Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| IBM Corp. (stock) NYSE | IBM | STOCK | Purchase | $1,000 - $15,000 | |
| 3 Communications, inc. (stock) NYSE | TCI | STOCK | Purchase | Jan. 17, 2015 | $15,001 - $50,000 |
| 3 Communications, inc. (stock) NYSE | TCI | STOCK | Sale | Jan. 17, 2015 | $100,001 - $250,000 |
| We Make A Market in this Security | nan | Discretionary Order | Jan. 7, 2015 | 10,906.60 | |
| Not Specified | nan | Make A Market In | July 15, 0001 | 30,540.43 |