| Cisco Systems, Inc. |
CSCO |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| The Goldman Sachs Group, Inc. |
GS |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Capital One Financial Corporation |
COF |
STOCK |
Purchase
|
July 28, 2017 |
$15,001 - $50,000 |
| Starbucks Corporation |
SBUX |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Tesla, Inc. |
TSLA |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Johnson Controls International plc |
JCI |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Citigroup Inc. |
C |
STOCK |
Purchase
|
July 25, 2017 |
$1,001 - $15,000 |
| HP Inc. |
HPQ |
STOCK |
Purchase
|
July 25, 2017 |
$1,001 - $15,000 |
| John Hancock Financial Opportunities Fund |
JHF |
FUND |
Purchase
|
July 25, 2017 |
$1,001 - $15,000 |
| Bristol-Myers Squibb Company |
BMY |
STOCK |
Sale (Partial)
|
July 13, 2017 |
$1,001 - $15,000 |
| IFF.SG - Intl Flavors & Fragr (Stuttgart) |
IFF.SG |
STOCK |
Sale (Full)
|
July 13, 2017 |
$50,001 - $100,000 |