| 3M Company (MMM) |
MMM |
STOCK |
Purchase
|
Sept. 20, 2018 |
$1,001 - $15,000 |
| Adobe Inc. (ADbE) |
ADBE |
STOCK |
Sale (partial)
|
Sept. 20, 2018 |
$1,001 - $15,000 |
| Alibaba group Holding limited American Depositary Shares each representing one Ordinary share (bAbA) |
BABA |
STOCK |
Purchase
|
Sept. 20, 2018 |
$1,001 - $15,000 |
| AutoNation, Inc. (AN) |
AN |
STOCK |
Sale (partial)
|
Sept. 20, 2018 |
$15,001 - $50,000 |
| blackRock Capital Investment Corporation (bKCC) |
BKCC |
FUND |
Purchase
|
Sept. 20, 2018 |
$100,001 - $250,000 |
| brightView Holdings, Inc. (bV) |
BV |
STOCK |
Purchase
|
Sept. 20, 2018 |
$50,001 - $100,000 |
| IPg Photonics Corporation (IPgP) |
IPGP |
STOCK |
Purchase
|
Sept. 20, 2018 |
$1,001 - $15,000 |
| Royal Caribbean Cruises ltd. (RCl) |
RCL |
STOCK |
Purchase
|
Sept. 20, 2018 |
$1,001 - $15,000 |
| Thor Industries, Inc. (THO) |
THO |
STOCK |
Sale
|
Sept. 20, 2018 |
$15,001 - $50,000 |
| Westrock Company (WRK) |
WRK |
STOCK |
Purchase
|
Sept. 20, 2018 |
$1,001 - $15,000 |