Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| KeyCorp Depositary Shares representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | KEY$J | FIXED INCOME | Sale | Jan. 5, 2023 | $1,001 - $15,000 |
| Regions Financial Corporation Depositary Shares Representing 1/40th Perpetual Preferred Series A (RF$A) | RF$A | FIXED INCOME | Sale | Jan. 5, 2023 | $1,001 - $15,000 |
| Southern Company (SO) | SO | STOCK | Sale | Jan. 5, 2023 | $15,001 - $50,000 |
| Southern Company (SO) | SO | STOCK | Sale | Jan. 5, 2023 | $15,001 - $50,000 |