| General Electric |
GE |
STOCK |
Sale (Full)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Hexcel Corp |
HXL |
STOCK |
Sale (Full)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Qualcomm Inc |
QCOM |
STOCK |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Scotts Miracle Grow |
SMG |
STOCK |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Banco Latinoamerican De Comercio Exterior S.A. |
BLX |
STOCK |
Sale (Full)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Western Asset inflation Linked Opportunity & Income Fd |
WATNX |
FUND |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Ishares China Large Cap ETF |
FXI |
ETF |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Agilent Technologies |
A |
STOCK |
Sale (Full)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Lazard Global Total Return & Income |
LZGTR |
FUND |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Packaging Corp |
PKG |
STOCK |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Fedex Corp |
FDX |
STOCK |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Altria Group |
MO |
STOCK |
Sale (Full)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Metlife |
MET |
STOCK |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Ishares MSCI Emerging Markets ETF |
EEM |
ETF |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Raytheon |
RTX |
STOCK |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Mantech Intl |
MTN |
STOCK |
Sale (Full)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| SPDR Eurostoxx 50 ETF |
FEZ |
ETF |
Sale (Full)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Zoetis Inc Class A |
ZTS |
STOCK |
Sale (Full)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| CyrusOne Inc |
|
REAL ESTATE |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Sprott Physical Gold & Silver Tr |
PHYS |
FUND |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Pentair PLC |
PNR |
STOCK |
Sale (Full)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Catalyst Millburn Hgd Strategies |
|
FUND |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Abbvie |
ABBV |
STOCK |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Ishares Ibonds Dec 20 TRM |
IBDO |
ETF |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| TenCent Holdings Ltd Unsponsored ADR |
TCEHY |
STOCK |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Algonquin Power Utils |
AQN |
STOCK |
Sale (Full)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| FT EM SC Alphadex |
|
INDEX |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| AQR Long-Short Equity |
AQLES |
FUND |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Ishares Ibonds Dec 18 TRM |
IBDE |
ETF |
Sale (Full)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Hartford Multifactor Developed Markets ETF |
HDFM |
ETF |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| DowDupont |
DW |
STOCK |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Iron Mountain |
IRM |
STOCK |
Sale (Partial)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Corning Inc |
GLW |
STOCK |
Sale (Partial)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Fifth Third Bancorp |
FITB |
STOCK |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Intel Corp |
INTC |
STOCK |
Sale (Partial)
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Tyson Foods |
TSN |
STOCK |
Purchase
|
Oct. 29, 2018 |
$1,001 - $15,000 |
| Amazon |
AMZN |
STOCK |
Purchase
|
Oct. 26, 2018 |
$1,001 - $15,000 |
| Toronto Dominion Bank Step-Up Note Rate/Coupon: 3.0% Matures: 10/31/2020 |
|
NOTE |
Purchase
|
Oct. 26, 2018 |
$1,001 - $15,000 |
| Toronto Dominion Bank Step-Up Note Rate/Coupon: 3.0% Matures: 10/31/2020 |
|
NOTE |
Purchase
|
Oct. 26, 2018 |
$1,001 - $15,000 |
| Amazon |
AMZN |
STOCK |
Purchase
|
Oct. 22, 2018 |
$1,001 - $15,000 |
| Amazon |
AMZN |
STOCK |
Purchase
|
Oct. 12, 2018 |
$1,001 - $15,000 |
| Ishares China Large Cap ETF |
FXI |
ETF |
Sale (Partial)
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| Alps ETF Trust Alps Medical |
ALPS |
ETF |
Purchase
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| Ishares Core S&P 500 ETF |
IVV |
ETF |
Sale (Partial)
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| Ishares MSCI India Small Cap |
INXS |
ETF |
Sale (Full)
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| SPDR Eurostoxx 50 ETF |
FEZ |
ETF |
Sale (Partial)
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| Victoryshares US 500 Volatility |
VUSA |
ETF |
Purchase
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| SPDR S&P Aerospace & Defense ETF |
XAR |
ETF |
Purchase
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| FT Nasdaq Cybersecurity ETF |
CIBR |
ETF |
Purchase
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| Kraneshares Bosera MSCI China A |
KACES |
ETF |
Sale (Partial)
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| Ishares US Regional Bank ETF |
KRE |
ETF |
Purchase
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| Lord Abbbett Ultra Short Bd Fund |
LASRX |
FUND |
Purchase
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| Ishares Ibonds Dec 18 Trm ETF |
IBDE |
ETF |
Sale (Full)
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| Ishares Ibonds Dec 19 Trm ETF |
IBDE |
ETF |
Purchase
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| Global X Fintech ETF |
FINX |
ETF |
Purchase
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| Fidelity Advisor Intl Capital Appreciation |
FACLX |
FUND |
Purchase
|
Oct. 9, 2018 |
$1,001 - $15,000 |
| Raytheon |
RTX |
STOCK |
Purchase
|
Oct. 5, 2018 |
$1,001 - $15,000 |