| Centurylink, Inc. (CTl) |
CTL |
STOCK |
Purchase
|
June 20, 2019 |
$1,001 - $15,000 |
| abbott laboratories (abT) |
ABT |
STOCK |
Purchase
|
June 20, 2019 |
$1,001 - $15,000 |
| albemarle Corporation (alb) |
ALB |
STOCK |
Purchase
|
June 20, 2019 |
$1,001 - $15,000 |
| alliance Data systems Corporation (aDs) |
ADS |
STOCK |
Purchase
|
June 20, 2019 |
$1,001 - $15,000 |
| Cardinal Health, Inc. (CaH) |
CAH |
STOCK |
Sale
|
June 20, 2019 |
$1,001 - $15,000 |
| 3M Company (MMM) |
MMM |
STOCK |
Purchase
|
June 20, 2019 |
$1,001 - $15,000 |
| Charles schwab Corporation (sCHW) |
SCHW |
STOCK |
Sale (partial)
|
June 20, 2019 |
$1,001 - $15,000 |
| CVs Health Corporation (CVs) |
CVS |
STOCK |
Sale (partial)
|
June 20, 2019 |
$1,001 - $15,000 |
| Dow Inc. (DoW) |
DOW |
STOCK |
Sale (partial)
|
June 20, 2019 |
$1,001 - $15,000 |
| DXC Technology Company (DXC) |
DXC |
STOCK |
Sale
|
June 20, 2019 |
$1,001 - $15,000 |
| E*Trade Financial Corp VaR RT s (partial) |
ETFC |
STOCK |
Sale
|
June 20, 2019 |
$1,001 - $15,000 |
| FedEx Corporation (FDX) [sT] |
FDX |
STOCK |
Sale
|
June 20, 2019 |
$1,001 - $15,000 |
| gap, Inc. (gPs) [sT] |
GPS |
STOCK |
Sale
|
June 20, 2019 |
$1,001 - $15,000 |
| HD supply Holdings, Inc. (HDs) |
|
STOCK |
Purchase
|
June 20, 2019 |
$1,001 - $15,000 |
| l brands, Inc. (lb) [sT] |
LB |
STOCK |
Purchase
|
June 20, 2019 |
$1,001 - $15,000 |
| lincoln CNTY NC REF unlimited P 5.0%; Due 06/01/24 |
|
BOND |
Purchase
|
June 20, 2019 |
$15,001 - $50,000 |
| linde plc ordinary share (lIN) |
LIN |
STOCK |
Sale (partial)
|
June 20, 2019 |
$1,001 - $15,000 |
| Macy's Inc (M) |
M |
STOCK |
Purchase
|
June 20, 2019 |
$1,001 - $15,000 |
| Medtronic plc. ordinary shares (MDT) |
MDT |
STOCK |
Sale (partial)
|
June 20, 2019 |
$1,001 - $15,000 |
| Newell brands Inc. (NWl) |
NWL |
STOCK |
Purchase
|
June 20, 2019 |
$1,001 - $15,000 |
| Newmont goldcorp Corporation (NEM) |
NEM |
STOCK |
Purchase
|
June 20, 2019 |
$1,001 - $15,000 |
| Northern aZ univ Ref-sys 5.0%; Due 06/01/19 |
|
BOND |
Sale
|
June 20, 2019 |
$15,001 - $50,000 |
| Philip Morris International Inc (PM) |
PM |
STOCK |
Sale
|
June 20, 2019 |
$1,001 - $15,000 |
| The Kraft Heinz Company (KHC) |
KHC |
STOCK |
Purchase
|
June 20, 2019 |
$1,001 - $15,000 |
| Westrock Company (WRK) |
WRK |
STOCK |
Sale
|
June 20, 2019 |
$1,001 - $15,000 |
| biogen Inc. (bIIb) |
BIIB |
STOCK |
Purchase
|
June 20, 2019 |
$1,001 - $15,000 |
| PNC Financial services |
PNC |
STOCK |
Sale (partial)
|
June 19, 2019 |
$1,001 - $15,000 |
| Voya Financial Inc PFD 5.35% |
VOYPF |
FIXED INCOME |
Purchase
|
June 19, 2019 |
$1,001 - $15,000 |
| E*Trade Financial Corp VaR RT s (partial) |
ETFC |
STOCK |
Sale
|
June 18, 2019 |
$1,001 - $15,000 |
| Charles schwab Corp PFD 5.95% |
SCHWP |
FIXED INCOME |
Purchase
|
June 17, 2019 |
$1,001 - $15,000 |
| goldman sachs group Inc Var RT s |
GS |
BOND |
Sale
|
June 12, 2019 |
$1,001 - $15,000 |
| goldman sachs group Inc Var RT P |
GS-P |
FIXED INCOME |
Purchase
|
June 12, 2019 |
$1,001 - $15,000 |
| Voya Financial Inc PFD 5.35% |
VOYPF |
FIXED INCOME |
Purchase
|
June 11, 2019 |
$1,001 - $15,000 |
| Nestle sa sponsored aDR representing Registered shares series b (NsRgY) |
NsRgY |
STOCK |
Sale (partial)
|
June 11, 2019 |
$1,001 - $15,000 |
| Cerner Corporation (CERN) |
CERN |
STOCK |
Sale (partial)
|
June 11, 2019 |
$1,001 - $15,000 |
| unitedHealth group Incorporated (uNH) |
UNH |
STOCK |
Purchase
|
June 7, 2019 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Sale (partial)
|
June 7, 2019 |
$1,001 - $15,000 |
| booking Holdings Inc. (bKNg) |
BKNG |
STOCK |
Purchase
|
June 7, 2019 |
$1,001 - $15,000 |
| Charles schwab Corp |
SCHW |
STOCK |
Sale (partial)
|
June 6, 2019 |
$1,001 - $15,000 |
| booking Holdings Inc. (bKNg) |
BKNG |
STOCK |
Purchase
|
June 6, 2019 |
$1,001 - $15,000 |
| athene Holding ltd PFD 6.35% |
ATHNP |
FIXED INCOME |
Purchase
|
June 5, 2019 |
$15,001 - $50,000 |
| booking Holdings Inc. (bKNg) |
BKNG |
STOCK |
Purchase
|
June 5, 2019 |
$1,001 - $15,000 |
| Nisource Inc PFD 6.5% Preferred security |
NI-P |
FIXED INCOME |
Sale
|
June 5, 2019 |
$1,001 - $15,000 |
| oracle Corporation (oRCl) |
ORCL |
STOCK |
Sale
|
June 5, 2019 |
$1,001 - $15,000 |
| goldman sachs group, Inc Var Rt s (partial) |
GS |
BOND |
Sale
|
June 5, 2019 |
$1,001 - $15,000 |
| oracle Corporation (oRCl) |
ORCL |
STOCK |
Sale (partial)
|
June 4, 2019 |
$1,001 - $15,000 |
| HD supply Holdings, Inc. (HDs) |
|
STOCK |
Purchase
|
June 3, 2019 |
$1,001 - $15,000 |