Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Assembly biosciences, Inc. (ASMb) | ASMB | STOCK | Purchase | Dec. 28, 2020 | $1,001 - $15,000 |
| Reata Pharmaceuticals, Inc. - Class A (RETA) | RETA | STOCK | Purchase | Dec. 28, 2020 | $1,001 - $15,000 |
| Sorrento Therapeutics, Inc. (SRNE) | SRNE | STOCK | Purchase | Dec. 28, 2020 | $1,001 - $15,000 |