Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| salient MlP Fund [HN] | FUND | Sale | Dec. 31, 2019 | $100,001 - $250,000 | |
| superior Energy services, Inc. (sPN) [sT] | SPN | STOCK | Purchase | Dec. 19, 2019 | $1,001 - $15,000 |
| Hyatt Hotels Corp Notes; 03/15/2026; 4.85% [Cs] | NOTE | Purchase | Dec. 6, 2019 | $50,001 - $100,000 |