Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| The Blackstone group Inc. Class A (BX) [ST] | BX | STOCK | Purchase | Oct. 28, 2020 | $1,001 - $15,000 |
| Duke Energy Progr 3.7%28 Due 09/01/28 [CS] | BOND | Purchase | Oct. 16, 2020 | $15,001 - $50,000 |