| E*Trade Financial Corp VaR RT |
ETFC |
STOCK |
s (partial)
|
April 23, 2019 |
$1,001 - $15,000 |
| E*Trade Financial Corp VaR RT |
ETFC |
STOCK |
s (partial)
|
April 23, 2019 |
$1,001 - $15,000 |
| Regions Financial Corp PFD 5.7% |
RFG.PR |
FIXED INCOME |
Purchase
|
April 23, 2019 |
$15,001 - $50,000 |
| Nisource Inc. PFD 6.5% |
NI.PR.G |
FIXED INCOME |
s (partial)
|
April 16, 2019 |
$1,001 - $15,000 |
| goldman sachs group Inc Var RT |
GS |
BOND |
s (partial)
|
April 9, 2019 |
$1,001 - $15,000 |
| Nisource Inc PFD 6.5% |
NI-P |
FIXED INCOME |
s (partial)
|
April 5, 2019 |
$1,001 - $15,000 |
| Chubb limited (Cb) |
CB |
STOCK |
s (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| Dollar general Corporation (Dg) |
DG |
STOCK |
s (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| Dollar Tree, Inc. (DlTR) |
DLTR |
STOCK |
s (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| ebay Inc. (EbaY) |
EBAY |
STOCK |
s (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| Expeditors International of Washington, Inc. (EXPD) |
EXPD |
STOCK |
s (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| Fox Corporation - Class a (FoXa) |
FOXA |
STOCK |
s (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| Fox Corporation - Class b (FoX) |
FOXA |
STOCK |
s (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| Franklin Resources, Inc. (bEN) |
BEN |
STOCK |
s (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| Honeywell International Inc. (HoN) |
HON |
STOCK |
s (partial)
|
April 4, 2019 |
$15,001 - $50,000 |
| JP Morgan Chase & Co. (JPM) |
JPM |
STOCK |
s (partial)
|
April 4, 2019 |
$15,001 - $50,000 |
| louisville & Jefferson County KY Met gov ser |
|
BOND |
P
|
April 4, 2019 |
$15,001 - $50,000 |
| Masco Corporation (Mas) |
MAS |
STOCK |
s (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| Nestle sa sponsored aDR series b (NsRgY) |
NSRGY |
STOCK |
s (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| Nextera Energy Capital VaR RT |
NEE |
STOCK |
P
|
April 4, 2019 |
$1,001 - $15,000 |
| Nutrien ltd. Common shares (NTR) |
NTR |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| omnicom group Inc. (oMC) |
OMC |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| oracle Corporation (oRCl) |
ORCL |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| PaCCaR Inc. (PCaR) |
PCAR |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| PPg Industries, Inc. (PPg) |
PPG |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| Quest Diagnostics Incorporated (DgX) |
DGX |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| schlumberger N.V. (slb) |
SLB |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| Corp Var Rate PFD |
|
FIXED INCOME |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| smith & Nephew sNaTs, Inc. (sNN) |
SNN |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| stanley black & Decker, Inc. Corp unit 2013 (sWH) |
SWK |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| TE Connectivity ltd. New switzerland Registered shares (TEl) |
TEL |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| TJX Companies, Inc. (TJX) |
TJX |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| unilever PlC (ul) |
UL |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| unitedHealth group Incorporated Common stock (uNH) |
UNH |
STOCK |
Sale (partial)
|
April 4, 2019 |
$1,001 - $15,000 |
| accenture plc Class a ordinary shares (aCN) |
ACN |
STOCK |
partial
|
April 4, 2019 |
$1,001 - $15,000 |
| Vodafone group PlC VaR RT P 04/04/2079 DTD |
VOD |
BOND |
Sale
|
April 4, 2019 |
$1,001 - $15,000 |
| bank of america Corp Var RT |
BAC |
BOND |
partial
|
April 4, 2019 |
$1,001 - $15,000 |
| bank of New York Mellon Corporation (bK) |
BK |
STOCK |
partial
|
April 4, 2019 |
$1,001 - $15,000 |
| berkshire Hathaway Inc. New (bRK.b) |
BRK.B |
STOCK |
partial
|
April 4, 2019 |
$15,001 - $50,000 |
| Centurylink, Inc. (CTl) |
CTL |
STOCK |
partial
|
April 4, 2019 |
$1,001 - $15,000 |
| Cerner Corporation (CERN) |
CERN |
STOCK |
partial
|
April 4, 2019 |
$1,001 - $15,000 |