| Apollo Asset Management, Inc. 6.375% Series A Preferred Stock (AAM$A) |
AAM$A |
FIXED INCOME |
Sale
|
Sept. 22, 2023 |
$15,001 - $50,000 |
| Vector Group Ltd. (VGR) |
VGR |
STOCK |
Sale
|
Sept. 21, 2023 |
$50,001 - $100,000 |
| Hercules Capital, Inc. (HTGC) |
HTGC |
STOCK |
Purchase
|
Sept. 21, 2023 |
$1,001 - $15,000 |
| Cross Timbers Royalty Trust (CRT) |
CRT |
STOCK |
Purchase
|
Sept. 19, 2023 |
$1,001 - $15,000 |
| Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) |
DUK$A |
FIXED INCOME |
Purchase
|
Sept. 19, 2023 |
$1,001 - $15,000 |
| Arlington Asset Investment Corp 7.00% (AAIC$B) |
|
BOND |
Purchase
|
Sept. 19, 2023 |
$1,001 - $15,000 |
| Vector Group Ltd. (VGR) |
VGR |
STOCK |
Purchase
|
Sept. 18, 2023 |
$1,001 - $15,000 |
| Green Plains Partners LP - Common Units (GPP) |
GPP |
STOCK |
Sale
|
Sept. 18, 2023 |
$15,001 - $50,000 |