| ACAP STRAGIC INTERVAL |
ACAP |
FUND |
Purchase
|
Nov. 30, 2020 |
$1,001 - $15,000 |
| OWENS & MINOR Rate/Coupon: 3.875% Matures: 09/15/2021 |
|
BOND |
Sale (Full)
|
Nov. 30, 2020 |
$15,001 - $50,000 |
| OWENS & MINOR Rate/Coupon: 3.875% Matures: 09/15/2021 |
|
BOND |
Sale (Full)
|
Nov. 30, 2020 |
$15,001 - $50,000 |
| Visa Inc. |
V |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| QUALCOMM Incorporated |
QCOM |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Synopsys, Inc. |
SNPS |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Barrick Gold Corporation |
GOLD |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Omega Healthcare Investors, Inc. |
OHI |
STOCK |
Sale (Full)
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Western Asset Inflation-Linked Opportunities & Inc |
WATLO |
FUND |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Telefonaktiebolaget LM Ericsson (publ) |
ERIC |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| ALPS Medical Breakthroughs ETF |
GBBM |
ETF |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Alexandria Real Estate Equities, Inc. |
ARE |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Lazard Global Total Return and Income Fund, Inc. |
LZFDX |
FUND |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Abbey Capital Futures Strategy Fund Class I |
|
FUND |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Marvell Technology Group Ltd. |
MRVL |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Bruker Corporation |
BRKR |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| ManTech International Corporation |
|
PRIVATE EQUITY |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| ACI Worldwide, Inc. |
ACIW |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Skyworks Solutions, Inc. |
SWKS |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Nuance Communications, Inc. |
NUANCE |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Aerojet Rocketdyne Holdings, Inc. |
AJRD |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Pacer Benchmark Data & Infrastructure Real Estate |
SRVR |
ETF |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| CyrusOne Inc. |
|
REAL ESTATE |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Sprott Physical Gold and Silver Trust |
CEF |
FUND |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| WW International, Inc. |
WW |
STOCK |
Sale (Full)
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| SPDR S&P Aerospace & Defense ETF |
XAR |
ETF |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| SPDR Gold Shares |
GLD |
ETF |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Genmab A/S |
GMAB |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Booz Allen Hamilton Holding Corporation |
BAH |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Cohen & Steers Limited Duration Preferred and Inco |
CSLP |
FUND |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| AbbVie Inc. |
ABBV |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| First Trust Dow Jones Internet Index Fund |
FDTK |
ETF |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Hanesbrands Inc. |
HBI |
STOCK |
Sale (Full)
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Activision Blizzard, Inc. |
ATVI |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Fortinet, Inc. |
FTNT |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| VanEck Vectors Retail ETF |
RTL |
ETF |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Intellia Therapeutics, Inc. |
NTLA |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Hartford Multifactor Developed Markets (ex-US) ETF |
GDMY |
ETF |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Pacer Trendpilot US Large Cap ETF |
PTLC |
ETF |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Pacer Trendpilot 100 ETF |
PTPX |
ETF |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Pacer Trendpilot US Mid Cap ETF |
PTMC |
ETF |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| WisdomTree U.S. SmallCap Quality Dividend Growth F |
Dequ |
ETF |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Maxar Technologies Inc. |
|
PRIVATE EQUITY |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Arena Pharmaceuticals, Inc. |
ANRN |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Goldman Sachs Access Treasury 0-1 Year ETF |
GSAL |
ETF |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Keysight Technologies, Inc. |
KEYS |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| PagSeguro Digital Ltd. |
PAGS |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Corteva, Inc. |
CTVA |
STOCK |
Sale (Partial)
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Viavi Solutions Inc. |
VIAV |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Silvergate Capital Corporation |
SI |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| CrowdStrike Holdings, Inc. |
CRWD |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| DuPont de Nemours, Inc. |
DD |
STOCK |
Sale (Partial)
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Dow Inc. |
DOW |
STOCK |
Sale (Partial)
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Datadog, Inc. |
DDOG |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| EVO Payments, Inc. |
EVOP |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Apple Inc. |
AAPL |
STOCK |
Sale (Partial)
|
Nov. 20, 2020 |
$50,001 - $100,000 |
| Corning Incorporated |
GLW |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Halliburton Company |
HAL |
STOCK |
Sale (Full)
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Pan American Silver Corp. |
PAAS |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Thermo Fisher Scientific Inc. |
TMO |
STOCK |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Lord Abbett Ultra Short Bond Fund Class F |
LABFX |
FUND |
Purchase
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| Rio Tinto Group |
RIO |
STOCK |
Purchase
|
Nov. 16, 2020 |
$1,001 - $15,000 |