Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Owens & Minor Inc | OMI | STOCK | Purchase | Sept. 26, 2016 | $1,001 - $15,000 |
| Medtronic plc | MDT | STOCK | Sale (Full) | Sept. 26, 2016 | $1,001 - $15,000 |
| JPM Contingent Autocall on Amgen Rate/Coupon: 10.15% Matures: 12/7/2018 | AMGN | OPTION | Sale (Full) | Sept. 9, 2016 | $1,001 - $15,000 |
| Spectra Energy | SE | STOCK | Sale (Full) | Sept. 8, 2016 | $1,001 - $15,000 |