Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| JPM Contingent Autocall Apple Inc Rate/Coupon: 9.50% Matures: 9/29/2017 | STRUCTURED PRODUCT | Sale (Full) | Dec. 31, 2014 | $1,001 - $15,000 | |
| JPM Contingent Autocall Apple Inc Rate/Coupon: 12.7% Matures: 12/29/2017 | STRUCTURED PRODUCT | Purchase | Dec. 26, 2014 | $1,001 - $15,000 | |
| JPM Contingent Autocall STX Inc Rate/Coupon: 11.85% Matures: 12/29/2017 | STX | OPTION | Purchase | Dec. 26, 2014 | $15,001 - $50,000 |
| JPM Contingent Autocall STX Inc Rate/Coupon: 9.75% Matures: 9/22/2017 | STX | OPTION | Sale (Full) | Dec. 24, 2014 | $15,001 - $50,000 |