Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| IBM Corp. (stock) NYSE | IBM | STOCK | Purchase | $1,001 - $15,000 | |
| Microsoft (stock) NASDAQ/OTC | MSFT | STOCK | Purchase | $100,001 - $250,000 | |
| Doubleline Emg Mkts Inc l | DLEM | FUND | Purchases | Oct. 19, 2018 | $1,001-15,000 |