| Tesla, Inc. (TSlA) |
TSLA |
STOCK |
Purchase
|
Oct. 29, 2020 |
$1,001 - $15,000 |
| AlPS Sector Dividend Dogs ETF (SDOg) |
SDOG |
ETF |
Sale
|
Oct. 29, 2020 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Sale
|
Oct. 29, 2020 |
$1,001 - $15,000 |
| International business Machines Corporation (IbM) |
IBM |
STOCK |
Purchase
|
Oct. 29, 2020 |
$1,001 - $15,000 |
| PayPal Holdings, Inc. (PYPl) |
PYPL |
STOCK |
Purchase
|
Oct. 29, 2020 |
$1,001 - $15,000 |
| Salesforce.com Inc (CRM) |
CRM |
STOCK |
Purchase
|
Oct. 29, 2020 |
$1,001 - $15,000 |
| American Electric Power Company, Inc. (AEP) |
AEP |
STOCK |
Sale (partial)
|
Oct. 29, 2020 |
$1,001 - $15,000 |
| ARK genomic Revolution ETF (ARKg) |
ARKG |
ETF |
Purchase
|
Oct. 29, 2020 |
$1,001 - $15,000 |
| AT&T Inc. (T) |
T |
STOCK |
Sale
|
Oct. 29, 2020 |
$1,001 - $15,000 |
| baidu, Inc. - American Depositary Shares, each representing one tenth Class A ordinary share (bIDU) |
BIDU |
STOCK |
Purchase
|
Oct. 29, 2020 |
$1,001 - $15,000 |
| global X NASDAQ-100 Covered Call ETF (QYlD) |
QYLD |
ETF |
Sale (partial)
|
Oct. 29, 2020 |
$1,001 - $15,000 |
| Amazon.com, Inc. (AMZN) |
AMZN |
STOCK |
Sale (partial)
|
Oct. 21, 2020 |
$1,001 - $15,000 |
| Alphabet Inc. - Class A (gOOgl) |
GOOGL |
STOCK |
Sale (partial)
|
Oct. 21, 2020 |
$1,001 - $15,000 |
| Hannon Armstrong Sustainable Infrastructure Capital, Inc. (HASI) |
HASI |
STOCK |
Sale (partial)
|
Oct. 14, 2020 |
$1,001 - $15,000 |
| ARK Innovation ETF (ARKK) |
ARKK |
ETF |
Sale (partial)
|
Oct. 14, 2020 |
$1,001 - $15,000 |