| Ameresco, Inc. Class A (AMRC) |
AMRC |
STOCK |
Short Sale
|
March 9, 2021 |
$15,001 - $50,000 |
| CC Neuberger Principal Holdings I Class A Ordinary Shares (PCPl) |
PCPl |
FUND |
Purchase
|
Jan. 28, 2021 |
$1,001 - $15,000 |
| Pacira BioSciences, Inc. (PCRX) |
PCRX |
STOCK |
Short Sale
|
Jan. 25, 2021 |
$1,001 - $15,000 |
| DoorDash, Inc. Class A (DASH) |
DASH |
STOCK |
Purchase
|
Jan. 15, 2021 |
$15,001 |
| Blackline, Inc. (Bl) |
BL |
STOCK |
Short Sale
|
Jan. 15, 2021 |
$15,001 |
| CareDx, Inc. (CDNA) |
CDNA |
STOCK |
Sale
|
Jan. 11, 2021 |
$1,001 |
| DermTech, Inc. (DMTK) |
DMTK |
STOCK |
Purchase
|
Jan. 11, 2021 |
$1,001 |
| Ameresco, Inc. Class A (AMRC) |
AMRC |
STOCK |
Short Sale
|
Jan. 8, 2021 |
$15,001 - $50,000 |
| CareDx, Inc. (CDNA) |
CDNA |
STOCK |
Short Sale
|
Jan. 8, 2021 |
$1,001 |
| Ameresco, Inc. Class A (AMRC) |
AMRC |
STOCK |
Call Closing Transaction
|
Jan. 7, 2021 |
$1,001 - $15,000 |
| CareDx, Inc. (CDNA) |
CDNA |
STOCK |
Short Sale
|
Jan. 6, 2021 |
$15,001 |
| CNFinance Holdings limited American Depositary Shares (CNF) |
CNF |
STOCK |
Purchase
|
Jan. 6, 2021 |
$1,001 - $15,000 |
| CC Neuberger Principal Holdings I units (PCPl.u) |
PCPl.u |
FUND |
Purchase
|
Jan. 5, 2021 |
$1,001 - $15,000 |
| CNFinance Holdings limited American Depositary Shares (CNF) |
CNF |
STOCK |
Purchase
|
Jan. 4, 2021 |
$1,001 - $15,000 |
| CNFinance Holdings limited American Depositary Shares (CNF) |
CNF |
STOCK |
Purchase
|
Dec. 30, 2020 |
$1,001 - $15,000 |
| Heron Therapeutics, Inc. (APPAD) |
HRTN |
STOCK |
Short Sale
|
Dec. 30, 2020 |
$1,001 - $15,000 |
| Ameresco, Inc. Class A (AMRC) |
AMRC |
STOCK |
Purchase
|
Dec. 29, 2020 |
$1,001 - $15,000 |
| CareDx, Inc. (CDNA) |
CDNA |
STOCK |
Purchase
|
Dec. 29, 2020 |
$1,001 |
| CareDx, Inc. (CDNA) |
CDNA |
STOCK |
Purchase
|
Dec. 23, 2020 |
$1,001 |
| DoorDash, Inc. Class A (DASH) |
DASH |
STOCK |
Sale
|
Dec. 22, 2020 |
$1,001 |
| CC Neuberger Principal Holdings I Class A Ordinary Shares (PCPl) |
PCPl |
FUND |
Purchase
|
Dec. 21, 2020 |
$1,001 - $15,000 |
| Ameresco, Inc. Class A (AMRC) |
AMRC |
STOCK |
Purchase
|
Dec. 18, 2020 |
$1,001 - $15,000 |
| Yext, Inc. (YEXT) |
YEXT |
STOCK |
Purchase
|
Dec. 8, 2020 |
$1,001 - $15,000 |
| CareDx, Inc. (CDNA) |
CDNA |
STOCK |
Purchase
|
Dec. 7, 2020 |
$1,001 |
| general Finance Corporation (gFN) |
|
nan |
Purchase
|
Dec. 3, 2020 |
$1,001 - $15,000 |
| general Finance Corporation (gFN) |
|
nan |
Sale
|
Dec. 2, 2020 |
$1,001 - $15,000 |
| general Finance Corporation (gFN) |
|
nan |
Sale
|
Nov. 30, 2020 |
$1,001 - $15,000 |
| general Finance Corporation (gFN) |
|
nan |
Sale
|
Nov. 20, 2020 |
$1,001 - $15,000 |
| CareDx, Inc. (CDNA) |
CDNA |
STOCK |
Purchase
|
Nov. 16, 2020 |
$1,001 |
| Castlight Health, Inc. Class B (CSlT) |
CSLT |
STOCK |
Purchase
|
Nov. 13, 2020 |
$1,001 |
| Castlight Health, Inc. Class B (CSlT) |
CSLT |
STOCK |
Purchase
|
Nov. 13, 2020 |
$1,001 |
| Ameresco, Inc. Class A (AMRC) |
AMRC |
STOCK |
Purchase
|
Nov. 10, 2020 |
$1,001 - $15,000 |
| Ameresco, Inc. Class A (AMRC) |
AMRC |
STOCK |
Short Cover Purchase
|
Nov. 10, 2020 |
$1,001 - $15,000 |
| Apollo Endosurgery, Inc. (APEN) |
APEN |
STOCK |
Short Cover Purchase
|
Oct. 30, 2020 |
$1,001 |
| Ameresco, Inc. Class A (AMRC) |
AMRC |
STOCK |
Sale (partial)
|
Oct. 16, 2020 |
$1,001 - $15,000 |
| CM life Sciences, Inc. - unit (CMlFu) |
CMLS |
STOCK |
Purchase
|
Oct. 16, 2020 |
$1,001 - $15,000 |
| CM life Sciences, Inc. - unit (CMlFu) |
CMLS |
STOCK |
Purchase
|
Oct. 15, 2020 |
$1,001 - $15,000 |
| CM life Sciences, Inc. - Class A (CMlF) |
CMLS |
STOCK |
Purchase
|
Oct. 14, 2020 |
$1,001 - $15,000 |
| CareDx, Inc. (CDNA) |
CDNA |
STOCK |
Sale
|
Oct. 9, 2020 |
$1,001 |
| OraSure Technologies, Inc. (OSuR) |
OSUR |
STOCK |
Short Cover Purchase
|
Oct. 8, 2020 |
$1,001 - $15,000 |
| Meridian Bioscience Inc. (VIVO) |
VIVO |
STOCK |
Sale
|
Sept. 16, 2020 |
$1,001 |
| Merck & Company, Inc. Common Stock (MRK) |
MRK |
STOCK |
Purchase
|
Aug. 26, 2020 |
$15,001 |
| Castlight Health, Inc. Class B (CSlT) |
CSLT |
STOCK |
Sale
|
July 27, 2020 |
$1,001 |
| Celcuity Inc. (CElC) |
CELC |
STOCK |
Purchase
|
June 23, 2020 |
$1,001 - $15,000 |
| Celcuity Inc. (CElC) |
CELC |
STOCK |
Purchase
|
June 22, 2020 |
$1,001 - $15,000 |
| Biolife Solutions Inc. NEW (BlFSD) |
BLFS |
STOCK |
Short Sale
|
June 19, 2020 |
$1,001 |
| TFF Pharmaceuticals, Inc. (TFFP) |
TFFP |
STOCK |
Purchase
|
June 11, 2020 |
$1,001 - $15,000 |
| Navigator Holdings ltd. Ordinary Shares (NVIgF) |
NVIGF |
STOCK |
Purchase
|
June 3, 2020 |
$1,001 |
| Flexion Therapeutics, Inc. (FlXN) |
FLXN |
STOCK |
Sale
|
May 12, 2020 |
$1,001 - $15,000 |
| Flexion Therapeutics, Inc. (FlXN) |
FLXN |
STOCK |
Sale
|
May 11, 2020 |
$1,001 - $15,000 |
| Onto Innovation Inc. (ONTO) |
ONTO |
STOCK |
Short Cover Purchase
|
April 30, 2020 |
$1,001 - $15,000 |
| Regency Centers Corporation (REg) |
REG |
STOCK |
Short Cover Purchase
|
March 25, 2020 |
$15,001 |
| Chembio Diagnostics, Inc. (CEMI) |
CEMI |
STOCK |
Sale
|
March 24, 2020 |
$1,001 - $15,000 |
| Everbridge, Inc. (EVBg) |
EVBG |
STOCK |
Sale
|
March 20, 2020 |
$1,001 - $15,000 |
| Everbridge, Inc. (EVBg) |
EVBG |
STOCK |
Sale
|
March 13, 2020 |
$1,001 - $15,000 |
| Hormel Foods Corporation (HRl) |
HRL |
STOCK |
Short Cover Purchase
|
March 3, 2020 |
$15,001 - $50,000 |
| Anika Therapeutics Inc. (ANIK) |
ANIK |
STOCK |
Short Cover Purchase
|
Feb. 28, 2020 |
$1,001 - $15,000 |
| Anika Therapeutics Inc. (ANIK) |
ANIK |
STOCK |
Call Option
|
Feb. 27, 2020 |
$1,001 - $15,000 |
| Taubman Centers, Inc. (TCO) |
TCO |
REAL ESTATE |
Short Sale
|
Feb. 12, 2020 |
$1,001 - $15,000 |
| Anika Therapeutics Inc. (ANIK) |
ANIK |
STOCK |
Short Sale
|
Jan. 28, 2020 |
$1,001 - $15,000 |
| Profound Medical Corp. common stock (PROF) |
PROF |
STOCK |
Short Sale
|
Jan. 27, 2020 |
$1,001 |
| Talend S.A. - American Depositary Shares (TlND) |
TLND |
STOCK |
Short Sale
|
Jan. 27, 2020 |
$15,001 - $50,000 |
| Zuora, Inc. Class A (ZuO) |
ZUORA |
STOCK |
Purchase
|
Jan. 27, 2020 |
$1,001 - $15,000 |
| Five9, Inc. (FIVN) |
FIVN |
STOCK |
Sale
|
Jan. 27, 2020 |
$1,001 - $15,000 |
| Five9, Inc. (FIVN) |
FIVN |
STOCK |
Sale
|
Jan. 24, 2020 |
$1,001 - $15,000 |
| Everbridge, Inc. (EVBg) |
EVBG |
STOCK |
Sale
|
Jan. 24, 2020 |
$15,001 |
| Profound Medical Corp. common stock (PROF) |
PROF |
STOCK |
Short Sale
|
Jan. 14, 2020 |
$1,001 |
| Instructure Holdings, Inc. (INST) |
INST |
STOCK |
Sale
|
Jan. 6, 2020 |
$15,001 - $50,000 |
| New Relic, Inc. (NEWR) |
|
STOCK |
Purchase
|
Dec. 17, 2019 |
$1,001 |
| BellRing Brands, Inc. Class A (BRBR) |
BRBR |
STOCK |
Purchase
|
Dec. 17, 2019 |
$15,001 |
| Regency Centers Corporation (REg) |
REG |
STOCK |
Short Cover Purchase
|
Nov. 29, 2019 |
$15,001 |
| Post Holdings, Inc. (POST) |
POST |
STOCK |
Short Cover Purchase
|
Nov. 29, 2019 |
$15,001 |
| Peloton Interactive, Inc. (PTON) |
PTON |
STOCK |
Short Sale
|
Nov. 21, 2019 |
$15,001 - $50,000 |
| J.M. Smucker Company (SJM) |
SJM |
STOCK |
Short Sale
|
Nov. 15, 2019 |
$1,001 - $15,000 |
| Zuora, Inc. Class A (ZuO) |
ZUORA |
STOCK |
Purchase
|
Nov. 14, 2019 |
$1,001 - $15,000 |
| Yext, Inc. (YEXT) |
YEXT |
STOCK |
Purchase
|
Nov. 14, 2019 |
$1,001 - $15,000 |
| Zuora, Inc. Class A (ZuO) |
ZUORA |
STOCK |
Purchase
|
Nov. 13, 2019 |
$1,001 - $15,000 |
| Tabula Rasa HealthCare, Inc. (TRHC) |
TRHC |
STOCK |
Short Cover Purchase
|
Nov. 13, 2019 |
$1,001 - $15,000 |
| Tabula Rasa HealthCare, Inc. (TRHC) |
TRHC |
STOCK |
Short Cover Purchase
|
Nov. 12, 2019 |
$1,001 - $15,000 |
| Restaurant Brands International Inc. Common Shares (QSR) |
QSR |
STOCK |
Not Specified
|
Oct. 30, 2019 |
$1,001 |
| Anika Therapeutics Inc. (ANIK) |
ANIK |
STOCK |
Short Cover Purchase
|
Oct. 29, 2019 |
$1,001 - $15,000 |
| Kellogg Company (K) |
K |
STOCK |
Sale
|
Oct. 29, 2019 |
$15,001 |
| Regency Centers Corporation (REg) |
REG |
STOCK |
Short Sale
|
Oct. 29, 2019 |
$15,001 |
| Peloton Interactive, Inc. (PTON) |
PTON |
STOCK |
Short Sale
|
Oct. 24, 2019 |
$1,001 - $15,000 |
| BellRing Brands, Inc. Class A (BRBR) |
BRBR |
STOCK |
Short Sale
|
Oct. 24, 2019 |
$1,001 |
| BellRing Brands, Inc. Class A (BRBR) |
BRBR |
STOCK |
Short Cover Purchase
|
Oct. 23, 2019 |
$1,001 |
| Castlight Health, Inc. Class B (CSlT) |
CSLT |
STOCK |
Purchase
|
Oct. 22, 2019 |
$1,001 - $15,000 |
| Castlight Health, Inc. Class B (CSlT) |
CSLT |
STOCK |
Purchase
|
Oct. 21, 2019 |
$1,001 - $15,000 |
| Pool Corporation (POOl) |
POOL |
STOCK |
Short Sale
|
Oct. 17, 2019 |
$15,001 - gfedc |
| Castlight Health, Inc. Class B (CSlT) |
CSLT |
STOCK |
Purchase
|
Oct. 16, 2019 |
$1,001 - $15,000 |
| Castlight Health, Inc. Class B (CSlT) |
CSLT |
STOCK |
Purchase
|
Oct. 15, 2019 |
$1,001 - $15,000 |
| Restaurant Brands International Inc. Common Shares (QSR) |
QSR |
STOCK |
Short Sale
|
Oct. 4, 2019 |
$15,001 - $50,000 |
| Peloton Interactive, Inc. (PTON) |
PTON |
STOCK |
Short Cover Purchase
|
Oct. 1, 2019 |
$15,001 - $50,000 |
| Tapestry, Inc. (TPR) |
TPR |
STOCK |
Short Cover Purchase
|
Sept. 24, 2019 |
$15,001 - $50,000 |
| J.M. Smucker Company (SJM) |
SJM |
STOCK |
Short Sale
|
Aug. 29, 2019 |
$1,001 - $15,000 |
| 8x8 Inc (EgHT) |
EGHT |
STOCK |
Sale (partial)
|
Aug. 16, 2019 |
$1,001 - $15,000 |
| MicroStrategy Incorporated - Class A (MSTR) |
MSTR |
STOCK |
Purchase
|
Aug. 16, 2019 |
$1,001 |
| Dave & Buster's Entertainment |
PLAY |
STOCK |
Purchase
|
Aug. 9, 2019 |
$15,001 - gfedc |
| Anika Therapeutics Inc. (ANIK) |
ANIK |
STOCK |
Short Sale
|
Aug. 1, 2019 |
$50,001 |
| Anika Therapeutics Inc. (ANIK) |
ANIK |
STOCK |
Short Sale
|
July 29, 2019 |
$1,001 - $15,000 |
| Pool Corporation (POOl) |
POOL |
STOCK |
Short Sale
|
July 22, 2019 |
$15,001 - $50,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Short Sale
|
July 12, 2019 |
$15,001 - $50,000 |
| MicroStrategy Incorporated - Class A (MSTR) |
MSTR |
STOCK |
Sale
|
July 11, 2019 |
$1,001 |
| Kellogg Company (K) |
K |
STOCK |
Sale
|
July 8, 2019 |
$1,001 |
| Blackline, Inc. (Bl) |
BL |
STOCK |
Purchase
|
July 5, 2019 |
$1,001 |
| Hormel Foods Corporation (HRl) |
HRL |
STOCK |
Short Sale
|
July 1, 2019 |
$15,001 - $50,000 |
| Kellogg Company (K) |
K |
STOCK |
Short Sale
|
June 27, 2019 |
$1,001 - $15,000 |
| Equinix, Inc. (EQIX) |
EQIX |
STOCK |
Sale
|
June 19, 2019 |
$1,001 |
| Tanger Factory Outlet Centers, Inc. (SKT) |
SKT |
STOCK |
Short Sale
|
June 4, 2019 |
$15,001 - $50,000 |
| Yext, Inc. (YEXT) |
YEXT |
STOCK |
Purchase
|
June 4, 2019 |
$1,001 - $15,000 |
| Macerich Company (MAC) |
MAC |
REAL ESTATE |
Purchase
|
May 31, 2019 |
$1,001 |
| Pacira BioSciences, Inc. (PCRX) |
PCRX |
STOCK |
Short Sale
|
May 31, 2019 |
$15,001 - $50,000 |
| Tesla, Inc. (TSlA) |
TSLA |
STOCK |
Purchase
|
May 7, 2019 |
$15,001 - $50,000 |
| Restaurant Brands International Inc. Common Shares (QSR) |
QSR |
STOCK |
Short Cover Purchase
|
May 2, 2019 |
$15,001 - $50,000 |
| Colgate-Palmolive Company (Cl) |
CL |
STOCK |
Sale (Short Sale)
|
April 30, 2019 |
$1,001 - $15,000 |
| Tesla, Inc. (TSlA) |
TSLA |
STOCK |
Sale
|
April 25, 2019 |
$1,001 - $15,000 |
| Tesla, Inc. (TSlA) |
TSLA |
STOCK |
Sale
|
April 8, 2019 |
$15,001 - $50,000 |
| Viomi Technology Co., ltd - American Depositary Shares (VIOT) |
VIOT |
STOCK |
Purchase
|
April 8, 2019 |
$1,001 - $15,000 |
| Dave & Buster's Entertainment, S |
PLAY |
STOCK |
Sale
|
April 5, 2019 |
$1,001 |
| Viomi Technology Co., ltd - American Depositary Shares (VIOT) |
VIOT |
STOCK |
Purchase
|
April 2, 2019 |
$1,001 - $15,000 |
| Flexion Therapeutics, Inc. (FlXN) |
FLXN |
STOCK |
Purchase
|
March 26, 2019 |
$1,001 - $15,000 |
| Everbridge, Inc. (EVBg) |
EVBG |
STOCK |
Sale
|
March 26, 2019 |
$1,001 |
| Domo, Inc. - Class B (DOMO) |
DOMO |
STOCK |
Purchase
|
March 20, 2019 |
$15,001 |
| 8x8 Inc (EgHT) |
EGHT |
STOCK |
Sale (partial)
|
March 18, 2019 |
$15,001 - $50,000 |
| Domo, Inc. - Class B (DOMO) |
DOMO |
STOCK |
Purchase
|
March 6, 2019 |
$15,001 |
| J.M. Smucker Company (SJM) |
SJM |
STOCK |
Short Sale
|
Feb. 28, 2019 |
$15,001 - $50,000 |
| Yext, Inc. (YEXT) |
YEXT |
STOCK |
Purchase
|
Feb. 19, 2019 |
$15,001 - $50,000 |
| Kellogg Company (K) |
K |
STOCK |
Short Sale
|
Feb. 11, 2019 |
$15,001 - $50,000 |
| Post Holdings, Inc. (POST) |
POST |
STOCK |
Short Sale
|
Feb. 5, 2019 |
$1,001 |
| Norwegian Cruise line Holdings ltd. Ordinary Shares (NClH) |
NCLH |
STOCK |
Sale
|
Feb. 4, 2019 |
$1,001 |
| Colgate-Palmolive Company (Cl) |
CL |
STOCK |
Sale (Short Sale)
|
Jan. 29, 2019 |
$1,001 - $15,000 |
| Post Holdings, Inc. (POST) |
POST |
STOCK |
Short Sale
|
Jan. 28, 2019 |
$1,001 |
| Castlight Health, Inc. Class B (CSlT) |
CSLT |
STOCK |
Purchase
|
Jan. 25, 2019 |
$1,001 - $15,000 |
| Simon Property group, Inc. (SPg) |
SPG |
STOCK |
Short Cover Purchase
|
Jan. 23, 2019 |
$1,001 - $15,000 |