| Western Asset/Claymore Inflation |
WCLN |
FUND |
Purchase
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| SPDR Gold Tr Gold Shs |
GLD |
ETF |
Purchase
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| Ishares Ibonds Dec 20 Trm Corp |
IBDO |
ETF |
Purchase
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| Ishares Ibonds Dec 18 Trm Corp |
IBDP |
ETF |
Purchase
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| Pacer Trendpilot 750 ETF |
TPIP |
ETF |
Purchase
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| Pacer Trendpilot 450 ETF |
PT45 |
ETF |
Purchase
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| FS Investment Corp Rate/Coupon: 4.0% Matures: 07/15/2019 |
|
BOND |
Sale (Full)
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| Central Fund of Canada |
CFC.TO |
FUND |
Sale (Partial)
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| Compass Minerals |
CMP |
STOCK |
Purchase
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| Acadian Timber |
|
PRIVATE EQUITY |
Sale (Full)
|
Sept. 29, 2017 |
$15,001 - $50,000 |
| Government Properties Inc Rate/Coupon: 4.0% Matures: 07/15/2022 |
|
BOND |
Purchase
|
Sept. 20, 2017 |
$15,001 - $50,000 |
| Compass Bank Rate/Coupon: 3.875% Matures: 04/10/2025 |
|
BOND |
Sale (Full)
|
Sept. 20, 2017 |
$15,001 - $50,000 |
| Hexcel Corp New |
HXL |
STOCK |
Purchase
|
Sept. 18, 2017 |
$1,001 - $15,000 |
| Mantech Intl Corp Cl A |
MTI |
STOCK |
Purchase
|
Sept. 18, 2017 |
$1,001 - $15,000 |
| Orbital ATK |
LMT |
STOCK |
Sale (Full)
|
Sept. 18, 2017 |
$1,001 - $15,000 |
| SPDR Gold Tr Gold Shs |
GLD |
ETF |
Purchase
|
Sept. 7, 2017 |
$1,001 - $15,000 |
| Central Fund of Canada |
CFC.TO |
FUND |
Purchase
|
Sept. 7, 2017 |
$1,001 - $15,000 |
| HSBC Contingent Autocall on Anadarko Petroleum Rate/Coupon: 9.0% Matures: 09/05/2017 |
APD |
OPTION |
Sale (Full)
|
Sept. 5, 2017 |
$1,001 - $15,000 |