| BANK NOVA SCOTIA 0% 1Y: LKd EURO STOXX 50 INdEX dUE 09/24/2020 CPN 0.000% dUE 09/24/20 |
|
BOND |
Redemption
|
|
nan |
| Abbott Laboratories (AbT) |
ABT |
STOCK |
Purchase
|
Sept. 28, 2020 |
$15,001 - $50,000 |
| JPMORgAN CHASE & CO FIX/FLT JR SbRdNTd PERP MAT CLLb NRA TAXAbLE CPN 4.051% dUE 12/29/49 |
JPM |
BOND |
Purchase
|
Sept. 28, 2020 |
$50,000 |
| Abbott Laboratories (AbT) |
ABT |
STOCK |
Purchase
|
Sept. 28, 2020 |
$50,001 - $100,000 |
| bANK NOVA SCOTIA 0% 1Y: LKd EURO STOXX 50 INdEX dUE 09/24/2020 CPN 0.000% dUE 09/24/20 |
|
BOND |
Sale
|
Sept. 24, 2020 |
$15,001 - $50,000 |
| Vanguard Consumer Staples ETF (VdC) |
VDC |
ETF |
Sale
|
Sept. 21, 2020 |
$15,001 |
| Vanguard Consumer Staples ETF (VdC) |
VDC |
ETF |
Sale
|
Sept. 21, 2020 |
$50,001 |
| First Trust NASdAQ Cybersecurity ETF (CIbR) |
CIBR |
ETF |
Purchase
|
Sept. 21, 2020 |
$50,000 |
| Principal U.S. Mega-Cap ETF |
PMCG |
ETF |
Purchase
|
Sept. 21, 2020 |
$1,001 - $15,000 |
| Vanguard Consumer Staples ETF (VdC) |
VDC |
ETF |
Sale
|
Sept. 21, 2020 |
$15,001 |
| FIFTH THIRd bANCORP FIX TO FLT JR SbRdNTd CALLAbLE PERPTL CPN 5.100% dUE 12/31/49 |
FITB |
BOND |
Purchase
|
Sept. 21, 2020 |
$50,000 |
| JP Morgan Chase & Co. (JPM) |
JPM |
STOCK |
Sale
|
Sept. 9, 2020 |
$50,000 |
| JP Morgan Chase & Co. (JPM) |
JPM |
STOCK |
Sale
|
Sept. 8, 2020 |
$50,000 |
| Intuit Inc. (INTU) |
INTU |
STOCK |
Sale
|
Sept. 8, 2020 |
$50,000 |
| Principal U.S. Mega-Cap ETF (USMC) |
USMC |
ETF |
Sale
|
Sept. 8, 2020 |
$15,001 |
| SPdR S&P 500 (SPY) |
SPY |
ETF |
Sale
|
Sept. 8, 2020 |
$15,001 |
| Apple Inc. (AAPL) |
AAPL |
STOCK |
Sale
|
Sept. 8, 2020 |
$15,001 - $50,000 |
| Apple Inc. (AAPL) |
AAPL |
STOCK |
Sale
|
Sept. 8, 2020 |
$15,001 - $50,000 |
| Alphabet Inc. - Class A (gOOgL) |
GOOGL |
STOCK |
Purchase
|
Sept. 8, 2020 |
$15,001 - $50,000 |
| Vanguard div Appreciation ETF (VIg) |
VIG |
ETF |
Sale
|
Sept. 8, 2020 |
$50,001 |