Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| R2000 CLIRN ISSUER CIBC CaP 18.04% SV 1,237.751 DUE 09/28/18 | BOND | Sale | Sept. 28, 2018 | $15,001 - $50,000 | |
| general Electric Company (gE) | GE | STOCK | Purchase | Sept. 27, 2018 | $1,001 - $15,000 |
| ISHaRES CORE DIVIDEND gROWTH EXCHaNgE TRaDED FUND | DGRO | ETF | Purchase | Sept. 27, 2018 | $15,001 - $50,000 |
| SX5E aRN ISSUER BOFa CaP 19.23% SV 3,579.32 DUE 01/25/19 | BOND | Sale | Sept. 21, 2018 | $50,001 - $100,000 | |
| SX5E STEPUP ISSUER BOFa STEP 27.00% SV 3,584.55 DUE 05/31/19 | BOND | Purchase | Sept. 21, 2018 | $50,001 |