Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| iShares JP Morgan Em Bond Fd | EMB | ETF | Sales | Feb. 19, 2019 | $1,001-15,000 |
| Doubleline Eng Mgts Inc l | DLN | FUND | Purchases | Feb. 19, 2019 | $1,001-15,000 |
| Goldman Sachs Treas Acct ETF | nan | Purchases | Feb. 19, 2019 | $1,001-15,000 | |
| Microsoft (stock) NASDAQ/OTC | MSFT | STOCK | Sale | Feb. 21, 2011 | $100,001 - $250,000 |
| IBM Corp. (stock) NYSE | IBM | STOCK | Purchase | Feb. 1, 2011 | $15,001 - $50,000 |