Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| SP500 ARN ISSUER BoFa CaP 10.00% SV 2,415.07 DUE 07/27/18 | FIXED INCOME | Sale (partial) | July 27, 2018 | $50,001 - $100,000 | |
| GENERATION PK MGMT DIST TEX ULTD TAX RD a oID APR16 03.750%SEP01 2036 | BOND | Sale | July 13, 2018 | $50,001 - $100,000 | |
| FIRST TR EXCHANGE TRADED FD DOW JONES IN | DIA | ETF | Purchase | July 12, 2018 | $1,001 - $15,000 |
| HARTFORD GROWTH OPPORTUNITIES FD | HGOIX | FUND | Purchase | July 12, 2018 | $15,001 - $50,000 |