PURCHASE Dec. 17, 2013 $50,001-$100,000
GILEAD SCIENCES INC GILD STOCK PURCHASE Dec. 17, 2013 $15,001-$50,000
DULITY RETAIL TR INC STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
ROULEY VALLEY HSS LGA REAL ESTATE SALE Dec. 16, 2013 $1,000,001-$5,000,000
MONROE COUNTY HSS LGA BOND SALE Dec. 16, 2013 $1,000,001-$5,000,000
BOULDER COUNTY HSS CO DIST 501 NGO RBS BOND SALE Dec. 16, 2013 $1,000,001-$5,000,000
EL PASO COUNTY COLD SCH DIST 501 NGO RBS BOND SALE Dec. 16, 2013 $1,000,001-$5,000,000
SALT RIVER PROJECT USA CORP 4.375% NT REF RBS BOND SALE Dec. 16, 2013 $1,000,001-$5,000,000
NATIONWIDE MAUT FND FOR NEW GENEVA MID CAP GROWTH FD FUND SALE Dec. 16, 2013 $1,000,001-$5,000,000
HARDING LOVERNS FUNDS INC FUND SALE Dec. 16, 2013 $1,000,001-$5,000,000
NATIONWIDE LOVERN MUT FND FUND SALE Dec. 16, 2013 $1,000,001-$5,000,000
M T L CREDIT LOSS INC FIXED INCOME SALE Dec. 16, 2013 $1,000,001-$5,000,000
TUPPERWARE BRANDS CORP TUP STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
DULITY RETAIL TR INC STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
MCDONALDS ELEC CO MCD STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
GENERAL ELEC CO GE STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
THERMON GROUP HOLDINGS TGM STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
SUSSER HOLDINGS CORP STOCK Purchase Dec. 16, 2013 $500,001-$1,000,000
ACTUALLY CORPORATION nan Purchase Dec. 16, 2013 $250,001-$500,000
ALBANY INTERNATIONAL CORP ALB STOCK Purchase Dec. 16, 2013 $100,001-$250,000
AMANDA PETROLEUM CORP AMPC STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
AMPLIST FINANCIAL SERVICES, INC PRIVATE EQUITY SALE Dec. 16, 2013 $1,000,001-$5,000,000
ASPEN CORP ASPN STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
SAPERT CORP nan SALE Dec. 16, 2013 $1,000,001-$5,000,000
APEX CORP nan SALE Dec. 16, 2013 $1,000,001-$5,000,000
SHARES CORP S&P 500 ETF SPY ETF SALE Dec. 16, 2013 $1,000,001-$5,000,000
AMANDA PETROLEUM CORP AMPC STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
MISSISSIPPI RNG HSGN ETF ETF SALE Dec. 16, 2013 $1,000,001-$5,000,000
SHARES CORE S&P 500 ETF IVV ETF SALE Dec. 16, 2013 $1,000,001-$5,000,000
SHARES SML CAP 600 ETF IWM ETF SALE Dec. 16, 2013 $1,000,001-$5,000,000
ISHARES SMLCAP 2000 ETF IWM ETF SALE Dec. 16, 2013 $1,000,001-$5,000,000
POWERSHRE HOLDING CORP POWR STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
GEF GROUP INC STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
GEF GROUP INC STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
RBA GROUP INC STOCK SALE Dec. 16, 2013 $1,000,001-$5,000,000
ENERGY CONVERSION DEVICES INC SR NT NOTE SALE Dec. 16, 2013 $1,000,001-$5,000,000
PORT AUTHORITY NT & NJ CORP BOND SALE Dec. 16, 2013 $1,000,001-$5,000,000
PORT AUTHORITY NT & NJ CORP BOND SALE Dec. 16, 2013 $1,000,001-$5,000,000
MCGRAW HILL FINANCIAL INC MHFI STOCK PURCHASE Dec. 12, 2013 $15,001-$50,000
AEPON PRODUCTS INC nan PURCHASE Dec. 12, 2013 $15,001-$50,000
EULITY CO nan PURCHASE Dec. 11, 2013 $15,001-$50,000
SHREWS MILLS DAIRY EST INC PRIVATE EQUITY EXCHANGE Dec. 10, 2013 $15,001-$50,000
ABBVIE INC ABBV STOCK EXCHANGE Dec. 10, 2013 $15,001-$50,000
ISHIKAWA MOS LAVE LTD 6490 STOCK Purchase Dec. 10, 2013 $100,001-$250,000
HAGIWARA GOVERN FUNDS INC FUND Purchase Dec. 10, 2013 $100,001-$250,000
HALLIBURTON CO HAL STOCK PURCHASE Dec. 9, 2013 $15,001-$50,000
SUSSER HOLDINGS CORP STOCK EXCHANGE Dec. 5, 2013 $50,001-$100,000
SUSSER HOLDINGS CORP STOCK Purchase Dec. 5, 2013 $500,001-$1,000,000
DESTINATION MATERNITY CORP STOCK EXCHANGE Dec. 2, 2013 $50,001-$100,000
DESTINATION MATERNITY CORP STOCK EXCHANGE Dec. 2, 2013 $50,001-$100,000
DESTINATION MATERNITY CORPORATION PRIVATE EQUITY Purchase Dec. 2, 2013 $250,001-$500,000
CORPORATION CORPORATION nan EXCHANGE Dec. 2, 2013 $50,001-$100,000
FOREST CITY ENTERPRISES INC STOCK EXCHANGE Dec. 2, 2013 $50,001-$100,000
FOREST CITY ENTERPRISES INC STOCK EXCHANGE Dec. 2, 2013 $50,001-$100,000
LUM FAMILY INVESTMENTS II LP (7.375% INTEREST) FIXED INCOME PURCHASE Dec. 1, 2013 $1,000,001-$5,000,000