| Alibaba group Holding Limited American Depositary Shares (BABA) |
BABA |
STOCK |
S
|
Oct. 9, 2020 |
$15,001 - $50,000 |
| Blackrock Advantage Large Cap - MALRX |
MALRX |
FUND |
P
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| BlackRock Credit Allocation Income Trust (BTZ) |
BTZ |
FUND |
S
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Blackrock Debt Strategies Fund, Inc. (DSU) |
DSU |
FUND |
S
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Blackrock Emerging Markets Fund - MADCX |
MADCX |
FUND |
P
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Blackrock High Yield Municipal Fund - MAYHX |
MAYHX |
FUND |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Blackrock National Municipal Fund - MANLX |
MANLX |
FUND |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Blackrock Technologies Opportunity Fund - BgSIX |
BgSIX |
FUND |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Eaton Vance Limited Duration Income Fund Common Shares of Beneficial Interest (EVV) |
EVV |
FUND |
Sale
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Energy Transfer LP Common Units (ET) |
ET |
STOCK |
Sale
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Ford Motor Company (F) |
F |
STOCK |
Sale
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| global X Super Dividend ETF (DIV) |
DIV |
ETF |
Sale
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| goldman Sachs Dynamic Muni Income Fund |
GDMI |
FUND |
Sale
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Hartford Core Equity Fund |
HNEIX |
FUND |
Purchase
|
Oct. 9, 2020 |
$15,001 |
| iShares 20+ Year Treasury Bond ETF (TLT) |
TLT |
ETF |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| iShares 7-10 Year Treasury Bond ETF (IEF) |
IEF |
ETF |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| iShares Core MSCI EAFE ETF (IEFA) |
IEFA |
ETF |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| iShares Core S&P 500 ETF (IVV) |
IVV |
ETF |
Purchase
|
Oct. 9, 2020 |
$15,001 - $50,000 |
| iShares Core S&P Small-Cap ETF (IJR) |
IJR |
ETF |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| iShares ESG Aware MSCI USA ETF (ESGU) |
ESGU |
ETF |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| iShares International Select Dividend ETF (IDV) |
IDV |
ETF |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| iShares MSCI EAFE growth ETF (EFg) |
EFG |
ETF |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| iShares MSCI USA Min Vol Factor ETF (USMV) |
USMV |
ETF |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| iShares MSCI USA Value Factor ETF (VLUE) |
VLUE |
ETF |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| iShares U.S. Medical Devices ETF (IHI) |
IHI |
ETF |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Nintendo Co Ltd ADR (NTDOY) |
NTDOY |
STOCK |
Sale
|
Oct. 9, 2020 |
$15,001 - $50,000 |
| Pimco Investments Income Inst'l (PIMIX) |
PIMIX |
FUND |
Sale
|
Oct. 9, 2020 |
$15,001 - $50,000 |
| Pimco Municipal Bond Fund - PMUPX |
PMUPX |
FUND |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Rivernorth Funds Doubleline Strategic Income |
RNDSX |
FUND |
Sale
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| SPDR Blackstone gSO Senior Loan S ETF (SRLN) |
SRLN |
ETF |
Sale
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Vanguard Div Appreciation ETF (VIG) |
VIG |
ETF |
Sale
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| Vanguard Total Stock Market ETF (VTI) |
VTI |
ETF |
Sale
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| WCM Focused Int'l growth [OT] |
|
FUND |
Sale
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| WisdomTree CBOE S&P 500 PutWrite Strategy Fund (PUTW) |
PUTW |
ETF |
Sale
|
Oct. 9, 2020 |
$1,001 - $15,000 |
| WisdomTree Emerging Markets Ex-State Owned Enterprises Fund (XSOE) |
XSOE |
ETF |
Purchase
|
Oct. 9, 2020 |
$1,001 - $15,000 |