Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Rand Capital Corporation - Common Stock (RaND) | RaND | STOCK | Sale (partial) | June 7, 2019 | $1,001 - $15,000 |
| Rand Capital Corporation - Common Stock (RaND) | RaND | STOCK | Sale (partial) | June 4, 2019 | $1,001 - $15,000 |
| Rand Capital Corporation - Common Stock (RaND) | RaND | STOCK | Sale (partial) | June 3, 2019 | $1,001 - $15,000 |