Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Cabela's Incorporated | PRIVATE EQUITY | Sale (Partial) | Oct. 27, 2016 | $1,001 - $15,000 | |
| Corning Incorporated | GLW | STOCK | Sale (Partial) | Oct. 24, 2016 | $1,001 - $15,000 |
| Corning Incorporated | GLW | STOCK | Sale (Partial) | Oct. 24, 2016 | $1,001 - $15,000 |
| FireEye, Inc. | MAND | STOCK | Purchase | Oct. 21, 2016 | $1,001 - $15,000 |
| FireEye, Inc. | MAND | STOCK | Purchase | Oct. 19, 2016 | $1,001 - $15,000 |
| Cabela's Incorporated | PRIVATE EQUITY | Sale (Partial) | Oct. 12, 2016 | $1,001 - $15,000 | |
| FireEye, Inc. | MAND | STOCK | Purchase | Oct. 12, 2016 | $1,001 - $15,000 |
| Baxter International Inc. | BAX | STOCK | Sale (Partial) | Oct. 12, 2016 | $1,001 - $15,000 |
| Cabela's Incorporated | PRIVATE EQUITY | Sale (Partial) | Oct. 11, 2016 | $15,001 - $50,000 | |
| Snohomish Cnty Wash Sch Dist GO Rate/Coupon: 5.0% Matures: 12/01/23 | BOND | Purchase | Oct. 11, 2016 | $250,001 - $500,000 | |
| CAB | CAB | STOCK | Sale (Partial) | Oct. 7, 2016 | $15,001 - $50,000 |
| Cabela's Incorporated | PRIVATE EQUITY | Sale (Partial) | Oct. 6, 2016 | $15,001 - $50,000 | |
| Wisconsin St For Issues DTD GO Rate/Coupon: 5.0% Matures: 05/01/22 | BOND | Purchase | Oct. 6, 2016 | $250,001 - $500,000 | |
| VIAB - Viacom, Inc. | VIAB | STOCK | Sale (Full) | Oct. 5, 2016 | $1,001 - $15,000 |
| The Mosaic Company | MOS | STOCK | Sale (Full) | Oct. 5, 2016 | $50,001 - $100,000 |
| SPDR S&P 500 ETF | SPY | ETF | Purchase | Oct. 5, 2016 | $50,001 - $100,000 |
| SPDR S&P 500 ETF | SPY | ETF | Purchase | Oct. 5, 2016 | $1,001 - $15,000 |