| sX5E sTEPUP IssUER Cs sTEP |
|
nan |
Purchase
|
Nov. 29, 2018 |
$50,001 |
| sP500 CLIRNs IssUER bNs CAP 10.96% sV 2,737.76 DUE 01/31/20 |
|
FIXED INCOME |
Purchase
|
Nov. 29, 2018 |
$50,001 - $100,000 |
| sP500 ARN IssUER boFA CAP 13.92% sV 2,737.76 DUE 01/31/20 |
|
FIXED INCOME |
Purchase
|
Nov. 29, 2018 |
$100,001 - $250,000 |
| sX5E sTEPUP IssUER bAC sTEP 27.90% sV 3,044.33 DUE 11/26/18 |
|
BOND |
Sale
|
Nov. 26, 2018 |
$50,001 - $100,000 |
| sPX/sX5E sTEPUP Iss HsbC sTEP 22.80% sV 100.00 DUE 11/23/18 |
|
FIXED INCOME |
Sale
|
Nov. 23, 2018 |
$50,001 - $100,000 |
| American Electric Power Company, Inc. (AEP) |
AEP |
STOCK |
Sale (partial)
|
Nov. 21, 2018 |
$1,001 - $15,000 |
| becton, Dickinson and Company (bDX) |
BDX |
STOCK |
Purchase
|
Nov. 21, 2018 |
$1,001 - $15,000 |
| DowDuPont Inc. (DWDP) |
DWDP |
STOCK |
Sale (partial)
|
Nov. 21, 2018 |
$1,001 - $15,000 |
| First Trust DJ Internet Index Fund (FDN) |
FDN |
ETF |
Purchase
|
Nov. 21, 2018 |
$1,001 - $15,000 |
| Invesco QQQ Trust, series 1 (QQQ) |
QQQ |
ETF |
Purchase
|
Nov. 21, 2018 |
$1,001 - $15,000 |
| Pfizer, Inc. (PFE) |
PFE |
STOCK |
Sale
|
Nov. 21, 2018 |
$1,001 - $15,000 |
| R2000 CLIRN IssUER bAC CAP |
|
FIXED INCOME |
Sale
|
Nov. 21, 2018 |
$100,001 - $250,000 |
| Raytheon Company (RTN) |
RTN |
STOCK |
Sale
|
Nov. 21, 2018 |
$1,001 - $15,000 |
| simon Property group, Inc. (sPg) |
SPG |
STOCK |
Purchase
|
Nov. 21, 2018 |
$1,001 - $15,000 |
| sPDR Dow Jones Industrial Average ETF (DIA) |
DIA |
ETF |
Purchase
|
Nov. 21, 2018 |
$15,001 - $50,000 |
| sPDR s&P 500 (sPY) |
SPY |
ETF |
Purchase
|
Nov. 21, 2018 |
$15,001 - $50,000 |
| stryker Corporation (sYK) |
SYK |
STOCK |
Sale (partial)
|
Nov. 21, 2018 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Sale
|
Nov. 2, 2018 |
$1,001 - $15,000 |
| Walmart Inc. (WMT) |
WMT |
STOCK |
Sale (partial)
|
Nov. 2, 2018 |
$1,001 - $15,000 |
| Walt Disney Company (DIs) |
DIS |
STOCK |
Purchase
|
Nov. 2, 2018 |
$1,001 - $15,000 |
| JP Morgan Chase & Co. (JPM) |
JPM |
STOCK |
Purchase
|
Nov. 2, 2018 |
$1,001 - $15,000 |
| Waste Management, Inc. (WM) |
WM |
STOCK |
Sale (partial)
|
Nov. 2, 2018 |
$1,001 - $15,000 |
| Northrop grumman Corporation |
NOC |
STOCK |
Purchase
|
Nov. 2, 2018 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Sale
|
Nov. 2, 2018 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
Nov. 2, 2018 |
$1,001 - $15,000 |
| Home Depot, Inc. (HD) |
HD |
STOCK |
Purchase
|
Nov. 2, 2018 |
$1,001 - $15,000 |
| United Technologies Corporation (UTX) |
UTX |
STOCK |
Purchase
|
Nov. 2, 2018 |
$1,001 - $15,000 |
| Verizon Communications Inc. (VZ) |
VZ |
STOCK |
Sale (partial)
|
Nov. 2, 2018 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Sale
|
Nov. 2, 2018 |
$1,001 - $15,000 |